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TRANSITIONS IN FOSTER CARE:

THE DEVELOPMENT OF T RAINING PROGRAMMES FOR FOST�R CARE WORKERS

VOLUME ONE

A thesis presented in partial

fu lfilment of the requirements for the degree of Doctor of Phil osophy at

Mas sey University

Rajen Prasad

1986

z

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ii

ABSTRACT

This thesis set out to deve l o p training programmes for foster parents and s oci a l w orkers involved in the provision of foster care services, as a means to addressing the current crises in the fie ld. Studies both nati ona l ly and internationa l ly have been critica l of efforts by agencies to provide stab le p lacements t o chi ld ren wh o needed t o be re m o ved fr om thei r bi o l og i c a l p a r e n t s b u t , with s ome n otable exc e p t i on s , few have gone on to add r e s s re s p on s e s to the s e deficiencies in any systematic way.

The first e lement in the deve l o pment of these training programmes was to estab lish an e pistem o l ogy which w ou ld p r ovide a c o m p rehensive f r a mew o r k f or p r a c t i ce. Urie Bronfenbrenner's the ory of human devel o pment and Garbarino's empirica l research into environments which are detrimenta l t o chi ldren were br ought together with princi p les emerging from research into f oster care, t o deve l o p an eco logica l framework f or foster care.

The ec o l ogica l fra m ew o r k w a s then t r a n s l a t ed i n t o a t r a i ni ng method o l ogy by means of the Deve l o p menta l Research and Uti lization M ode l advanced by Thomas. This method o l ogy identified a series of ref e r e n c e p oi n t s a r ou n d which t h e t r a i n i n g p r o g r a mm e s we re constructed. These training programmes, which are set out in V o lume 2 of this dissertation, were then evaluated in agencies c oncerned with the provision of foster care services. Changes in perceptions about

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iii

foster care, their method s of service de livery, increa s ed att ention to agency polici e s supporting effectiv e int erv enti on and de livery of foster care servic es w ere report ed. Greater empha si s on th e r o l e of bi o l ogic a l par ent s, ag enc y r e sp onsibility for a s s e s sing their need s and providing them with appropriate s ervic e s w er e high light ed. The direct impact of th e training pr ogramm e s on chi ldren, howev er, wa s beyond the scope of thi s thesis.

Fost er care is only one option to be considered wh en d et ermining th e m o s t suitab l e alt ernative for a chi l d. It can not b e tak en a s a superior or inferior form of care in compari son to others but is on ly appropriat e under certain circumstance s. An important element in the managem ent and d eve l op m ent of a s e ri e s of a lt ernative opti on s f or chi ldren requiring substitute chi ld care i s knowledge about the extent of curr ent pr ovi sion s and th eir div er s e f orm s. The th e si s a l s o reports on a limit ed survey of such faci liti e s and pr ogramm e s in N ew Zea land.

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iv

ACKNOWLEDGEMENTS

A proj ect of this size is impossibl e to undertake and compl ete without the support and dedication of a large numb er of p e op l e. Ev en if I att empted to name th em a l l, some wi l l b e inadvert ent ly omitted. I hope I have already persona l l y ackn ow l e dged th eir support over th e years that this project has taken to comp l ete.

My supervis ors, �r of essor Graeme Fraser and Merv Hancock have had to cope with the idiosyncracies of an app lied thesis and have a lways been very supportive over the past few years. They hav e been instrumental in maintaining a ba lan c e b e tw e en th e r equir em ents of an acad emic environment and the rea lities of the socia l w ork task. Their positive out look has a l way s b e en a motivating inf l u en c e, esp ecia l l y during thos e moments wh en carefu lly considered p lans had to be changed. By its very nature, the thesis was volumin ou s and, ther efore, d emand e d more than the usual amount of reading time for drafts from both Gra eme and M erv. I am most gratefu l for their assistance.

