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Cavity Optomechanics in Photonic and Phononic Crystals: Engineering the Interaction of Light and Sound at the Nanoscale

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The second device targets just one of the Zipper's double-clamped nanoscale beams. 137 5.3 Scaling properties of the mechanical modes of the optomechanical crystal.138 5.4 Transduction of the Brownian motion of the mechanical breathing modes.

Figure 1: Cedalion standing on the shoulders of Orion, from Blind Orion Searching for the Rising Sun, by Nicolas Poussin, 1658
Figure 1: Cedalion standing on the shoulders of Orion, from Blind Orion Searching for the Rising Sun, by Nicolas Poussin, 1658

Introduction

A Very Brief Description of the Sensitivity of Optomechanical

This is the essence of optomechanical coupling: the mechanical movement of the cavity causes a change in the state of the light. In this case, the apparent displacement sensitivity increases as the cavity length decreases.

Figure 1.2: SEM image of the “Zipper” optomechanical cavity with the y-component of the electric field superposed on the structure.
Figure 1.2: SEM image of the “Zipper” optomechanical cavity with the y-component of the electric field superposed on the structure.

The Significance of This Work

Finally, while the field of phononic crystal microstructures and nanostructures is advancing rapidly [10], high-frequency operation has been quite limited by electromechanical sensing techniques involving the integration of piezoelectric couplers. Optomechanical crystals enable low-noise optical measurement of high-frequency phononic crystal waveguides and resonators in any material with an optical window.

The Optical and Mechanical Systems

Geometry

The mirrors are the two lengths of the structure on either side of the defect with a series of holes with periodicity Λ. The substrate or pad is the large (essentially infinite) region on either side of the nanobeam from which it is suspended.

Figure 1.4: (a) General geometry of a photonic and phononic crystal nanobeam. (b) Spacing of holes in and outside of the defect.
Figure 1.4: (a) General geometry of a photonic and phononic crystal nanobeam. (b) Spacing of holes in and outside of the defect.

Electromagnetic and Acoustic Eigenvalue Problems

  • Acoustic Eigenvalue Problem
  • Electromagnetic Eigenvalue Problem

Performing the matrix multiplication returns. 1.10) is the mass phase velocity for the material at the frequency of the mode (the speed of sound). In regions of spatially constant refractive index, the component form of the electromagnetic eigenvalue problem becomes

Symmetries of the Eigenvalue Problems

  • Illustrative Example: Mirror Symmetry of the Eigen-
  • Differential Operators: Symmetries in Vector-Valued
  • Hermiticity
  • Commutativity of Operators and Symmetry Classifi-
  • Mirror Symmetry Revisited

If we call this factor α, then we have demonstrated (for the case of no degeneracy) that ˆAQ(r) = αQ(r); that is, Q(r) is an eigenvector of the operator ˆA with eigenvalueα. With this restriction on the eigenvalues, we can derive information about the spatial parity of the components of Q(r).

Figure 1.5: E y (x, y, z = 0) for the “bonded” (top) and “anti-bonded” (bottom) optical modes of the “Zipper” cavity.
Figure 1.5: E y (x, y, z = 0) for the “bonded” (top) and “anti-bonded” (bottom) optical modes of the “Zipper” cavity.

Modes and Symmetries of the Projected Mirror Portions

  • Photonic and Phononic Bands of the Projection
  • Mirror Symmetries of the Projection

The mechanical displacement profiles of the unit cell are shown for each band at Γ and X. Above the light line, the modes of the nanobeam propagate in the direction transverse to the waveguide (x).

Figure 1.7: Mechanical band diagram and corresponding normalized displacement profiles of the unit cell at the Γ (k = 0) and X (k = π/Λ) points
Figure 1.7: Mechanical band diagram and corresponding normalized displacement profiles of the unit cell at the Γ (k = 0) and X (k = π/Λ) points

Localized Modes and Symmetries

The solutions to the wave equations in the defect can be viewed as coming from the band edges of the projection. Localized modes are formed when the defect's modes exist at a frequency for which the density of states in the projection is small or zero.

Mode Amplitudes, Effective Mode Volumes, and Effective Mass 27

The mode amplitude, α, must also represent the amplitude of the generalized position, β(t) = αcos(Ωt), and the generalized momentum, meffβ(t), of a simple harmonic oscillator-˙tor with energy,Emechanical = m2eff (Ω2β2+˙β2). Furthermore, α is the amplitude of the zero-point motion of the canonical position operator in a quantized treatment.

