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Serotonin Transporter Gene Polymorphisms,

Alcoholism, and Suicidal Behavior

Philip Gorwood, Philippe Batel, Jean Ade`s, Michel Hamon, and Claudette Boni

Background: Dysfunction of serotoninergic transmission

could predispose to excessive alcohol consumption and

dependence. The functional polymorphism of the serotonin

transporter gene (5-HTTLPR) has been associated with

different disorders, including alcoholism. Considering the

likelihood of heterogeneity in the “alcohol dependence”

phenotype, 5-HTTLPR may be more specifically

impli-cated in subsamples of patients or in related traits of

alcoholism, such as impulsivity.

Methods: We analyzed the role of this functional

poly-morphism in the risk for suicide attempt in a population of

male alcohol-dependent subjects. One hundred ten male

alcohol-dependent patients (DSM-III-R criteria), French

for at least two generations, were personally interviewed

with the Diagnostic Interview for Genetic Studies and

compared with 61 unaffected blood donors.

Results: The “short” (S) allele of the 5-HTTLPR

ap-peared to be unrelated to alcohol dependence and

comor-bid depression in our sample, but was found associated

with an increased risk for suicide attempts. This

associa-tion was predominantly observed in severe and repetitive

suicide attempts, with a significant dose effect of the S

allele (0, 1, or 2) on the number and the severity of suicide

attempts.

Conclusions: Mood disorders and alcohol dependence

may interact with a genetic (relative) deficiency in

sero-tonin reuptake, thereby increasing the risk for aggressive/

impulsive behaviors such as suicide attempts. Biol

Psy-chiatry 2000;48:259 –264 © 2000 Society of Biological

Psychiatry

Key Words: Suicide, serotonin, genetics, behavior,

im-pulsivity, addiction, dependence

Introduction

E

vidence has accumulated for the last years that

sero-tonergic neurotransmission is involved in alcoholism

(McBride et al 1993; Sellers et al 1992). Thus

alcohol-drinking behavior seems to be associated with low activity

levels of central serotonin (5-HT) systems (Ferreira and

Soares-Da-Silva 1991; LeMarquand et al 1994b; Zhou et

al 1994). Alterations in 5-HT uptake have also been

described in alcohol-dependent patients (Ernouf et al

1993; Heinz et al 1998) that may sustain such alcohol–

5-HT relationships because selective 5-HT reuptake

inhib-itors, such as fluoxetine, sertraline, and citalopram,

regu-larly produce a decrease in alcohol craving and drinking in

alcoholic patients (Balldin et al 1994a, 1994b; Higley et al

1998; Lejoyeux 1996; Lu et al 1994; Naranjo et al 1994).

Alcoholic subjects are dramatically exposed to suicidal

behavior (Kessler et al 1994) and suicide mortality

(Ros-sow and Amundsen 1995), which may also be causally

related to altered 5-HT neurotransmission. Indeed, low

levels of 5-HT and/or its metabolite 5-hydroxyindoleacetic

acid (5-HIAA) have regularly been found in blood and

cerebrospinal fluid (CSF) of subjects who attempted

sui-cide (Pihl and LeMarquand 1998). Interestingly,

alter-ations in 5-HT uptake have also been reported in these

subjects (Ellis and Salmond 1994; Meltzer et al 1981). The

interaction between alcoholism and 5-HT uptake may thus

be relevantly tested to explain the increased risk for

suicidal behavior in alcohol-dependent patients.

Polymorphism of the gene encoding the 5-HT

trans-porter (5-HTT) notably concerns its promoter (Heils et al

1996). The region between base pair (bp) 1376 and bp

1027 contains 16 tandem repeats of a 20- to 23-bp G

1

C

rich sequence. Two common forms of this region were

found in a white population: a 528-bp allele with 16

repeats (“long” [L] allele) and a 448-bp allele (“short” [S]