Th e c ontrib ution of th e N ew Z ea land Foster Care Federation has been very significant. Their total commitment to impr oving th e standards of foster care provisions in New Zea land provided m e with an av enue to t e s t i d e a s and get c ritica l f e edback. Thr e e pr esid ents of t h e Federation, Jane Thompson, Bobby Duncan a n d Ji l l Worra l l, and th eir former Education Officer, Margaret Craig, have rea l ly spear headed the

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V

tra ining need s o f foster c a r e wor k e r s i n N e w Z e a l a n d a n d h a v e b e e n i n t i m at e l y i n v o l v e d w i t h the p r o j e c t s i n c e i t s i n c e p t ion . T h e i r guid ance , suppor t , feedb ack and chal lenges h a v e b e e n mo st h e l p fu l i n the d e v e l o p m e n t a n d e v a l uation stages o f the project . They have now be come the agents th rough wh i ch the tra i n i n g p r o g r a mm e s d e v e l o ped i n th is thes is a r e made avai l able t o t h e practice commun i t y .

I w i s h to a l s o r e co r d my appr e c i a t ion for the assist ance and support prov ided by my co lleagues in the Soc i a l Pol i c y and Soc i a l Hor k Unit at Massey Univers i t y . I am part i c ula r l y i n d e b t e d to E p h r a G a r r e t t for h e r c o n s t a n t e n c o u r a g e m e n t a n d to P r o fe s s o r I a n S h i r l e y fo r h i s personal support and guid ance . M y friends i n A s h h u r s t , p a r t i c u l a r l y C a t h e r i n e a n d P e t e r R ochester , who were v e r y support i ve of my family deserve a spec i a l vote o f thanks . I am a l so gratefu l to the Open Home Foundat ion and the Depar tment of Soc i a l Hel fare for prov id ing material assi st ance and venues for the p i lot test and e v a l uat ion stages of the project .

Fi n a l l y , some c o mm e n t s to those most import ant to me , my fam i l y . To our mothers , thanks for s i mpl y b e i n g ' mum s ' a n d u n d e r s t a n d i n g t h a t comp l e t i n g t h e p r o j e c t w a s i m po r t a n t . P r em , I n d r a and Pramen have l i v e d w i t h th i s p r o j e c t for a n u mb e r o f y e a r s . At one t i me t h e y s e r i o u s l y thou ght f o s ter fathers were better because the y spent more t ime with the i r childre n . The s a c r i fi ces they have made can never be r e p a i d , a n d i n t h a t , t h e c o m p l e t ion of this the s i s has extr acted an un fair p r i ce . However , I s impl y and i nadequat e l y say ' thank you ' and

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v i hope that I can be more avai lable in the future .

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v i i

TABLE OF CONTENTS

Page

Ac knowledgements iv

Table of Con tent s v i i

L i st of Figures x i v

L i s t of Tables XV

L i s t o f Appendices x v i i

I NTRODUCTION

CHAPTER ONE : Emerging P r i nciples in Foster Care Research 1 1

Follow Up Studies 1 3

Cross-Sectional Studies 22

( a ) Instab i l ity o f Foster Home Placements 23 ( b ) The Place of B iolog ical Parents in

Foster Care 3 1

( c ) Di fferences i n Role Percept ions o f

Participants in Foster Care 39 ( d ) The Importance o f the F irst Year

o f Placement 44

( e ) Assessment of B io log ical Parents '

C i rcumstances 46

( f ) Soci oeconom ic Status and Ethn i c ity 50 Summary o f Cross-Sectional Stud i es 5 2 Crit i que o f Cross-Sect ion a l Studies 54

Lon g itudinal Stud ies 56

( a ) B io log ical Parents Sub-Study 57

( b ) Agency Investment 62

( c ) Characteri st i cs of Children 6 5 ( i ) Importance o f the F irst Year 66

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CHAPTER TWO:

v i i i

Page

(ii) Number o f Moves 67

(i i i ) P a rental Vi sit i ng 67 (iv ) Child ' s Per sona l Ad j ustmen t 68 Te sting Ideas : The Ne ed for Experimental Stu dies 72 Ex pe r i men t a l Studies

