SMBCI News. against Rupiah between Banks and Foreign Parties

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SMBCI News

To : All Customers

From : PT Bank Sumitomo Mitsui Indonesia Date : 17 February 2016

Re : - Third Amendment to Bank Indonesia Circular Letter on Foreign Currency Transactions against Rupiah between Banks and Domestic Parties

- Fourth Amendment to Bank Indonesia Circular Letter on Foreign Currency Transactions against Rupiah between Banks and Foreign Parties

Dear valued Customer,

In relation to the issuance of the implementing regulation of BIR No. 17/15/PBI/2015 and BIR No. 17/16/PBI/2015 regarding Third Amendment of Bank Indonesia Regulations regarding Foreign Currency Transactions against Rupiah, namely:

1. Bank Indonesia Circular Letter No. 17/49/DPM regarding the Fourth Amendment to Bank Indonesia Circular Letter No. 16/14/DPM regarding Foreign Currency Transactions against Rupiah between Banks and Domestic Parties; and

2. Bank Indonesia Circular Letter No. 17/50/DPM regarding Third Amendment to Bank Indonesia Circular Letter No. 16/15/DPM regarding Foreign Currency Transactions against Rupiah between Banks and Foreign Parties,

that have been issued on 21 December 2015, hereby we would like to inform the amendments related to foreign currency transactions against Rupiah between Banks and customers, that apply retroactively as of 7 October 2015:

A. Underlying Transaction

Below are the new provisions related to Underlying Transaction:

1. Investment in the form of Bank Indonesia Securities in Foreign Currency cannot be used as Underlying Transaction for Purchases of Foreign Currency against IDR;

2. In terms of the Underlying Transaction in the form of credit including inter-customer credit provision, below provisions are applicable: a. The loan must have been disbursed;

b. The amount of Foreign Exchange Transaction should be no more than the amount of the disbursed loan;

c. The value date of Foreign Exchange Transaction should not be longer than the due date of the settlement of the disbursed loan.

Sehubungan dengan telah diterbitkannya peraturan pelaksana dari PBI No. 17/15/PBI/2015 dan PBI No. 17/16/PBI/2015 tentang Perubahan Ketiga atas Peraturan Bank Indonesia tentang Transaksi Valuta Asing terhadap Rupiah, yaitu:

1. Surat Edaran Bank Indonesia No. 17/49/DPM tentang Perubahan Keempat atas Surat Edaran Bank Indonesia No. 16/14/DPM tentang Transaksi Valuta Asing terhadap Rupiah antara Bank dengan Pihak Domestik; dan

2. Surat Edaran Bank Indonesia No. 17/50/DPM tentang Perubahan Ketiga atas Surat Edaran Bank Indonesia No. 16/15/DPM tentang Transaksi Valuta Asing terhadap Rupiah antara Bank dengan Pihak Asing,

yang telah diterbitkan pada tanggal 21 Desember 2015, berikut kami sampaikan informasi perubahan terkait transaksi valuta asing terhadap rupiah antara Bank dengan nasabah, yang berlaku surut sejak tanggal 7 Oktober 2015:

A. Underlying Transaksi

Berikut ketentuan-ketentuan baru yang berkaitan dengan Underlying Transaksi:

1. Investasi dalam bentuk Surat Berharga Bank Indonesia dalam valuta asing tidak dapat digunakan sebagai Underlying transaksi pembelian valuta asing terhadap Rupiah; 2. Dalam hal Underlying Transaksi berupa kredit

termasuk pemberian kredit antarnasabah, berlaku ketentuan:

a. Kredit harus telah ditarik;

b. Nominal Transaksi Valuta Asing terhadap Rupiah paling banyak sama dengan nominal kredit yang ditarik;

c. Jatuh waktu Transaksi Valuta Asing terhadap Rupiah paling lama sama dengan jatuh waktu pelunasan kredit yang ditarik tersebut.

Summitmas II, 9th_{- 11}th_Floors Jl. Jend. Sudirman Kav. 61 - 62 Jakarta 12190

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2 3. In terms of Underlying Transaction in the form

of Ownership of Foreign Currency Fund in Indonesia or Abroad’ for selling of foreign currency against Rupiah, below provisions are applicable:

a. The amount should not exceed the amount of foreign currency ownership;

b. If the fund is placed in the instrument that has a maturity date (e.g. TD & NCD) → the maturity date of foreign exchange transaction should not be longer than the maturity date of fund placement;

c. If the fund is placed in the instrument that does not have any maturity date (e.g. savings, giro) →

i. The maturity date is unlimited;

ii. The minimal balance of foreign currency account should be at least equivalent to the amount of forward transaction during the period of forward transaction. B. Settlement of Transactions

For the settlement of selling transaction of foreign currency against Rupiah through forward transaction in the amount of transaction up to threshold, the following provisions are applicable: 1. The settlement of the transaction cannot be

conducted through unwind of transaction; 2. In the event that there is rollover or early

termination of the transaction, it should be supported by Underlying Transaction for the initial selling forward transaction. The full movement of fund for the settlement of the transaction should be conducted at the end of the rollover contract or early termination contract.

Hereby we would like to inform amendments related to foreign currency transactions against Rupiah between Bank and customers, in connection with Underlying Transaction, that are effective as of 1 March 2016:

1. In terms of the Underlying Transaction document in the form of billing evidence of a purchase of goods from abroad (import), the customer is required to submit a document which shows that the goods are intended to enter and be received within Indonesia’s Customs Territory.

2. There is an amendment of the types of transaction underlying in ‘Attachment IV and Attachment V of BICL regarding foreign currency transactions

3. Dalam hal Underlying Transaksi berupa kepemilikan dana valuta asing di dalam negeri dan/atau di luar negeri untuk penjualan valuta asing terhadap Rupiah melalui transaksi Forward, berlaku ketentuan:

a. Nominalnya paling banyak sebesar saldo dan/atau jumlah kepemilikan dana valuta asing;

b. Jika dana valuta asing ditempatkan pada instrumen yang memiliki tanggal jatuh waktu (antara lain berupa deposito dan/atau NCD) → jatuh waktu dari transaksi valuta asing terhadap Rupiah tersebut paling lama sama dengan jatuh waktu penempatan dana tersebut;

c. Jika dana valuta asing ditempatkan pada instrumen yang tidak memiliki tanggal jatuh waktu (antara lain berupa tabungan atau giro) →

i. Jatuh waktu tidak dibatasi;

ii. Saldo rekening valuta asing paling kurang sama dengan nominal transaksi forward sepanjang waktu transaksi forward dimaksud.