allele) with a deletion of 44 bp extending from bp 1255 to

bp 1212. The 528-bp long allele of the 5-HTT promoter is

two- to threefold more active in driving transcription than

the 484-bp allele in transfection experiments (Heils et al

1996). In addition, 5-HT uptake is twice as high in

lymphoblastoid cells from individuals homozygous for the

528-bp allele as in cells from individuals of the other

genotypes (Lesch et al 1996). The potential role that this

functional polymorphism in the 5-HTT promoter may play

in personality traits and psychiatric diseases has already

been the matter of numerous studies; however, to date,

rather controversial data have been reported regarding a

possible association of either the short or the long allele

with sometimes mood disorders and sometimes

anxiety-From Service de Psychiatrie, Hoˆpital Louis Mourier (AP-HP), Colombes (PG, JA), CNRS UMR 7593-Paris VII, Personnalite´ et Conduites Adaptatives, CHU Pitie´-Salpeˆtrie`re, Paris (PG, JA), Hoˆpital Beaujon (AP-HP), UTAMA, Clichy (PB), and INSERM U 288, Neuropsychopharmacologie, CHU Pitie´-Salpeˆt-rie`re, Paris (MH, CB), France.

Address reprint requests to Philip Gorwood, M.D., Ph.D., CNRS UMR 7593, CHU Louis Mourier, 178, rue des Renouillers, 92700 Colombes, France. Received July 1, 1999; revised October 11, 1999; accepted February 2, 2000.

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related disorders (Ball et al 1997; Bellivier et al 1997;

Collier et al 1996; Ewald et al 1998; Gutie´rrez et al 1998;

Jorm et al 1998; Kunugi et al 1997; Lesch et al 1996;

Matsushita et al 1997; McDougle et al 1998; Nakamura et

al 1997; Rees et al 1997).

Similarly, conflicting data have been reported about the

possible association of polymorphism of the 5-HTT gene

promoter with alcoholism. Thus, Sander et al (1998) and

Schmidt et al (1997) found that the frequency of the short

allele is significantly increased in alcoholic patients with

severe dependence as compared with nonalcoholic control

subjects. On the other hand, Tu¨rker et al (1998) noted the

existence of a significant association between the short

allele of the 5-HTT gene promoter and high ethanol

tolerance in young adults. In contrast, Edenberg et al

(1998) and Jorm et al (1998) could not find any

associa-tion between polymorphism of the 5-HTT gene promoter

and alcohol misuse and dependence.

Because heterogeneity in the population of alcoholic

patients might have contributed to these discrepancies,

further investigations on a possible association between

this polymorphism and various subgroups of alcoholics

have been performed. Distinction of subgroups based on

the presence and type of suicidal behavior allowed the

discovery of a significant association between the

pres-ence of the short allele of the 5-HTT gene promoter and

severe suicide attempts in alcoholic-dependent patients.

Methods and Materials

Seventy male control subjects, recruited from a blood transfusion center, were at least 35 years old and French for at least two generations, without any substance dependence (DSM-III-R). The age of 35 was considered as a cutoff to reduce the risk that control subjects may lately develop alcohol dependence. Using the same clinical instruments as for the patients, we eliminated four subjects who fulfilled the DSM-III-R alcohol dependence or abuse criteria, and three others because they made a suicide attempt at least once in their life. In addition, two subjects refused to participate. Finally, 61 control subjects were included in this study.

We recruited 110 male alcoholics from two general hospitals that specialize in the treatment of alcoholism, in Paris and its suburbs. Inclusion criteria consisted of DSM-III-R criteria of alcohol dependence, French origin for at least two generations, and no comorbid dementia. Schizophrenia and bipolar manic– depressive disorder were exclusion criteria. The lifetime psychi-atric and addictive diagnoses were made by face-to-face inter-view using the Diagnostic Interinter-view for Genetic Studies (DIGS; Nurnberger et al 1994). The alcoholic patients were seen on average at 43.6 years of age (SD510.5), alcohol dependence occurring on average at 26.0 years (SD58.6). The average score in the Michigan Alcoholic Screening Test (Selzer 1971, derived from the DIGS) was 32.5 (SD511.7). The psychiatric comor-bidities were mainly major depressive disorder (N 5 27),

antisocial personality disorder (N522), pathological gambling (N520), agoraphobia (N519), other dependence such as for cannabis (N512), opiates (N512), sedatives (N511), and cocaine (N5 6). In this sample 181 suicides were attempted, involving 55 patients. The degree of lethality (rated from 0 to 6 according to the DIGS) was “severe” in 13 patients (e.g., cut throat) and “very severe” (with respiratory arrest or prolonged coma) in two cases.