(a ) Case P l anning (b) Use o f Contracts (c ) Ser vice De l iver y Permanenc y P l a nn i ng Summa r y

( 1 ) Assessment

( 2) Biolog ical Parents ( 3) Role C l a r i ty

( 4) Phi losophy

( 5 ) Agency O r gan i zat ion

(6) Agency Ser v ice Footnotes

Towar ds a Theoretical Framework in Foster Care Eco log ical Perspect ive - A P r e l iminary

7 3 8 1 82 32

83 9 0 9 1 9 2 9 3 9 4 9 4 94 9 7

9 9

Statement 1 0 1

The Dev e lopment o f the Ecological Framework 1 0 2 The Con t r i b ut ion o f F ield Theor y - Kurt Lewin 1 0 3

The Kansas Schoo l 1 1 1

Dev elopment in Context - U r i e Bron fenbrenner 1 1 4 ( i ) D i rect Multi-setting P ar t icipat ion 1 20

( 1 1 ) I n d irect Links 1 20

( 1 1 1 ) Intersett ing Commun icat ions 1 2 1

( i v ) Intersetting Knowledge 1 2 1 Assessing R i sks - J ames Garba r i no 1 26

M icrosystem R i sks 1 26

Mesosystem R i sks 1 28

Exosystem R i sks 128

R i sks in the Macrosystem 1 29 An Ecolog i c a l Framework for Foster Care 1 32

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i x

Page

CHAPTE R THREE: Patterns o f Car ing :

A Map o f Substi tute Chi ld Care in New Zea land 1 4 2

The Stu d y 1 4 3

The Stages o f the Stu d y 1 4 4

(a ) Dev eloping a Dir ector y o f Fac i l i t i es 1 4 5

(b) Questionnaire Construct ion 1 4 5 (c ) Cond uct ing the Survey 1 4 7

(d ) Ana l ysis of data 1 4 8

Sur vey Find i n g s :

The Fac i l i t ies 1 4 8

Response Rate 1 5 3

Agency Ausp i ces

Boarding Schools 1 5 4

Non Boarding School Inst itut ions 1 55 Res ident i a l Institutions 1 5 6

Fam i l y Homes 1 5 7

Foster Homes 1 5 9

The Chi ldren in Subst i tute Child Care

Number 1 6 0

Gender 1 6 4

Age Structure 1 6 6

Ethn i c i t y 1 6 8

Long and Shor t Term Care 1 70 Geogr aphical Relat ionship Between

B iolog ical and Subst i tute Settings 1 73 Geogr aphical Patterns and Forms of Care 1 7 5

Summar y 1 7 8

Staffing

Staffing P atterns Gender

Roles Ethn i c i t y Summar y D i scuss ion

Footnotes

1 79 1 82 1 8 3 1 87 1 8 9 1 90

1 9 5

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X

Page

CHA PTER FOUR : An Approach to Research in Applied Pro fessional

Fields 19 7

Cont empor a r y Research Dev elopments in Social

Wor k 1 9 8

Knowledge Production 1 9 9

Substantive Utilization 1 9 9

Methodological Utiliza tion 20 0

Deve lopmental Research 20 1

The Phases o f Deve lopmental Research 20 4 The Phases in Detail

An a l ysis 206

Problem Ana l ysis and Identification 207

State-of-the-Art-Rev iew 20 8

Feasibilit y 20 9

Selection of Technologic a l Obj ectives 209 Deve lopment

Knowledge Utilization Technological Transfer Va lue Realization Legal Interpretation Ex perientia l Synthesis Gathering and Eval uation o f

Technological Resour ces Designing o f Social Technology Technological Rea lization The Eval uation Phase

Trial Use

Col lection o f Eval uative Dat a Evaluation o f Social Technology Redesigning as Necessar y

Util izat ion Phase

Prepar ation and Dis semination of Diffusion Media

Adoption of the Product by Practit ioners

CHAPTER FIV E : Dev eloping the Training Programmes Ana l ysis Phase

Fiel d Interv iews

2 1 1 21 1 21 2 2 1 2 2 1 3 2 1 3 2 1 4 2 1 5 2 1 5 2 1 6 2 1 6 2 1 7 2 1 7 2 1 8 2 1 8 2 1 8 2 1 9