B. Penyelesaian Transaksi

Untuk penyelesaian penjualan valuta asing terhadap Rupiah oleh Nasabah kepada Bank melalui transaksi forward dengan nominal transaksi paling banyak sebesar jumlah tertentu (threshold) berlaku ketentuan sebagai berikut: 1. Penyelesaian transaksi tidak dapat dilakukan

melalui pengakhiran transaksi (unwind)

2. Dalam hal dilakukan perpanjangan transaksi atau percepatan penyelesaian transaksi, tindakan tersebut harus didukung dengan Underlying transaksi dari transaksi forward jual awal. Kewajiban pemindahan dana pokok secara penuh dilakukan pada saat berakhirnya perpanjangan kontrak atau kontrak percepatan perpanjangan transaksi.

Berikut kami sampaikan informasi perubahan terkait transaksi valuta asing terhadap Rupiah antara Bank dengan nasabah, berkaitan dengan Underlying transaksi, yang berlaku sejak tanggal 1 Maret 2016: 1. Dalam hal dokumen Underlying Transaksi

merupakan bukti tagihan atas kegiatan pembelian barang dari luar negeri (impor), Nasabah wajib menyampaikan dokumen yang menunjukkan bahwa barang tersebut dimaksudkan untuk masuk dan diterima di wilayah Pabean Indonesia.

2. Terdapat perubahan mengenai jenis Underlying Transaksi pada ‘Lampiran IV dan Lampiran V Surat Edaran Bank Indonesia tentang Transaksi Valuta

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3 against Rupiah between Banks and Domestic

Parties’ and ‘Attachment III and Attachment IV of BICL regarding foreign currency transactions against Rupiah between Banks and Foreign Parties’. The amendments are mostly to tighten the types of underlying transaction to minimize the misuse (abuse) of underlying transaction for speculative purposes.

The comparison of the types of Underlying Transaction is attached to this SMBCI News.

Both of the regulations can be downloaded from Bank Indonesia Website: www.bi.go.id.

Thank you for your attention.

Asing terhadap Rupiah antara Bank dengan Pihak Domestik’ dan ‘Lampiran III dan Lampiran IV Surat Edaran Bank Indonesia tentang Transaksi Valuta Asing terhadap Rupiah antara Bank dengan Pihak Asing’. Fokus perubahannya adalah memperketat jenis Underlying transaksi guna meminimalisasi penyalahgunaan Underlying Transaksi untuk tujuan spekulatif.

Perbandingan jenis Underlying Transaksi dapat dilihat pada lampiran SMBCI News ini.

Kedua peraturan tersebut dapat diunduh dari situs web Bank Indonesia: www.bi.go.id

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I. DOMESTIC PARTIES

I.1. UNDERLYING TRANSACTION DOCUMENTS FOR THE TRADING OF GOODS AND SERVICES IN INDONESIA AND IN OVERSEAS

BICL 17/20/DPM BICL 17/49/DPM

Effective up to 29 February 2016 Effective as of 1 March 2016

A. FINAL UNDERLYING TRANSACTION DOCUMENTS

1. Photocopy of consultant services contract. 1. Remain in Force

2. Photocopy of employment agreement and other supporting documents between the foreign manpower and business entity.

2. Remain in Force 3. Photocopy of credit/loan agreement or other

relevant debt documents. 3. Credit documents that consist of: a. Photocopy of credit agreement (loan agreement) or other relevant debt/credit documents that are able to show the schedule and amount of payment; and b. Photocopy of evidence of credit disbursement that is

able to show that there is disbursement of funds, among others, movement of account from creditor to debtor or evidence of fund transfer instruction in the form of MT 103.

4. Photocopy of royalty agreement with the foreign party which is supplemented by other supporting documents.

4. Remain in Force 5. Letter of Credit (L/C) and L/C Amendment. 5. Remain in Force 6. Documents which have claim/collection

characteristics or which causes payment obligation, among others:

6. Documents which have claim/collection characteristics

or which causes payment obligation, among others:

a. Invoice or commercial invoice, with validity of maximum 12 (twelve) months from the invoice issuance date (either that issued by a foreign party or a domestic party).

In the event that the invoice being used has already exceeded 12 (twelve) months since the issuance date, the use of the invoice must be complemented by:

a. Invoice or commercial invoice, with validity until the maturity date (due date) of the invoice or commercial invoice.

In the event the invoice has already exceeded the maturity/due date, the invoice may be used for 3

(three) months after the maturity/due date by

complementing: 1) MT 103 which contains information

regarding the relevant invoice; and 1) Remain in Force 2) A statement from the customer that

foreign currency payment has never been made on the basis of the invoice.

2) Remain in Force b. Debit Note which information therein may be

verified by the Bank. b. Remain in Force

c. Sales contract with validity which is in line with the validity indicated on the contract. Should there be no validity on the contract, the validity shall be maximum 12 (twelve) months since the contract signing.

c. Sales contract which validity and nominal amount are as indicated on the contract.

d. List of Invoices that is supported by the

customer’s statement which contains: d. Remain in Force 1) Validity of the list;

2) Customer’s responsibility to administer such invoices; and

3) Commitment to provide invoices when needed by the Bank.

e. Billing notice or billing/payment schedule which

is generated by the customer’s internal system. DELETED f. Tax Invoice or Annual Tax Return (SPT) for tax

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BICL 17/20/DPM BICL 17/49/DPM

e. Billing notice in Rupiah currency issued by the

exporter in overseas which is supplemented by documents that support the veracity / correctness and validity / legality of the transaction, which includes the following information:

1) Evidence of billing in Rupiah currency and payment instructions in foreign currency that are stated in the form of an agreement and / or invoice;

2) Identity of the party that receives payment in foreign currency in the form of an exporter in overseas or other foreign parties designated by the exporter in overseas;

3) Conversion rate on the fund transfer date; and 4) Proof of funds transfer activity in accordance with

the information in number 1) up to number 3). 7. Cash Management Agreement or the Standard

Operating Procedure (SOP) that are related to cash pooling and cash sweeping, amongst a branch office or subsidiary company with the head office/regional office of the customers as long as they may be verified by the Bank.

DELETED

8. Deed of purchase & sale and proof of ownership of the Foreign Party toward the assets related to the sale of the assets in Indonesia owned by the Foreign Party which purchase of the foreign currency against Rupiah is carried out by a domestic party that is authorized by the Foreign Party.

7. Sale and Purchase Deed and proof of ownership by the

Foreign Party on the asset that is relevant to the asset sale in Indonesia which is owned by the Foreign Party which purchase of the foreign currency is conducted by a domestic party which is given authority by the Foreign Party. Furthermore, the foreign exchange funds must

be transferred to the foreign party’s account that gives the authority and to be evidenced by a foreign exchange transfer document.