Genomic DNA was extracted from anticoagulated venous blood samples (Loparev et al 1991). The serotonin transporter gene (5-HTTLPR) of the 5-HTT gene regulatory region was amplified (Heils et al 1996) by polymerase chain reaction with oligonucleotide primers srtp5 (59 -GGCGTTGCCGCTCT-GAATGC-39) and srtp3 (59 -GAGGGACTGAGCTGGACAAC-CAC-39). Polymerase chain reaction reactions were performed with 50 ng genomic DNA, 10 pmol of each primer, 20 mmol/L KCl, 10 mmol/L Tris-HCl (pH 8.8), 16 mmol/L (NH4)2SO4,

0.01% Tween 20, 1.5 mmol/L MgCl2, 200 mmol/L of

de-oxynucleotides, 5% dimethyl sulfoxide, and 1 unit of Eurobiotaq polymerase, in a total volume of 25mL.

Cycling conditions were preceded by a denaturation step at 85°C for 20 min, followed by 35 cycles of denaturation at 95°C for 1 min, annealing at 61°C for 1 min, and synthesis at 72°C for 1 min. Amplification products were separated by electrophoresis in a 2% agarose gel and visualized by UV after ethidium bromide staining. The 484-bp fragment of the biallelic polymorphism was designated as “S” and the 528-bp fragment as “L.” Genotyping was carried out blindly, without knowledge of the diagnostic status.

Allele and genotype frequencies were compared withx2

tests, and the test for Hardy–Weinberg equilibrium was performed for each sample. Linear trend in variation of frequencies of the involved allele with respect to the number (or severity) of suicide attempts was evaluated with the Armitage test (Armitage 1955). Because of the quantitative impact of the S allele on the transcription level (Heils et al 1996) of the 5-HTT gene (subjects with at least one S allele having less 5-HTT binding sites and messenger RNA in the midbrain than homozygous “LL” subjects [Little et al 1998]), nonparametric correlation analyses (Spear-man test) were performed (with the appropriate corrections for equal values) between quantitative variables and the number of S allele (0, 1, or 2). The impact of mood disorders in the relation found between “5-HTT polymorphisms” and “suicide attempts” was analyzed through an analysis of variance.

Results

No difference in genotype counts was found between

alcoholics and control subjects [

x

2

(2)

5

1.61, p

5

.45].

The same conclusion applied between subjects with or

without the S allele [

x

2

(2)

5

1.54, p

5

.21]. Both control

subjects and alcohol-dependent patients were in

accor-dance with Hardy–Weinberg equilibrium for the

polymor-phisms tested [respectively,

x

2

(1)

5

0.7, p

5

.39 and

x

2

(1)

5

0.1, p

5

.55].

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subjects (without suicidal behavior), 61.8% in alcoholics

without suicidal behavior, and 78.2% in alcoholics who

tried at least once to commit suicide (Table 1). Thus,

alcoholics with suicidal behavior have different genotypes

than normal control subjects and a tendency for different

genotypes than alcoholics with no history of suicidal

behavior (Table 1).

Number and lethality of suicide attempts were then

compared between alcoholic patients according to the

presence of the short variant of the 5-HTT gene promoter.

We noted a regular increase in the frequency of the S allele

with the number of suicide attempts for each subject:

61.8% for patients with no suicide attempt, 74.2% for

patients who committed a suicide attempt once or twice,

82.3% for those who tried three or four times, and 83.3%

for patients with more than four suicide attempts. The

linear trend for increased S allele frequency according to

the number of suicide attempts (none, once or twice, three

or four times, and more than four) was significant [

x

2

(1)

5

3.89, p

5

.05, Armitage test]. Furthermore, a “dose effect”

of the S allele was observed, with a significant positive

correlation between the number of suicide attempts and

the number of the S allele (0, 1, or 2;

r 5

.193, p

5

.04).

We also observed an increase in the presence and the

frequency of the S allele in alcohol-dependent patients

according to the lethality of suicide attempts. Sixty-two

percent of patients with no suicide attempt (N

5

55) had

the S allele; this percentage increased to 78% for patients

with moderate lethality suicide attempts (N

5

40) and to

80% for those with more severe suicide attempts (N

5

15).