22 1 22 1 222

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CHAPTER S I X :

--- - -- -

x i

Page

Tra i n i n g P rogr ammes 226

Feas i b i l i t y 229

Select ion of Technolog i c a l Ob j ectiv es 230 Se lect ion of Informat ion Source 23 1

Development Phase 2 3 2

Gathe r i n g and Evaluating Technological

Resources 232

Des i gn i n g the Tra ining P rogr ammes 2 3 3 Developing Con tent

P rogramme for Soc i a l Workers 235 Hol i stic Con cept ion o f Tran s i t i ons

in Pl acement 2 3 6

Assessment and Ser v ice De l i v e r y

to Biological Par ents 236

Integrat ed Agenc y Programme 237

Knowledge Base 238

Planning 2 3 8

Programme for Foster Par ents 239

The Foster Care Journey 239

The Foster Child 240

Biological Parents 24 1

Commun icat ion in Foster Care 242

The Agency 24 3

P l anning 24 3

Prototype o f the Training Progr ammes 245

Evaluation Phase 245

Trial Use 24 6

Col lect ion of Evaluative Dat a 247 Eval uation o f Soc i a l Technology 247

Redes igning 250

Footnotes 2 5 2

A P r e l imina r y E v a l uat ion o f the Progr amme 254

The Agency 2 55

Method s 2 5 5

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Results - Programme for Soc i a l Wor ke rs Changes in Agency Programme

?re-Train ing Pos t-Tr aining

Soc i a l Wor kers Perceptions o f the Foster Parent Role

?re-Training Post-Training

Soc i a l Wor ke rs ' Ac t i v i ties w i th Foster Fam i l i es

?re-Train ing Post-Tra i n i n g

Soc i al Wor kers ' P er ceptions o f the i r Own Role

? re-Train ing Post-Tra i n i ng

Soc i a l Wor kers ' P er ceptions o f the Biolog ical Parent ' s Role

?re-Tra ining Pos t-Training

Soc i a l Wor ke rs ' Activit ies with Biolog ical Parents

x i i

Page

257 257 258

262 262

2 6 3 2 6 4

2 6 5 2 6 5

2 6 6 2 6 6

?re-Tra i n i ng 267

Pos t-Training �68

Contact Between Foster and Biological Fam i l i es

?re-Tra i n ing 270

Pos t-Training 270

Soc i a l Wor kers and the Planing P rocess

P re-Trai ning 270

Post-Training 27 1

Summary 272

Results - Foster Parent Course 2 7 3

Fo ster Parents Perceptions and

Expectat ions o f the Soc i al Wor k Role

?re-Tr aining 2 7 4

Post-Training 274

Course Members ' P er ceptions o f the Foster Parent Role

Pre-Training Post-Tra i ning

Foster Parents ' P er ceptions o f the Biological Parents ' Role

?re-Tra ining Post-Training

275 276 276 277

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x i i i

Page

Act i v i t i es Between Fos ter Parents and Biolog ical Parents

Pre-Training - Relat ionships 279

Post-Train ing 27 9

? re-Tra ining - Act ions when Biological Parents V i s i t 279

Pos t-Tr a i n i n g 2 8 0

? re-Tra i n i n g - Vi s i t ing P atterns 280

Post-train ing 2 8 0

Appreci at ion of Changes in the Foster Home

Pre-Tr a i n i n g 28 1

Post-Tr a i n i ng 28 1

Foster parents ' Understanding o f Their Involv ement in the Planning Process

?re-Training 2 8 3

Pos t-Tra i n i n g 284

Summary 2 8 5

Uti l i zat ion Phase 287

Preparat ion and D i sseminat ion of

D i f fu s ion Med i a 287

Adopt ion o f the Prod uct by Practiti oners 287

Footnotes 290

CHAPTER SEVEN: Summ ar y and Con cl usions 29 1

Appendices ( 1 - 1 1 )