9. The documents of the sale of the foreign currency against Rupiah originating from the sale of foreign currency export proceeds, with a validity period not later than 6 months after the issuance date of the foreign exchange sale documents.

8. Documents of sale of foreign currency against Rupiah that come from the export proceeds in foreign currency, with validity of maximum 12 (twelve) months from the transaction date of the foreign currency sale. 10. Underlying Transaction Documents for PVA in the

form of PVA’s net sales to customers in the last 1 month. In the event there is a purchase of foreign currency by the PVA’s customers with value exceeding USD25,000.00 (twenty-five thousand US dollars) per month, supplemented by PVA statement signed by the authorized signatories of the PVA containing PVA’s responsibility to administer the underlying transaction documents from the PVA’s customers and their commitment to provide the underlying transaction documents of the PVA’s customers when required by the Bank.

9. Underlying Transaction Documents for Business Activities in Foreign Currency Exchange (KUPVA) in the form of KUPVA net sales to the customer in the last 1 month. The Underlying Transaction documents are to be supplemented by a statement which is signed by the authorized signatories (officers) of KUPVA containing KUPVA commitment to:

a. administer the sale and purchase documents and / or Underlying Transaction documents of the customer of KUPVA;

b. provide the documents of Underlying Transactions of the customer of KUPVA when required by the Bank in the event of foreign exchange purchases by the customer of KUPVA to KUPVA with a value exceeding USD25,000.00 (twenty-five United States dollars) or its equivalent per month.

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BICL 17/20/DPM BICL 17/49/DPM

11. Photocopy of PEB (Declaration of Goods for Export). 11. The use of official electronic mail or facsimile as

additional supporting documents of the Underlying Transaction documents for proof of claim (receivable) may be used as long as the Bank is able to verify the sender of the email or facsimile.

*ONLY TREATED AS SUPPORTING DOCUMENT FOR FINAL DOCUMENT, NO MORE CATEGORIZED AS TYPE OF FINAL

DOCUMENT*

B. UNDERLYING TRANSACTION DOCUMENTS IN THE FORM OF ESTIMATES 1. Estimated needs for school fee/tuition fee and

living expenses in overseas 1. Estimated needs for school tuition and cost of living in overseas which is signed on sufficient duty/revenue stamp by the customer.

2. Estimated cost of medical treatment and

accommodation. 2. Estimated needs for medical expenses and accommodation which is signed on sufficient duty/revenue stamp by the customer.

3. Estimated cost of travel and accommodation. 3. Estimated needs for travel expenses and accommodation which is signed on sufficient duty/revenue stamp by the customer.

4. Projected cash flow based on the requirements of the users of travel agent’s services and the required reserves, as evidenced by information about current/savings account from travel agent’s business.

4. Projection of cash flow for the activities of international trade (exports and imports) and the business activities of travel agent services for a period of the next one year, which is prepared by the Customer and signed by an authorized official of the Customer (to include other relevant documents).

The projection shall at least contain details of the source of the income and expenditure of foreign exchange that shows the net difference deficiency / excess of foreign exchange on a monthly basis.

5. Photocopy of Import Declaration (PIB). DELETED

Photocopy of PIB (Declaration of Goods for Import) is CATEGORIZED AS FINAL DOCUMENT

6. Photocopy of Export Declaration (PEB). DELETED

Photocopy of PEB (Declaration of Goods for Export) is CATEGORIZED AS FINAL DOCUMENT

7. Purchase documents, among others in the form of

Purchase Order Confirmation. 5. Documents for purchases which among others include purchase orders that have been confirmed by the seller and subsequently furnished with proof of delivery of goods.

8. Pro forma Invoice, which should at least contain information regarding the number and date of the document, name of buyer/importer/goods receiving party/consignee/applicant, name of goods, and total price of all goods.

DELETED

9. Sales/Import Projection issued by the Customers (not necessarily be audited but signed by an authorized signatory of the customer) for the period of not more than 1.5 years in the future effective from the transaction date, with maximum nominal amount as much as the historical data of the previous one (1) year.

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I.2. UNDERLYING TRANSACTION DOCUMENTS FOR INVESTMENTS IN THE FORM OF DIRECT INVESTMENT, PORTFOLIO INVESTMENT, LOANS, EQUITY/CAPITAL, AND OTHER INVESTMENTS IN INDONESIA AND IN OVERSEAS

BICL 16/14/DPM BICL 17/49/DPM

A. UNDERLYING TRANSACTION DOCUMENTS THAT ARE FINAL 1. Proof of ownership of an investment in foreign

currency which is issued by the authorities including sale and purchase agreement on investment, among others in the form of shares, bonds, other securities, evidence of dividend distribution, and the results of other investments.

1. Remain in Force

2. Letter of demand deposit account balances on certain transactions that are required by the authorities.

2. Remain in Force 3. Promissory Note to be attached with the relevant

credit/loan agreement. DELETED

4. Photocopy of credit agreement (loan agreement

or other relevant debt / credit documents. 3. Credit documents that consist of: a. Photocopy of credit agreement (loan agreement) or other relevant debt / credit documents that are able to show the schedule and amount of payment; and

b. Photocopy of evidence of credit disbursement that is able to show that there is disbursement of funds, among others, movement of account from creditor to debtor or evidence of fund transfer instruction in the form of MT 103. 5. Evidence that supports the customer’s

participation in a tender and provision of guarantee / bank guarantee in foreign currency.

4. Evidence of customer’s participation in a tender and provision of guarantee / bank guarantee in foreign currency.

6. Minutes of General Meeting of Shareholders in Rupiah amount for dividend payment to foreign shareholders.

5. Minutes of General Meeting of Shareholders and addition of other documents that shows the amount of Rupiah for dividend payment to foreign shareholders.

7. Collective investment contract for mutual funds

(reksa dana) transactions in foreign currency. 6. Remain in Force

B. UNDERLYING TRANSACTION DOCUMENTS IN THE FORM OF ESTIMATES A cash flow projection associated with a particular

project for the period of the next 3 years commencing from the date of the transaction, which is issued by the customer and signed by the authorized officials of the customer (by attaching the work contract document and/or other relevant documents).

A cash flow projection associated with a particular project for the period of the next 3 years commencing from the date of the transaction, which is to be prepared by the customer and signed by the authorized officials of the customer (by attaching the work contract document and/or other relevant documents).