In this last group, the two patients with very severe suicide

attempts both had the S allele. In this view, we found a

significant increase in the S allele frequency according to

the lethality of suicide attempts [i.e., no suicide attempt, at

least a suicide attempt, at least one severe suicide attempt,

and at least one very severe attempt;

x

2

(1)

5

4.41, p

5

.04, Armitage test]. A dose effect of the S allele was also

observed, as there is a correlation between the degree of

lethality of suicide attempts and the number of the S allele

(0, 1, or 2;

r 5

.185, p

5

.05).

Comorbid depression might explain increased suicide

attempts in samples of alcohol-dependent subjects. In our

sample, the two variables “existence of at least one major

depression episode” and “at least one suicide attempt”

were significantly interacting with the number of the S

allele (Table 2). Taking into account this interaction, we

found a significant impact of 5-HTTLPR polymorphisms

on suicide attempts alone, but not on major depression

alone. For example, in this sample 76.2% of

alcohol-dependent patients with the S allele and with lifetime

comorbid major depressive disorder (N

5

21) made at

least one suicide attempt. On the other hand, only 44.4%

of patients with no S allele and no comorbid lifetime major

depression disorder (N

5

27) made a suicide attempt

[

x

2

(1)

5

5.46, p

5

.02].

Discussion

For the sample studied, no association could be found with

5-HTTPR polymorphisms and alcohol dependence per se, in

agreement with most recent studies (Edenberg et al 1998;

Jorm et al 1998). Accordingly, it can be inferred that the

changes in 5-HT reuptake capacity in alcoholic patients that

were noted in previous studies (Ernouf et al 1993; Heinz et al

1998) do not probably reflect changes in expression of the

5-HTT– encoding gene that would depend on the presence of

the S or L allele promoter. Indeed, opposite changes in 5-HT

reuptake—that is, an increase in platelets (Ernouf et al 1993)

versus a decrease in brain (Heinz et al 1998)— have been

reported in alcoholic patients, strongly suggesting that these

changes are independent of the 5-HTT gene promoter but are

related to local environmental conditions, affecting 5-HTT

functioning differently in the periphery versus in the central

nervous system. Furthermore, postmortem studies showed

that the density of 5-HTT binding sites in the midbrain of

alcoholic subjects was significantly higher than that in

con-Table 1. Genotype Counts of Polymorphism within the Serotonin Transporter (5-HTT) Promoter in Alcoholic Patients (with or without Suicide Attempts) and Unaffected Matched Control Subjects

5-HTTLPR genotypes

Control subjects

Alcohol-dependent subjects

Without suicide attempt

With suicide attempt

N (%) N (%) N (%)

LL 24 39.3% 21 38.2% 12 21.8%

LS 26 42.6% 26 47.3% 30 54.5%

SS 11 18.0% 8 14.5% 13 23.6%

Genotype counts are not significantly different in alcohol-dependent patients and control subjects [x2(2)

51.61, p5.45]. Genotypes with the “short” (s) allele (LS and SS) are more frequent in alcohol-dependent patients with suicide attempt (78.1%) than in alcohol-dependent patients without suicide attempt [61.8%;x2(1)

53.51, p5.06] and control subjects [60.6%;x2(1)

54.15, p5.04].

Table 2. Number of “Short” (S) Allele (Serotonin Transporter Gene Polymorphism) According to the Existence of Suicide Attempts and Lifetime Diagnosis of Depressive Disorder in 110 Alcohol-Dependent Patients

Suicide attempt

Lifetime major depressive (MD) disorder

With MD (no. of S allele)

Without MD (no. of S allele)

0 1 2 0 1 2

With 0 11 5 12 19 8

Without 6 4 1 15 22 7

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trol subjects with the same SS or SL genotypes, in line with

the hypothesis that alcohol consumption per se can affect the

5-HTT at postranscriptional level(s) (Little et al 1998).

Interestingly, further phenotypic definition of alcoholic

patients led to the distinction of alcohol-dependent

sub-jects with dissocial personality disorder for whom a

significant association was found between the presence of

the S allele of the 5-HTT gene promoter and a

tempera-mental profile of high novelty seeking and low harm

avoidance (Edenberg et al 1998). In the present sample,

analysis of various phenotypic parameters revealed that

other subgroups could be identified within the alcoholic

population, depending on both a history of suicide

at-tempts and the presence of mood disorders.