The Adequacy o f the Eco log ical Framework 2 9 2

De velopmental Research and U t i l i zation Model 297

Futur e Research 300

30 3

Bibliogr aphy ( Append i x 1 2 ) 38 1

Append i x 1 3 3 9 9

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x iv

LIST OF FIGURES

Page

Chapter Two :

Figure 1

Figure 2

Figure 3

Lewin ' s Conceptu alizat ion o f Infl uences on a Person ' s

Dev elopment 1 0 4

Essential Components o f Bron fenbrenner ' s Eco logy of

Human Dev e lopment 1 1 7

An Ecological Mod e l o f Foster Care Service Provision 1 36

Chapter Four :

Figure 1

Figure 2

Developmental Resear ch : A Mod el for Interventional Innovation

Sour ces of Basic Information , Their Particular Generation Process and Types o f Social Techno logy

205

2 1 4

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Table 1

LIST OF TABLES

Nat ional Pattern of Substitute Child Care Fac i l i t ies

XV

P age

1 5 2 Table 2 Quest ionnaires Returned - Study Sample 1 5 4

Table 3 Auspices Governing Board ing School 1 5 5

Table 4 Ausp ices Govern ing Non-Board ing Schoo l Fac i l i ties 1 5 6 Table 5 Ausp ices Govern ing Res idential Institut ions 1 57

Table 6 Ausp ices Govern ing Fam i l y Homes 1 5 8

Table 7 Ausp i ces Govern ing Foster Care Progr ammes 1 5 9 Table 8 Total Number o f Chi ldren in Substitute Care ( 1 98 1 ) 1 6 1 Table 9 N umber o f State Wards Not in Direct Care of the

Depar tment of Soci al Wel fare ( 1 9 8 1 ) 1 6 3

Table 1 0 Relat i ve S i z e o f Agency Progr ammes 1 6 4

Table 1 1 Gender o f Chi ldren in Survey 1 6 5

Table 1 2 Age Structure o f Stu d y Chi ldren 1 6 6 Tab le 1 3 Age Structur e and Type of Care 1 67

Table 1 4 Ethn i c i t y o f Survey Children 1 69

Table 1 5 Ethn i c i t y o f Children and Type o f Care 1 70 Table 1 6 Chi ldren in Long and Short Term Care 1 72 Table 1 7 Locat ion o f Biological Home and Substitute Faci lity 1 74 Table 1 8 Locat ion o f Biological Home For Different Types

of Programmes 1 76

Table 1 9 Staff-Chi ldren Ratios by Progr amme Type 1 80 Table 20 Gender of Staff and Ratio o f Staff to Children 1 8 3

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x v i

P age

Ta ble 21 Compara t i ve D i s trib u t ion b y P rogramme Type 1 8 6 Table 22 E thn i c i ty o f D i r e c t Serv ice S t a f f b y Type o f F ac i l i t y 1 88 Table 23 Compara t i v e D i s tri b u t i on o f E thn i c i t y o f D irect

Serv i c e Workers and Ch ildren 1 89

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L IST OF APPENDICES

Appe n d i x 1 Popula t ion for the Surv e y of Subst i tu t e Ch i l d

x v i i

P age

Care F ac i l i t i es 303

Appen d i x 2 Surv e y o f Subs t i t u t e Ch ild Care F a c i l i t i es 3 1 6

Append ix 3 I n i t i al Let t er for Survey 370

Appen d ix 4 R eply Form 37 3

Appen d i x 5 S e cond Let t er 374

Append ix 6 Third Lett er 375

Append i x 7 Support i ng Statemen t 376

Append i x 8 F o urth Let ter 377

App e n d i x 9 F irst F o l l o w Up Let t er 378

App e n d i x 1 0 Second Follow Up Letter 379

Append ix 1 1 F i n a l Fol lo w Up Let t er 380

Appe n d i x 1 2 B i b l i ography 38 1

Append i x 1 3 Pre-Trai n i ng a n d P o st-Tra i n i ng I n t erv i e w

Sche d ules 399

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