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Hydrolysis of bile acid conjugates and dehydroxylation of cholic acid by Clostridium bifermentans : a thesis presented in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Biotechnology

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AND DEHYDROXYLATION OF CHOLIC ACID

BY CLOSTRIDIUM BIFERMENTANS

A thes i s presented in partial ful filment o f the requi rements for the degree of Doctor of Phi losophy in Biotechnology

at Mas sey Unive rsity

RICHARD HAMILTON ARCHER 19 80

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ABSTRACT

The transformation of bile acids by

Clos tridium bifermen tans

was studied with a view to developing a.process whereby the bile acid conjugates of New Zealand mutton and beef gall may be converted to deoxycholic acid.

Statistically designed experiments were employed to maximise 7a-dehydroxylation of cholic acid to deoxycholic acid and to minimise the ?a-dehydrogenation of cholic acid to 7-ketodeoxycholic acid. Both transformations showed optima near pH 7. High deoxycholate yields were associated with conditions less favourable to strong growth and with relatively high electrode potentials. 7-ketodeoxycholic acid production was not as sensitive to environmental factors as was 7a-de­

hydroxylation and could not be eliminated merely by manipulating fermentation variables.

Studies on the ?a-dehydrogenation of cholic acid with washed resting-stage cells of

Cl. bifermentans

indicated several means of manipulating 7-ketodeoxycholate yields which were then tested using batch fermentation. In the presence of zn++ions, 7-ketodeoxycholate yields were reduced but dehydroxylation was completely inhibited. In the presence of EDTA, ?a-dehydrogenation was almost quantitative but deoxycholate yields were again nil. Both transformations were enhanced during aerobic incubation. The highest deoxycholate yield observed during the work (50 molar %) was obtained by sweeping the fermenter headspace with air.

Growing cells of

Cl. bifermentans

effected the near-quantitative hydrolysis of glycodeoxycholate, taurodeoxycholate and taurocholate within 48 h whilst glycbcholate was 90% deconjugated. At substrate concentrations greater than 0.1% w/v however, taurine conjugates were less well hydrolysed.

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l

ACKNOWLEDGEMENTS

I wish to acknowledge the following:

Dr I.S. Maddox and Dr R. Chong, for their supervision and assistance.

The Department of Scientific and Industrial Research, for financial assistance.

Dr R.P. Garland and New Zealand Pharmaceuticals Ltd., for advice, the,provision of bile acids and the use of analytical equipment.

Professor Annamarie Ferrari of Milan University, for a culture of

Clos tridiwn bife rmentans

SD 10 .

Mr J.T. Alger and Mr D.W. Couling, for their assistance in building and maintaining equipment.

Mr L.E. O' Brien and Dr I.F. Boag, for advice on the statistical design of experiments.

My mother, for typing, and my father, for critical advice.

My wife, Deborah 1 for support and for draft typing and proof­

reading.

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TABLE OF CONTENTS

ABSTRACT

ACKNOWLEDGEMENTS TABLE OF CONTENTS TABLE OF FIGURES

TABLE OF TABLES

BILE ACID NOMENCLATURE ABBREVIATIONS

CHAPTER 1 PRELUDE

CHAPTER 2 INTRODUCTION AND LITERATURE REVIEW 2.1

2.2

2.3 2.4

2.5 2.6 2.7

Dehydroxylation Dehydrogenation

2.2.1 7a-Hydroxycholanoyl Dehydrogenases 2.2.2 3a-Hydroxycholanoyl Dehydrogenases 2.2.3 12a-Hydroxycholanoyl Dehydrogenases Cholanoylglycine and Cholanoyltaurine Hydrolases Occurrence of Multiple Transformation Abilities

in Single Organisms Choice of Organism

Clostridium bifermentans

Inhibition of Bacterial Growth by Bile Acids

CHAPTER 3 METHODS 3.1

3.2

3.3 3.4 3.5 3.6

Melting Points Materials 3.2.1 Media

3.2.2 Chromatography 3.2.3 Bile Acids

Materials

3.2.3.1 3.2.3.2

7-Ketodeoxycholic Acid 3a,7a-dihydroxy-5S-chol-ll-

3.2.4 3.2.5

3.2.3.3 Solvents

en-24-oic-acid Conjugates

Gases and Other Chemicals Organisms

Sterilisation of Media Cleaning of Glassware Analytical Methods 3.6.1 pH Measurement