First, we found that in the recruited alcohol-dependent

patients the risk for suicidal behavior and, particularly, for

repeated suicide attempts and attempts with high lethality

is partly dependent on 5-HTTLPR polymorphisms. In our

sample, the S allele is qualitatively distinguishing patients

with or without suicide attempts and is quantitatively

correlated to number and severity of suicide attempts.

The second result of our study is that comorbid mood

disorder is significantly interacting with 5-HTTLPR

poly-morphisms to “explain” suicide attempts in

alcohol-depen-dent patients. It is the interaction that is involved and not

mood disorder per se, as 5-HTTLPR polymorphisms are

not associated with depression in our sample. These results

are consistent with those of Bellivier et al (2000) showing

no direct impact of 5-HTTLPR on recurrent mood

disor-der, but a significant impact of the S allele on suicide

attempts, especially for those with high lethality.

Long-term, prospective studies of psychiatric patients

have shown that affective disorder and alcoholism are

most frequently found in suicidal cases. Thus, Robins

(1981) reported that of 134 subjects who committed

suicide, 47% were suffering from depression and 25%

from alcoholism. Similarly, in their study Barraclough et

al (1974) noted that most patients among 100 suicide cases

were suffering from either depression (70%) or alcoholism

(15%). Furthermore, the most prevalent psychopathology

among alcoholics who commit suicide is affective disorder

(Berglund 1984; Cornelius et al 1995; Murphy et al 1979;

Whitters et al 1985).

Acute alcohol intake transiently increases central 5-HT

functioning, whereas chronic intake decreases it

(LeMar-quand et al 1994a). Chronic alcohol intake may lead to a state

of lowered central 5-HT functioning characterized by a

propensity toward disinhibited behavior, thus increasing the

potential for aggressive behavior (Pihl and LeMarquand

1998). When expressed towards the self (suicide), aggressive

behavior has been associated with low CSF levels of the

5-HT metabolite 5-HIAA regardless of diagnosis

(Traskman-Bendz et al 1986; Tuinier et al 1995; van Praag 1983), this

relationship being particularly significant for violent suicide

(Asberg et al 1976). It is the severity and impulsivity of

suicide that may thus be related to low 5-HT functioning. On

the other hand, depression per se is also associated with

reduced 5-HT neurotransmission, as evidenced by low CSF

5-HIAA levels (Meltzer and Lowy 1987) and plasma free

tryptophan levels (Coppen and Wood 1978; DeMeyer et al

1981) in depressed patients. The existence of a causal

relationship between depression and reduced 5-HT

neuro-transmission is strongly supported by the observation that

tryptophan depletion (which efficiently decreases central

5-HT synthesis [Nishizawa et al 1997]) can produce a

lowering of mood both in normal subjects and in recovered

depressed patients (Benkelfat et al 1994; Salomon et al 1993;

Smith et al 1997).

In our sample, the S allele, leading to lower 5-HT

transport capacity than the L allele (Heils et al 1996), is

associated with an increased risk of suicide attempts, this

association being stronger for numerous suicide attempts

with high lethality. Variation of the S allele frequency

according to number and severity of suicide attemps could

be interpreted in two ways. First, the impact of the S allele

could be associated with the aggressive/impulsive

dimen-sion, which is probably (quantitatively) increased in severe

suicide attempts. Another explanation is that the

(qualita-tive) presence of nonviolent, nonimpulsive suicide

at-tempts (e.g., pill ingestion) is probably reduced in more

severe suicide attempts.

The impact of the S allele is also especially significant

when lifetime comorbid depression is present, and when

suicide attempts are characterized by frequent antecedents

and severe lethality. Mood disorders and alcohol

depen-dence may interact with a genetic (relative) deficiency in

5-HT reuptake, thereby increasing the risk for aggressive/

impulsive behaviors such as suicide attempts.

Some limitations have to be raised in this study,

however, notably regarding the limited size of our sample.

The main analyses are based on the comparison of two

groups of 55 subjects each, but some subsamples, such as

those with severe suicide attempts (N

5

15), are of limited

size, especially as interaction between different variables

has been tested. Although very similar results have been

found in Bellivier and colleagues’ study (2000)—namely,

the S allele is not increasing the risk for any specific

psychiatric disorder, but instead is associated with suicide

behavior— other replications have to be made on larger

samples of alcohol-dependent subjects.

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