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II. FOREIGN PARTIES

II.1. UNDERLYING TRANSACTION DOCUMENTS FOR TRADING OF GOODS AND SERVICES IN INDONESIAN AND IN OVERSEAS

BICL 16/15/DPM BICL 17/50/DPM

A. Underlying Transaction Documents that are Final 1. Evidence of activities of export of goods from

Indonesia and import of goods to Indonesia, among others Letters of Credit (L/C), drafts, and invoices.

2. Domestic trade that uses Local L/C (SKBDN). 2. Remain in Force 3. Documents under the criteria of claims or those

which give cause the arising of payment obligations, such as:

3. Documents under the criteria of claims or those which give cause the arising of payment obligations, such as:

a. Invoice or commercial invoice, with validity of maximum 12 months after the invoice issuance date (either that issued by a foreign party or a party in Indonesia)

a. Invoice or commercial invoice (either that issued by a foreign party or a party in Indonesia) may be used as Underlying Transactions under the condition that:

i. not matured yet; and/or ii. not paid or settled yet.

In the event that the invoice or commercial invoice has exceeded the maturity, the invoice or commercial invoice may be used maximum three (3) months since the maturity by supplementing:

i. MT 103 which contains information about the payment of the invoice; and

ii. Statement from the Foreign Party that payment of foreign currency has never been done on the basis of such invoice. b. List of invoices to be supported by

authenticated statement letters from Foreign Parties containing:

b. Remain in Force 1) Validity of the list;

2) Responsibility of the Foreign Party to administer those invoices; and

3) Commitment to provide invoices when required by the Bank.

c. Billing notice and/or billing/payment schedule generated by an internal system of the Foreign Party.

DELETED

d. Tax Invoice or Annual Tax Return (SPT) for

tax payment. c. Tax Invoice or Annual Tax Return (SPT) for tax payment through the sales of foreign exchange against Rupiah.

4. Operational Expense from the Representative Office of a foreign Legal Entity, among others, in the form of salary payment and utilities account billing (telephone, electricity, gas, and water).

4. Operational Expense in Rupiah currency from the Representative Office of a foreign Legal Entity or other foreign institutions, among others, in the form of salary payment and utilities account billing (telephone, electricity, gas, and water).

5. A Vostro Account Opening Agreement between the Foreign Party and the Bank for remittance purposes, MT299, or MT599 that contains a statement from the correspondent bank that the available funds will be used for remittance purposes.

5. A Vostro Account Opening Agreement between the Foreign Party and the Bank for remittance purposes, MT299, or MT599 that contains a statement from the correspondent bank that the available funds will be used for remittance purposes to Indonesia.

6. A statement through RMDS and/or SWIFT related

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II.1. UNDERLYING TRANSACTION DOCUMENTS FOR TRADING OF GOODS AND SERVICES IN INDONESIAN AND IN OVERSEAS

BICL 16/15/DPM BICL 17/50/DPM

currency in order to facilitate the foreign currency purchase for remittance purposes.

6. Documents that provide information on the needs for foreign currencies for the remittance purposes from Indonesia.

7. Proof of acceptance in Rupiah owned by Foreign Parties for the purpose of repatriation, among others in the form of salary slips and the results of activities of trading of goods and services in Indonesia.

Official electronic mail or facsimile as additional supporting documents of the Underlying Transaction documents for proof of claim (receivable) may be used as long as the Bank is able to verify the sender of the email or facsimile.

*ONLY TREATED AS SUPPORTING DOCUMENT* B. Underlying Transaction Documents in the form of Estimates

1. Cash flow projection to be issued by the Foreign Party (to be signed by an authorized officer from the Foreign Party) for the purposes of payment of operational expenses from the representative office of foreign Legal Entity, among others, in the form of salary payment and utilities account billing (telephone, electricity, gas, and water).

1. Cash flow projection to be issued by the Foreign Party (to be signed by an authorized officer from the Foreign Party) for the purposes of payment of operational expenses in Rupiah currency from the representative office of the foreign Legal Entities or other foreign institutions, among others, in the form of salary payment and utilities account billing (telephone, electricity, gas, and water).

2. Settlement agreement and sales/purchase order

confirmation. 2. Settlement agreement and sales/purchase order confirmation with validity in line with the maturity date.

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II.2. TRANSACTION UNDERLYING DOCUMENTS FOR FOREIGN DIRECT INVESTMENT, PORTFOLIO INVESTMENT, LOANS, CAPITAL, AND OTHER INVESTMENTS IN INDONESIA AND IN OVERSEAS

BICL 17/16/DPM BICL 17/50/DPM

A. Transaction Underlying Documents that are Final

1. Evidence of confirmation of the sales or purchases of Commercial Papers, among others in the form of trade confirmation which is conveyed through SWIFT message, Tested Telex, Reuters Monitoring Dealing System (RMDS), or Bloomberg ticket.

2. Evidence of ownership of investment, among others shares/stocks, bonds, and other commercial papers, and Resolution of General Meeting of Shareholders (GMS) related to the distribution of dividends and documents related to the distribution of investment return/yield.

2. Evidence of investment ownership (statement of holding), among others, shares, bonds, and other securities, and resolution of General Meeting of Shareholders (GMS) related to distribution of dividends or documents related to the distribution of the result/yield from investment.

For transactions with hedging nature, Banks must ensure that ownership of the Foreign Party’s portfolio is not less than the Derivatives Transaction on Foreign Exchange against Rupiah Transaction, and the Foreign Party is required to convey a statement of holding at least once in every two (2) weeks.

3. Evidence of credit agreement including its

amendments. 3. Credit documents that consist of: a. Photocopy of credit/loan agreement or other relevant documents that are able to show a schedule and amount of payment; and

b. Photocopy of evidence of credit disbursement that is able to show that there is disbursement of funds or fund transfer information in the form of MT 103.

4. Evidence of participation of Foreign Parties in tenders and provision of guarantees in Rupiah currency.

4. Remain in Force 5. Documents related to the distribution of

inheritance such as evidence of sales of inherited assets and evidence of family relationship with the inheritance provider (such as family card) related to the heirs that reside in overseas as permanent residents (to be supported by relevant documents).

6. 6. Deed of Purchase and Sale, leasing agreement,

and/or evidence of the Foreign Party’s ownership toward the assets related to the sale of the assets in Indonesia that are owned by the Foreign Party. 7. A sale and purchase deed, leasing/rental

agreement, and/or evidence of ownership by a Foreign Party over the assets related to the sales of assets in Indonesia that are owned by the Foreign Party which purchases of the foreign currencies are conducted by a domestic party that receives power of attorney from the Foreign Party.