3.6.2 Dry Weight Determination 3.6.3 Cell Counts

3.6.4 3.6.5

3.6.6

Thin-layer Chromatography

High Performance Liquid Chromatography 3.6.5.1 Mobile Phase

3.6.5.2 3.6.5.3 Infra-red

Resolution Operation

Spectrophotometry

iii

i ii iii vi ix xi xii 1

3 4 9 10 12 13 15 18

21 22 23

25 25 25 25 25 25 26 26

26 28 28 29 29 30 30 30 30 30 30 31 31 31 33 33

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3 . 7

3 . 8

3 . 9 3 . 1 0

3 . 1 1

3 . 12

Culture Conditions

3 . 7 . 1 Small Scale Experiments 3 . 7 . 2

Washed 3 . 8 . 1 3 . 8 . 2 3 . 8 . 3

Fermentation

3 . 7 . 2 . 1 Equipment

3 . 7 . 2 . 2 Instrumentation 3 . 7 . 2 . 3 Sterilisation

3 . 7 . 2 . 4 Inoculum Preparation 3 . 7 . 2 . 5 Operation

3 . 7 . 2 . 6 Sampling Technique Cell Methodology

Cell Production Equipment

Harvesting and Washing 3 . 8 . 4 Incubation

Extraction and H.P.L.C. Sample Preparation 3 . 9 . 1 Solvent Extraction

3 . 9 . 2 Freeze Dry Extraction Product Characterisation

3 . 10 . 1 Action of Strain ATCC 9 7 14 on Cholic Acid 3 . 10 . 2 Action of Strain SD 10 on Conjugates 3 . 10 . 3 Action of Strain ATCC 9 7 14 on Conjugates Calculations

3 . 1 1 . 1 H .P.L.C. Data Analysis

3 . 1 1 . 2 Calculation of Molar Compositions 3 . 1 1 . 3 Mass Balance Calculations

Discussion of Methods

CHAPTER 4 EXPERIMENT 1 : EFFECT OF pH AND ATMOSPHERIC COMPOSITION ON CHOLIC ACID TRANSFORMATION 4 . 1

4 . 2 4 . 3 4 . 4 4 . 5 4 . 6

Introduction Experiment Design

Fermentation Conditions Results

4 . 4 . 1 Statistical Analysis Discussion of Experiment 1 Conclusions

CHAPTER 5 EXPERIMENT 2 : IDENTIFICATION OF FERMENTATION VARIABLES IMPORTANT TO DEHYDROXYLATION AND DEHYDROGENATION OF CHOLIC ACID

5 . 1 5 . 2 5 . 3 5 . 4 5 . 5 5 .6

Introduction Experiment Design

Fermentation Conditions Results

Discussion of Experiment 2 Conclusions

CHAPTER 6 CHOLIC ACID TRANSFORMATION USING WASHED RESTING CELLS OF Cl. BIFERMENTANS ATCC 9 7 14 6 . 1

6 . 2 6 . 3

6 . 4

Introduction

Fermentation Conditions and Cell Preparation Results and Discussion

6 . 3 . 1 Time Scale and Reproducibility of the Reaction 6 . 3 . 2 Effect of Aerobic Incubation

6 . 3 . 3 Effect of Atmosphere, pH, Incubation Time

6 . 3 . 4

and Temperature

Effects of Common Enzyme Inhibitors and Other Miscellaneous Chemicals Conclusions

3 3 3 3 3 3 3 3 3 8 4 1 4 1 42 42 4 3 4 3 4 3 4 3 4 3 4 7 4 7 4 7 4 8 4 8 49 51 5 2 5 1 52 52 5 3

56 56 56 5 7 5 8 5 8 76 8 3

8 5

8 5 85 90 90 112 117

1 19 119 120 120 1 2 1 12 1 124 1 2 7 1 3 1

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CHAPTER 7 EFFECT OF AEROBIC INCUBATION AND

MISCELLANEOUS COMPOUNDS ON CHOLIC ACID TRANSFORMATION DURING BATCH FERMENTATION 7 . 1

7 . 2 7 . 3

Introduction

Fermentation Conditions Results and Discussion

7 . 3 . 1 Effect of Very Late Substrate Addition 7 . 3 . 2 Effect of zn++ ion

7 . 3 . 3 Effect of High Thioglycollate Levels

7 . 3 . 4 Effect of EDTA on Cholic Acid Transformation 7 . 3 . 5 Effect of Air on Cholic Acid Transformation 7 . 4 Conclusions