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II.2. TRANSACTION UNDERLYING DOCUMENTS FOR FOREIGN DIRECT INVESTMENT, PORTFOLIO INVESTMENT, LOANS, CAPITAL, AND OTHER INVESTMENTS IN INDONESIA AND IN OVERSEAS

BICL 17/16/DPM BICL 17/50/DPM

B. Transaction Underlying Documents in the form of Estimations

The Transaction Underlying documents in the form of Estimations shall include: 1. Memorandum of Understanding and/or

Agreement for the purchases and sales of assets in Indonesia in the context of merger and acquisition in line with the prevailing provisions;

1. Memorandum of Understanding and/or Agreement for the purchase and sale of assets in Indonesia in the context of merger and acquisition in line with the prevailing regulations, which have information or to be supplemented by documents that describe the existence of the needs for the purchase or sale of foreign exchange;

2. Documents of estimations regarding the return/yield from investment that will be received that are to be supplemented by:

a. Evidence of ownership over the investment;

and a. Remain in Force

b. Other formal information regarding the investment return/yield that is issued by the company.

b. Other official information regarding the investment results that are able to describe the amount of the estimated investment results, among others, estimated dividends 3. Documents that state the plan to purchase

Commercial Papers among others in the form of SWIFT message, tested telex, tested fax, or RMDS, with the criteria that the Rupiah ownership period shall be maximum three (3) business days excluding the period of the settlement of the purchase of the Commercial Papers. Further, evidence of the realization of the purchases of Commercial Papers shall be conveyed to the Bank.

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I. PIHAK DOMESTIK

I.1. DOKUMEN UNDERLYING TRANSAKSI UNTUK PERDAGANGAN BARANG DAN JASA DI DALAM DAN DI LUAR NEGERI

BICL 17/20/DPM BICL 17/49/DPM

Efektif Hingga 29 Februari 2016 Efektif Sejak 1 Maret 2016

A. Dokumen Underlying Transaksi yang Bersifat Final

1. Fotokopi kontrak jasa konsultan. 1. Tetap Berlaku

2. Fotokopi surat perjanjian kerja atau dokumen pendukung lain antara tenaga kerja asing yang bersangkutan dengan badan usaha.

2. Tetap Berlaku 3. Fotokopi surat perjanjian kredit (loan agreement)

atau dokumen utang terkait lainnya. 3. Dokumen kredit yang terdiri dari: a. fotokopi surat perjanjian kredit (loan agreement) atau dokumen terkait lainnya yang dapat menunjukkan jadwal dan jumlah pembayaran; dan

b. fotokopi bukti penarikan kredit yang dapat menunjukkan adanya penarikan dana, antara lain mutasi rekening dari kreditur kepada debitur atau bukti perintah transfer dana berupa MT 103.

4. Fotokopi perjanjian royalti (royalty agreement) dengan pihak asing yang disertai dengan dokumen pendukung lainnya.

4. Tetap Berlaku 5. Letter of Credit (L/C) dan perubahan L/C. 5. Tetap Berlaku 6. Dokumen yang bersifat tagihan atau yang

menimbulkan kewajiban pembayaran, antara lain: 6. Dokumen yang bersifat tagihan atau yang menimbulkan kewajiban pembayaran, antara lain: a. Invoice atau commercial invoice, dengan masa

berlaku paling lama 12 bulan setelah tanggal penerbitan invoice (baik yang diterbitkan oleh pihak asing maupun pihak dalam negeri). Dalam hal invoice yang digunakan telah melebihi 12 bulan sejak tanggal penerbitan, penggunaan invoice harus dilengkapi dengan:

a. Invoice atau commercial invoice dengan masa berlaku sampai dengan tanggal jatuh waktu (due date) invoice atau commercial invoice dimaksud. Dalam hal invoice telah melebihi tanggal jatuh waktu, invoice tersebut dapat digunakan paling lama 3 (tiga) bulan sejak tanggal jatuh waktu dengan melengkapi:

1) MT 103 yang berisi informasi mengenai

invoice terkait; dan 1) Tetap Berlaku

2) pernyataan dari nasabah bahwa pembayaran valuta asing belum pernah dilakukan atas dasar invoice dimaksud.

2) Tetap Berlaku

b. Debit note yang informasi di dalamnya dapat

diverifikasi oleh Bank. b. Tetap Berlaku

c. Sales Contract/Kontrak Penjualan dengan masa berlaku yang sesuai dengan yang tercantum dalam kontrak. Apabila tidak ada masa berlaku di dalam kontrak, masa berlaku paling lama 12 bulan sejak penandatanganan kontrak.

c. Sales Contract/Kontrak Penjualan yang memiliki masa berlaku dan nominal yang sesuai dengan yang tercantum dalam kontrak.

d. List of invoices yang didukung oleh pernyataan

nasabah yang berisi: d. Tetap Berlaku

1) validitas list dimaksud;

2) tanggung jawab nasabah untuk mengadministrasikan invoices dimaksud; dan

3) komitmen penyediaan invoices apabila dibutuhkan oleh Bank.

e. Billing notice atau billing/payment schedule

yang dihasilkan oleh sistem internal nasabah. DIHAPUS f. Faktur Pajak/Tax Invoice atau SPT untuk

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BICL 17/20/DPM BICL 17/49/DPM

e. Tagihan dalam mata uang Rupiah yang diterbitkan

oleh eksportir di luar negeri yang dilengkapi dengan dokumen yang mendukung kebenaran dan keabsahan transaksi, yang mencakup informasi sebagai berikut: 1) bukti penagihan dalam mata uang Rupiah dan

perintah pembayarannya dalam valuta asing yang dituangkan dalam bentuk kesepakatan (perjanjian) dan/atau invoice;

2) identitas pihak yang menerima pembayaran dalam valuta asing berupa eksportir di luar negeri atau pihak asing lainnya yang ditunjuk oleh eksportir di luar negeri;

3) kurs konversi pada tanggal transfer dana; dan 4) bukti kegiatan transfer dana sesuai dengan

informasi pada angka 1) sampai dengan angka 3). 7. Cash Management Agreement atau Standard

Operating Procedure (SOP) terkait kebijakan cash pooling dan cash sweeping, antara kantor cabang

atau subsidiary dengan kantor pusat/wilayah nasabah sepanjang dapat diverifikasi oleh Bank.

DIHAPUS

8. Akta jual beli dan bukti kepemilikan Pihak Asing atas asset terkait dengan penjualan aset di Indonesia yang dimiliki oleh pihak asing yang pembelian valuta asingnya dilakukan oleh pihak domestik yang diberi kuasa oleh Pihak Asing.