CHAPTER 8 HYDROLYSIS OF BILE ACID CONJUGATES BY CLOSTRIDIUM BIFERMENTANS

8 . 1 Introduction

8 . 2 Fermentation Conditions 8 . 3 Results

8. 4 Discussion 8 . 5 Conclusions CHAPTER 9

CHAPTER 10 REFERENCES

APPENDICES

Appendix 1 Appendix 2 Appendix 3 Appendix 4 Appendix 5

GENERAL DISCUSSION

GENERAL CONCLUSIONS

Infra-red Spectra

Parsimonious Models and Regression Statistics for Experiment 1

Parsimonious Models and Regression Statistics for Experiment 2

Electrode Potentials of Cell Production Fermentation

Raw Data for Deconjugation Experiments Conducted on the Small Scale

V

1 3 3 1 3 3 1 3 3 1 34 1 34 1 3 7 1 3 7 1-39 144 1 5 1

15 2 1 52 1 52 154 155 167

169 1 7 8 1 80

189 195 2 0 1 209 2 10

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3 . 1 3 . 2 3 . 3 3 . 4 3 . 5 3 . 6 3 . 7 3 . 8 3 . 9 3 . 10 4 . 1 4 . 2 4 . 3 4 . 4 4 . 5 4 . 6 4 . 7 4 . 8 4 . 9 4 . 10 4 . 1 1 4 . 12

4 . 1 3 4 . 14 4 . 15 4 . 16

5 . 1 5 . 2 5 . 3 5 . 4 5 . 5 5 . 6

TABLE OF F I GURES

The As sembled Fe rmente r

The As semble d Fermente r - Key to Figure 3. 1 The 2- l i t re Fermenter Vess e l Head

Plan o f the 2-litre Fermenter Ve s sel He ad The Gas-Mixe r/Flow- Regulator

S chematic of Gas-Mixe r/Flow-Regul ator Ce l l Washing Equipment

Washe d Ce ll In cubation Rack Ce l l Washing Equipment - Di agram

Di f fe renti al Re fractometer Li ne arity Characte ri stic Course o f Growth an d Transfo rmation fo r Exp . l , Run l

Run 2 Run 3 Run 4 Run 5 Run 6 Run 7 Run 8 Run 9 Run 10 Run 11 Res i dual Plot Number 2 fo r the P ars imonious Mode l for

De oxycholate Yield

Pre dicted Deoxy cholate Yield ( vi a log- trans form mode l ) P re di cted 7-Ke todeoxycholate Yield

Pre di cted Cel l Yield ( as L . M. C . , log o f maximum obs erve d numbe r of cells pe r mi lli litre of culture )

Course o f Growth and Trans fo rmation for Expe riment 1 , Run l Repeate d

Cours e o f Growth and Trans formation for Exp . 2 , Run l Run 2 Run 3 Run 4 Run 5 Run 6

34 35 36 37 39 40 44 45 46 54 59 60 61 62 6 3 64 65 66 67 6 8 69

72 7 3 74 75

78 9 1 92 9 3 94 9 5 96

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5 . 7 5 . 8 5 . 9 5 . 10 5 . 11 5 . 12 5 . 1 3 5 . 14 5 . 15 5 . 16 5 . 17 5 . 18

6 . 1 6 . 2

6 . 3 6 . 4 7 . 1 7 . 2 7 . 3

7 . 4 7 . 5 7 . 6 7 . 7 7 . 8

8 . 1 8 . 2 8 . 3 8 . 4

Course o f Growth and Trans formation for E xp . 2 , Run 7 Run 8 Run 9 Run 10 Run l l Run 12 Run 1 3 Run 14 Run 15 Run 16 H al f-Normal Plot for Deoxycho late Yield from Exp . 2 Re s i dual Plot Number 2 for the Pars imonious Mode l for

7-Ketode oxycholate Yie l d f rom E xpe riment 2

�ime S c ale o f Dehydrogenation by Whole Res ting Cel l s E f fect of Aerob ic Incubation o n Dehy drogenation by

Whole Re sting Ce lls

E f fe ct of pH and Atmosphe re on Dehydrogenation E f fe ct of pH , Atmosphere an d Incubati on Time on

Dehydrogenation by Whole Res ting Ce lls

Course of Growth and Trans formation for Fe rmentation with 18-hour S ubstrate Addi tion

Cours e pf Growth and Trans formation for Fermentation with 6-hour Addi tion o f zn++ Ion to 5mM

Cours e of Growth and Tran s formation for Fe rmentation with 6-hour Addition of Sodium Thioglycol late to 0 . 15% w/v

Course of Growth and Trans format ion for Fe rmentation wi th 6-hour Addi tion of EDTA. ( a)

Cours e o f Growth and Trans formation for Fe rmentation wi th 6-hour Addition o f EDTA. (b)

Course of Growth and Trans formation for Fe rmentation with Air- Sweeping . ( a)