7. Akta jual beli dan bukti kepemilikan pihak asing atas aset terkait dengan penjualan aset di Indonesia yang dimiliki oleh pihak asing yang pembelian valuta asingnya dilakukan oleh pihak domestik yang diberi kuasa oleh pihak asing. Selanjutnya, dana valuta asing tersebut harus ditransfer kepada rekening pihak asing yang memberi kuasa dan dibuktikan dengan dokumen transfer valuta asing.

9. Dokumen penjualan valuta asing terhadap Rupiah yang berasal dari penjualan valuta asing hasil ekspor, dengan masa berlaku paling lama 6 bulan setelah tanggal penerbitan dokumen penjualan valuta asing.

8. Dokumen penjualan valuta asing terhadap Rupiah yang berasal dari penjualan valuta asing hasil ekspor, dengan masa berlaku paling lama 12 bulan setelah tanggal transaksi (transaction date) penjualan valuta asing. 10. Dokumen Underlying Transaksi untuk PVA berupa

net jual PVA kepada nasabah dalam 1 bulan terakhir. Dalam hal terdapat pembelian valuta asing oleh nasabah PVA kepada PVA dengan nilai melebihi USD25,000.00 (dua puluh lima ribu dolar Amerika Serikat) per bulan, dilengkapi dengan pernyataan PVA yang ditandatangani oleh pejabat berwenang dari PVA yang berisi tanggung jawab PVA untuk mengadministrasikan dokumen

underlying transaksi dari nasabah PVA serta

berkomitmen untuk menyediakan dokumen

underlying transaksi nasabah PVA apabila

dibutuhkan oleh Bank.

9. Dokumen Underlying Transaksi untuk Kegiatan Usaha Penukaran Valuta Asing (KUPVA) berupa net jual KUPVA kepada nasabah dalam 1 bulan terakhir. Dokumen

Underlying Transaksi tersebut dilengkapi dengan

pernyataan yang ditandatangani oleh pejabat berwenang dari KUPVA yang berisi komitmen KUPVA untuk:

a. mengadministrasikan dokumen jual beli dan/atau dokumen Underlying Transaksi dari nasabah KUPVA; b. menyediakan dokumen Underlying Transaksi nasabah

KUPVA apabila dibutuhkan oleh Bank dalam hal terdapat pembelian valuta asing oleh nasabah KUPVA kepada KUPVA dengan nilai melebihi USD25,000.00 (dua puluh lima dolar Amerika Serikat) atau ekuivalennya per bulan.

10. Fotokopi pemberitahuan Impor Barang (PIB). 11. Fotokopi pemberitahuan Ekspor Barang (PEB).

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BICL 17/20/DPM BICL 17/49/DPM

11. Penggunaan surat elektronik resmi atau facsimile sebagai dokumen pendukung tambahan dari dokumen Underlying Transaksi untuk bukti tagih sejauh Bank dapat memverifikasi pengirim dari

email atau facsimile tersebut.

*HANYA SEBAGAI DOKUMEN PENDUKUNG UNTUK DOKUMEN UNDERLYING TRANSAKSI YANG BERSIFAT FINAL,

TIDAK LAGI TERKATEGORI KE DALAM JENIS DOKUMEN

UNDERLYING TRANSAKSI YANG BERSIFAT FINAL*

B. DOKUMEN UNDERLYING TRANSAKSI BERUPA PERKIRAAN 1. Perkiraan kebutuhan biaya sekolah dan biaya

hidup di luar negeri. 1. Perkiraan kebutuhan biaya sekolah dan biaya hidup di luar negeri yang ditandatangani di atas meterai oleh Nasabah.

2. Perkiraan kebutuhan biaya berobat dan

akomodasi. 2. Perkiraan kebutuhan biaya berobat dan akomodasi yang ditandatangani di atas meterai oleh Nasabah. 3. Perkiraan kebutuhan biaya perjalanan dan

akomodasi. 3. Perkiraan kebutuhan biaya perjalanan dan akomodasi yang ditandatangani di atas meterai oleh Nasabah.

4. Proyeksi cash flow berdasarkan kebutuhan pengguna jasa travel agent dan cadangan yang dibutuhkan, yang dibuktikan dengan informasi rekening koran/tabungan dari usaha travel agent tersebut.

4. Proyeksi arus kas (cash flow) untuk kegiatan perdagangan internasional (ekspor impor) dan kegiatan usaha jasa travel agent untuk jangka waktu 1 tahun ke depan, yang disusun oleh Nasabah dan ditandatangani oleh pejabat berwenang dari Nasabah dengan menyertakan dokumen terkait lainnya). Proyeksi tersebut paling kurang berisi rincian sumber penerimaan dan pengeluaran valuta asing yang menunjukkan selisih bersih kekurangan/kelebihan valuta asing secara bulanan.

5. Fotokopi pemberitahuan Impor Barang (PIB). DIHAPUS

Fotokopi pemberitahuan Impor Barang (PIB) DIKATEGORIKAN SEBAGAI DOKUMEN UNDERLYING TRANSAKSI YANG BERSIFAT FINAL

6. Fotokopi pemberitahuan Ekspor Barang (PEB). DIHAPUS

Fotokopi pemberitahuan Ekspor Barang (PEB) DIKATEGORIKAN SEBAGAI DOKUMEN UNDERLYING TRANSAKSI YANG BERSIFAT FINAL

7. Dokumen pembelian antara lain berupa purchase

order confirmation. 5. Dokumen pembelian antara lain berupa purchase order yang telah dikonfirmasi oleh penjual dan selanjutnya dilengkapi dengan bukti pengiriman barang.

8. Proforma invoice, yang paling kurang berisi informasi tentang nomor dan tanggal dokumen,

nama pembeli/importir/penerima

barang/consignee/applicant, nama barang dan harga total seluruh barang.

DIHAPUS

9. Sales/Import Projection yang dikeluarkan oleh nasabah (tidak harus audited namun ditandatangani oleh pejabat berwenang dari nasabah) untuk jangka waktu tidak lebih dari 1,5 tahun ke depan terhitung sejak tanggal transaksi, dengan maksimum nominal sebesar data historis 1 tahun sebelumnya.

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I.2. DOKUMEN UNDERLYING TRANSAKSI UNTUK INVESTASI BERUPA DIRECT INVESTMENT, PORTFOLIO INVESTMENT, PINJAMAN, MODAL DAN INVESTASI LAINNYA DI DALAM DAN DI LUAR NEGERI

BICL 16/14/DPM BICL 17/49/DPM

A. DOKUMEN UNDERLYING TRANSAKSI YANG BERSIFAT FINAL 1. Bukti kepemilikan investasi dalam valuta asing yang

diterbitkan oleh pihak yang berwenang termasuk surat perjanjian jual beli atas investasi antara lain dalam bentuk saham, obligasi, surat berharga lainnya, bukti pembagian dividen, dan hasil investasi lainnya.