Course o f Growth and Trans formati on for Fermentation with Ai r-Sweeping . ( b )

Course o f Growth an d Trans formati on for Fermentation with Air-Sweeping . ( c)

E f fe ct o f Sub strate Con centration on Deconj ugation Yields E f fe ct o f Substrate Con centration on Total Extent o f

Decon j ugation

Course o f Growth o f S train S D 10 and Trans fo rmation o f Glycocholic Aci d i n Batch Fermentation

Course of Growth o f S train S D 10 and Transformation of Glycodeoxycholi c Aci d in Batch Fermentation

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9 7 9 8 9 9 lOO 10 1 102 10 3 104 105 106 l l l

l l l 1 2 2

12 3 12 5 125 135 1 3 8

140 142 143 146 147

148 156

1 5 7

158 159

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8 . 5 8 . 6 8 . 7

8 . 8

A2 . 1 A2 . 2 A4 . 1

Course of Growth of Strain so 10 and Trans formation of Sodium Taurocholate in Batch Fe rmentation

Course o f Growth of Strain so 10 and Trans formation of Sodi um Taurodeoxycholate in B atch Fe rmentation Course

Cours e

o f Growth o f St rain SD 10 and Trans formation Glycocholic Acid and Sodium Taurocholate in B at ch Fermentation with 6-hour Substrate Addi tion

o f Growth of Strain so 10 and Trans fo rmation Glycocholic Ac id and Sodi um Taurocholate in Batch Fermentation with Ai r-Sweeping from 7 . 5 to 19 hours

o f

o f

Res idual Plot Numbe r 1 for the Pars imonious Mode l for 7-Ke todeoxycholate Yie ld

Residual Plot Numbe r 3 for the Pars imonious Mode l for L.M.C. ( i . e . log of maximum observed ce ll count) Ele ctrode Potential Curves and Dry Weights of Ce ll

S uspensions for Washe d Ce l l Production Runs

160 16 1

16 2

16 3 200 200 209

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TABLE OF TABLES

2 . 1 7a- Dehydroxylation Yields Previ ous Pumli shed in the

3 . 1 3 . 2a 3 . 2b 3 . 3 4 . 1

Lite rature

Mel ting Points of Synthetic Conj ugates Retention Volumes of Bile Aci ds

Retention Volumes of Bile Acids

Me lting Points of De con j ugation P roducts Des ign and Run Orde r , Expe riment 1

4 . 2 The E f fe ct o f pH and Gas on Ce ll Growth and Cholic Aci d Trans formation

ix

7 2 7

32 32 5 1 5 7

5 8

4 . 3 Full Re gres s ion Models for Expe ri ment 1 70

4 . 4 Matrix o f'Corre lation Coe ffici ents for the Pairs of Re sponse

Vari ables in Experiment l 76

5 . 1 De sign Matrix and Variables for Experiment 2 89

5 . 2 a 5 . 2b 5 . 3

Raw Trans formati on and Growth Data for Experiment 2 10 7 Raw Elect rode Potential Data for E xpe riment 2 108 Coe f fi cients from the Ful l Re gre s si on Mode ls of Expe riment 2 109 5 . 4 Matrix o f Corre lation Coe f ficients for the P aris o f Re spon se

Vari ab les in Experiment 2 llO

6 . 1 Effe cts o f Mi s ce llaneous Compounds on Cholate Trans formation 8 . 1

A2 . 1 A2 . 2 A2 . 3 A2 . 4 A2 . 5

A 3 . 1 A 3 . 2 A3 . 3 A3 . 4 A 3 . 5 A3 . 6

by Whole Ce lls 129

Yield o f De conjugation after 4 8 h

Pars imoni ous Mode ls and Regre ss ion Statistics for Experiment l :

For 7-Ketodeoxycholate Yield For Cholic Acid Remaining For Deoxycholic Acid Yield

For the Natural Logari thm o f De oxycholi c Acid Yie ld For the Base Ten Logarithm o f the Maximum Numbe r o f

Ce lls Observed. ( L . M. C . )

Pars imonious Mode ls and Regress ion S tatistics for Experi ment 2 :

For 7-Ketodeoxy cholate Yield

154

19 5 196 197 19 8 199

2 0 1 For the Natural Logari thm o f 7-Ketodeoxy cholate Yield 2 0 2 F o r the Cholic Acid Remaining at 48 Hours

For Deoxycholate Yield

For the Base 10 Logarithm of Maximum Obs erve d Ce l l Counts ( L . M. C . )

For the Maximum Rate o f E lectrode Potential De c l ine ( l�Ec ) max lit

2 0 3 2 0 4 2 0 5

2 0 6

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A3 . 7 A3 . 8

AS . l A5 . 2

Pars imonious Mode ls and Regression Statistics for Experiment 2 ( cont inued) :

For Minimum Elect rode Potential For Ini tial Electrode Potential ( Eci )

Raw Data for De conj ugati on Experiments Conducted on the Small S cale :

Extent of Transfo rmation o f Conj ugate ove r 4 8 h Effect o f Subs trate Concentration on T rans fo rmation

o f Conj ugates Afte r 48 h

2 0 7 2 0 8

2 10 2 1 1

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B I LE ACI D NOMENCLATURE

Throughout this work , b i le acids wi l l be re fe rre d to by the t ri vi a l names emp loyed in " The Bile Acids " ( Mats chine r , 19 7 1 ) . These are listed be low , together with the appropriate I . U . P . A. C . systematic chemical name s ( I . U . P . A . C . - I . U . B . , 1969 ) .

cholic aci d 3 a , 7a, l2a-trihydroxy- S S- cholan- 2 4-oic acid deoxycholi c aci d 3 a , l2a- dihydroxy-S S- cholan- 2 4-oic acid chenodeoxycho li c acid - 3 a , 7 a- dihydroxy-S S-cholan- 2 4-oic acid ursodeoxycholic acid 3 a , 7 S- dihydroxy-S S- cholan- 2 4-oi c acid l i thocholi c acid 3a-hydroxy-SS- cholan- 2 4-oi c acid 7-ketodeoxycholic acid

3 a , l2a- dihydroxy-7-oxo- S S- cholan- 24-oi c acid 7-ke tolithocholic acid

- 3a-hydroxy- 7-oxo-S S- cho lan- 24-oic aci d

glycochol i c acid 3a , 7a , l2a- trihydroxy- S 8-cholan- 2 4- oylglycine glycode oxycholi c aci d - 3 a , l2a- dihydroxy-SS-cholan- 24-oylglyc ine taurocholic ac id 3a , 7 a , l2a-trihydroxy- S S- cholan-2 4-oyltaurine taurodeoxycholi c aci d - 3a , l2 a- di hydroxy- S S- cholan-2 4-oyltaurine

Aci ds will be re fe rred to by the s uffi xes " - ate " and " - oi c acid"

interchangeab ly , for examp le 7-ketodeoxycholic aci d and 7-ketodeoxycholate .

xi

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ABBREVIATIONS

Abb re viations o f bile aci d n ames ( from Eneroth an d Sjovall, 19 7 1) :

c cholic aci d

D deoxycholic acid

7KD 7-ketodeoxycholic acid

GC glycocholic aci d

GD glycode oxycholic acid

TC taurocholic acid

TD taurodeoxycholic acid

Abbrevi ations of uni ts :

g h l m M min Pa rev tonne s V

gramme hour litre metre

moles per litre minutes

Pas cal ( Newton per square metre ) revo lution

tonne ( 1 , 000 Kg ) se cond

volt

Othe r abb re vi ati ons :

A ATCC B

DMSO Ec

code d val ue of pH in Experiment l (A Ame ri can Type Culture Colle ction

pH - 7 . 0 )

code d val ue o f gas i n Experiment l ( B = l for H2 , B = 0 for N2 , B = - 1 for N 2 - co2 , 9: 1)

dime thylsulph oxi de

e le ctrode potential re lative to the s aturated calome l e le ctrode

(15)

Ec . nun Ec.

l.

(6Ec/6t) max EDTA

Eh

F

H.P.T . . C'.

Km L.M.C.

ln

log log K1

MSlof MS pe

N NAD NADP NCIB

T.L.C.

Tr1s

minimum Ec observed during a fermentation Ec prevailing at inoculation

maximum rate of decline of Ec during a fermentation

ethylenediaminetetraacetic acid

electrode potential relative to the standard hydrogen electrode

ratio of mean sums of squares (i.e. F ratio) high performance liquid chromatography

the Michaelis constant

base 10 logarithm of the maximum cell count observed

during a fermentation natural logarithm

base 10 logarithm

first formation constant of chelate complex mean sum of squares due to lack of fit

mean sum of squares due to pure error

number of independent variables in an experiment design

nicotinamide adenine dinucleotide

nicotinamide adenine dinucleotide phosphate National Collection of Industrial Bacteria parachloromercuribenzoate

T.L.C. mobility relative to solvent front mobility

thin-layer chromatography tris(hydroxymethyl)methylamine

estimated value of response variable being modelled

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