1. Tetap Berlaku

2. Surat permintaan penyetoran rekening saldo atas transaksi tertentu yang dipersyaratkan oleh otoritas yang berwenang.

2. Tetap Berlaku 3. Promissory note dengan dilampirkan perjanjian kredit

terkait. DIHAPUS

4. Fotokopi surat perjanjian kredit (loan agreement atau

dokumen utang terkait lainnya). 3. Dokumen kredit yang terdiri dari: a. fotokopi surat perjanjian kredit (loan agreement) atau dokumen terkait lainnya yang dapat menunjukkan jadwal dan jumlah pembayaran, dan

b. fotokopi bukti penarikan kredit yang dapat menunjukkan adanya penarikan dana, antara lain mutasi rekening dari kreditur kepada debitur atau bukti perintah transfer dana berupa MT 103.

5. Bukti pendukung keikutsertaan nasabah dalam tender dan penyediaan jaminan/bank garansi dalam mata uang asing.

4. Bukti keikutsertaan Nasabah dalam tender dan penyediaan jaminan/bank garansi dalam mata uang asing.

6. Risalah Rapat Umum Pemegang Saham dengan nominal Rupiah untuk pembayaran dividen ke pemegang saham asing.

5. Risalah Rapat Umum Pemegang Saham dan tambahan dokumen lain yang menggambarkan besarnya nominal Rupiah untuk pembayaran dividen ke pemegang saham asing.

7. Kontrak investasi kolektif untuk transaksi reksadana

dalam valuta asing. 6. Tetap Berlaku

B. Dokumen Underlying Transaksi Berupa Perkiraan

Proyeksi arus kas yang terkait dengan suatu proyek tertentu untuk jangka waktu 3 tahun ke depan terhitung sejak tanggal transaksi, yang dikeluarkan oleh nasabah dan ditandatangani oleh pejabat berwenang dari nasabah (dengan menyertakan dokumen kontrak kerja dan/atau dokumen terkait lainnya).

Proyeksi arus kas yang terkait dengan suatu proyek tertentu untuk jangka waktu 3 tahun ke depan terhitung sejak tanggal transaksi, yang disusun oleh Nasabah dan ditandatangani oleh pejabat berwenang dari Nasabah (dengan menyertakan dokumen kontrak kerja dan/atau dokumen terkait lainnya).

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II. PIHAK ASING

II.1. DOKUMEN UNDERLYING TRANSAKSI UNTUK PERDAGANGAN BARANG DAN JASA DI DALAM DAN DI LUAR NEGERI

BICL 16/15/DPM BICL 17/50/DPM

A. Dokumen Underlying Transaksi yang Bersifat Final 1. Bukti kegiatan ekspor barang dari Indonesia dan

impor barang ke Indonesia, antara lain Letter of

Credit (L/C), wesel, dan invoice.

1. Tetap Berlaku 2. Perdagangan dalam negeri yang menggunakan

Surat Kredit Berdokumen Dalam Negeri (SKBDN). 2. Tetap Berlaku 3. Dokumen yang bersifat tagihan atau yang

menimbulkan kewajiban pembayaran, antara lain: 3. Dokumen yang bersifat tagihan atau yang menimbulkan kewajiban pembayaran, antara lain:

a. invoice atau commercial invoice, dengan masa berlaku paling lama 12 bulan setelah tanggal penerbitan invoice (baik yang diterbitkan oleh pihak asing maupun pihak dalam negeri).

a. Invoice atau commercial invoice (baik yang diterbitkan oleh Pihak Asing maupun pihak dalam negeri) dapat menjadi Underlying Transaksi dengan syarat:

i. belum jatuh waktu, dan/atau ii. belum dibayarkan.

Dalam hal invoice atau commercial invoice telah melewati jatuh waktu, invoice atau

commercial invoice tersebut dapat digunakan

maksimal 3 (tiga) bulan sejak jatuh tempo dengan melengkapi:

i. MT 103 yang berisi informasi mengenai pembayaran invoice dimaksud; dan

ii. Pernyataan dari Pihak Asing bahwa pembayaran valuta asing belum pernah dilakukan atas dasar invoice dimaksud. b. List of invoices yang didukung oleh surat

pernyataan yang authenticated dari Pihak Asing yang berisi:

b. Tetap Berlaku 1) validitas list of invoices dimaksud;

2) tanggung jawab Pihak Asing untuk mengadministrasikan invoices dimaksud; dan

3) komitmen penyediaan invoices apabila dibutuhkan oleh Bank.

c. Billing notice atau billing/payment schedule yang dihasilkan oleh sistem internal dari Pihak Asing.

DIHAPUS

d. Faktur Pajak / Tax Invoice atau Surat Pemberitahuan Tagihan (SPT) untuk pembayaran pajak.

c. Faktur Pajak / Tax Invoice atau Surat Pemberitahuan Tagihan (SPT) untuk pembayaran pajak melalui penjualan valuta asing terhadap Rupiah.

4. Beban operasional dari representative office Badan Hukum asing antara lain berupa pembayaran gaji dan tagihan rekening utilities (telepon, listrik, gas, air).

4. Beban operasional dalam mata uang Rupiah dari

representative office Badan Hukum Asing atau

lembaga asing lainnya antara lain berupa pembayaran gaji dan tagihan rekening utilities (telepon, listrik, gas, air).

5. Perjanjian pembukaan vostro Pihak Asing dengan

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II. PIHAK ASING

II.1. DOKUMEN UNDERLYING TRANSAKSI UNTUK PERDAGANGAN BARANG DAN JASA DI DALAM DAN DI LUAR NEGERI

BICL 16/15/DPM BICL 17/50/DPM

yang berisi pernyataan dari bank koresponden bahwa dana yang ada akan dipergunakan untuk tujuan remitansi.

atau MT 599 yang berisi pernyataan dari bank koresponden bahwa dana yang ada akan dipergunakan untuk tujuan remitansi ke Indonesia.

6. Statement melalui RMDS dan/atau SWIFT terkait tujuan pembelian valuta asing untuk memfasilitasi pembelian valuta asing untuk tujuan remitansi.

DIHAPUS

6. Dokumen yang memberikan informasi

kebutuhan valuta asing untuk tujuan remitansi dari Indonesia.

7. Bukti penerimaan dalam Rupiah yang dimiliki oleh Pihak Asing untuk kebutuhan repatriasi, antara lain berupa slip gaji dan hasil kegiatan perdagangan barang dan jasa di Indonesia. Surat elektronik resmi atau facsimile sebagai informasi tambahan dari dokumen Underlying Transaksi untuk bukti tagih dapat digunakan sepanjang Bank dapat melakukan verifikasi pengirim email atau facsimile tersebut.

*HANYA SEBAGAI DOKUMEN PENDUKUNG * B. Dokumen Underlying Transaksi Berupa Perkiraan

1. Proyeksi arus kas yang dikeluarkan oleh Pihak Asing (ditandatangani oleh pejabat berwenang dari Pihak Asing) untuk tujuan pembayaran beban operasional dari representative office Badan Hukum asing antara lain berupa pembayaran gaji dan tagihan rekening utilities (telepon, listrik, gas, air).

1. Proyeksi arus kas yang dikeluarkan oleh Pihak Asing (ditandatangani oleh pejabat berwenang dari Pihak Asing) untuk tujuan pembayaran beban operasional dalam mata uang Rupiah dari

representative office Badan Hukum Asing

atau lembaga asing lainnya antara lain berupa pembayaran gaji dan tagihan rekening utilities (telepon, listrik, gas, air).

2. Settlement agreement dan sales/purchase order

confirmation. 2. Settlement agreement dan sales/purchase order confirmation dengan masa berlaku sesuai

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II. PIHAK ASING

II.2. DOKUMEN UNDERLYING TRANSAKSI UNTUK FOREIGN DIRECT INVESTMENT, PORTFOLIO INVESTMENT, PINJAMAN, MODAL DAN INVESTASI LAINNYA DI DALAM DAN DI LUAR NEGERI

BICL 17/16/DPM BICL 17/50/DPM

Efektif Hingga 29 Desember 2016 Efektif Sejak 1 Maret 2016 A. Dokumen Underlying Transaksi yang Bersifat Final

1. Bukti konfirmasi penjualan atau pembelian Surat Berharga, antara lain berupa trade confirmation yang disampaikan melalui SWIFT message, Tested

Telex, Reuters Monitoring Dealing System (RMDS),

atau Bloomberg ticket.

1. Tetap Berlaku

2. Bukti kepemilikan investasi, antara lain saham, obligasi dan surat berharga lainnya,dan keputusan Rapat Umum Pemegang Saham (RUPS) terkait pembagian dividen atau dokumen terkait pembagian hasil investasi.

2. Bukti kepemilikan investasi (statement of holding), antara lain saham, obligasi dan Surat Berharga lainnya,dan keputusan Rapat Umum Pemegang Saham (RUPS) terkait pembagian dividen atau dokumen terkait pembagian hasil investasi. Untuk transaksi yang bersifat lindung nilai, Bank harus memastikan bahwa kepemilikan portofolio Pihak Asing tidak kurang dari Transaksi Derivatif atas Transaksi Valuta Asing Terhadap Rupiah dan Pihak Asing harus menyampaikan fotokopi statement of

holding paling kurang sekali dalam 2 (dua) minggu.

3. Bukti perjanjian kredit beserta perubahannya. 3. Dokumen kredit yang terdiri dari:

a. fotokopi surat perjanjian kredit (loan agreement) atau dokumen terkait lainnya yang dapat menunjukkan jadwal dan jumlah pembayaran; dan

b. fotokopi bukti penarikan kredit yang dapat menunjukkan adanya penarikan dana, antara lain mutasi rekening dari kreditur kepada debitur atau informasi transfer dana dalam bentuk MT 103.

4. Bukti keikutsertaan Pihak Asing dalam tender dan

penyediaan jaminan dalam mata uang Rupiah. 4. Tetap Berlaku 5. Dokumen yang terkait dengan pembagian waris

seperti bukti penjualan harta waris dan bukti hubungan keluarga dengan pemberi waris (seperti kartu keluarga) terkait dengan ahli waris yang telah menetap di luar negeri sebagai permanent resident (yang didukung dengan dokumen terkait).

5. Tetap Berlaku

6. Akta jual beli, perjanjian sewa menyewa, dan/atau bukti kepemilikan Pihak Asing atas aset terkait dengan penjualan aset di Indonesia yang dimiliki oleh Pihak Asing

6. Akta jual beli, perjanjian sewa menyewa, dan/atau bukti kepemilikan Pihak Asing atas aset terkait dengan penjualan aset di Indonesia yang dimiliki oleh Pihak Asing yang pembelian valuta asingnya dilakukan oleh pihak domestik yang diberi kuasa oleh Pihak Asing.

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II. PIHAK ASING

II.2. DOKUMEN UNDERLYING TRANSAKSI UNTUK FOREIGN DIRECT INVESTMENT, PORTFOLIO INVESTMENT, PINJAMAN, MODAL DAN INVESTASI LAINNYA DI DALAM DAN DI LUAR NEGERI

BICL 17/16/DPM BICL 17/50/DPM

Efektif Hingga 29 Desember 2016 Efektif Sejak 1 Maret 2016 B. Dokumen Underlying Transaksi Berupa Perkiraan

Dokumen Underlying Transaksi berupa perkiraan meliputi: 1. Memorandum of Understanding dan/atau

Agreement untuk pembelian dan penjualan aset di

dalam negeri dalam rangka merger dan akuisisi sesuai dengan ketentuan yang berlaku;

1. Memorandum of Understanding dan/atau

Agreement dalam rangka pembelian dan penjualan

aset di dalam negeri melalui merger dan akuisisi sesuai dengan ketentuan yang berlaku, yang memiliki informasi atau dilengkapi dokumen yang menggambarkan adanya kebutuhan pembelian atau penjualan valuta asing.

2. dokumen estimasi mengenai hasil investasi yang

akan diterima yang dilengkapi dengan: 2. dokumen estimasi mengenai hasil investasi yang akan diterima yang dilengkapi dengan: a. bukti kepemilikan atas investasi; dan a. Tetap Berlaku

b. informasi resmi lainnya mengenai hasil

investasi yang dikeluarkan oleh perusahaan. b. informasi resmi lainnya mengenai hasil investasi yang dapat menggambarkan besarnya perkiraan hasil investasi dimaksud, antara lain estimasi dividen.

3. Dokumen yang menyatakan rencana pembelian Surat Berharga antara lain berupa SWIFT message,

tested telex, tested fax, atau RMDS, dengan kriteria

jangka waktu kepemilikan Rupiah paling lama 3 (tiga) hari kerja di luar jangka waktu setelmen pembelian Surat Berharga. Selanjutnya, bukti realisasi pembelian Surat Berharga disampaikan kepada Bank.