Cavity Optomechanics

Dispersive Coupling Between the Mechanical and Optical Modes 33

Sideband Formalism

  • Formal Solution
  • The Transmission of an Oscillating Cavity
  • RF Spectrum of the First Order Sidebands
  • Optical Forces
  • Power Transfer and Effective Temperature

Calculating the Power Spectral Density

Extracting the Product m eff L 2 OM from Experimental RF Spectra 45

  • Sideband Unresolved Limit (Ω M Γ)
  • Sideband Eesolved Limit (Ω M Γ)
  • Optimal Detuning Points for Damping/Amplification 51
  • Example: The Zipper Optomechanical Cavity
  • Example: The Double-disk Optomechanical Cavity . 58

Summary

This results in the derivative of the spread with respect to alpha being equal to. A final consideration is the relationship between the optical spring effect and the mechanical damping/amplification.

Figure 1.1: Fabry-Perot canonical optomechanical system.
Figure 1.1: Fabry-Perot canonical optomechanical system.

Introduction

The tuning properties of a dual nanobeam photonic crystal are then calculated to estimate the strength of the optomechanical coupling for the in-plane differential motion of the beams. We conclude with a comparison of the cavity properties of the zipper with other more macroscopic optomechanical systems and a discussion of the future prospects for this kind of chip-based gradient optical power devices.

Optical Design and Simulation

2.2(c), we plot the local lattice period, defined asanh =x(nh+ 1)−x(nh), versus the number of air holesnh along the length of the cavity. 2.2(e) showing the frequency of the local valence band edge (blue solid curve) and conduction band edge (red dotted line) modes normalized to the valence band edge mode frequency in the mirror part of the cavity.

Figure 2.2: Geometry and photonic properties of the defect portion. a Lattice con- con-stant (normalized to the lattice period in the mirror section of the cavity, Λ m ) versus hole number (n h ) within the photonic lattice of the cavity
Figure 2.2: Geometry and photonic properties of the defect portion. a Lattice con- con-stant (normalized to the lattice period in the mirror section of the cavity, Λ m ) versus hole number (n h ) within the photonic lattice of the cavity

Mechanical Mode Analysis

We have also studied the expected thermal properties of the zipper cavity, again assuming a 1.5 µm wavelength of operation. The physical mass of the zipper cavity, taking into account the etched holes, is approx. m= 43 picograms.

Figure 2.8: Effective mode volume of the TE 0,+ mode versus normalized slot gap, ¯ s.
Figure 2.8: Effective mode volume of the TE 0,+ mode versus normalized slot gap, ¯ s.

Optomechanical Coupling

For the special case of in-plane differential modes, the optomechanical coupling factor with the optical mode TE+,0 is approximately given by,. The optomechanical coupling factor at TE+.0 for each of the planar differential modes is tabulated along with the mechanical mode properties in Table 2.1.

Summary and Discussion

In addition to cavity optomechanics, the zippered cavity can also find applications in the field of cavity QED. In the case of a zippered cavity, a small Veff would result in a coherent zero-phonon line (ZPL) NV-transition coupling level of about gZPL/2π ~3 GHz, even after accounting for 3–5% branching. ratio for the ZPL line.

Introduction to the Zipper Optomechanical System

A useful figure for cavity optomechanical systems is the coupling constant gOM≡ dωc/dx, which represents the differential frequency shift of the cavity resonance (ωc) with mechanical displacement of the beams (x). In the case of the zip cavity, the optomechanical coupling is exponentially proportional to the slot gap (s) between the beams, gOM =ωc/LOM with LOM∼woeαs.

Figure 3.2: Finite-element-method simulated a, bonded and b, anti-bonded super- super-modes of the zipper optical cavity, shown in cross-section.
Figure 3.2: Finite-element-method simulated a, bonded and b, anti-bonded super- super-modes of the zipper optical cavity, shown in cross-section.

Fabrication

A fiber polarization controller is used to adjust the polarization to selectively excite the transverse electric (TE) polarization modes of the chain cavity. For devices at the high end of the measured Q range (Q∼ 3×105), we find a significant contribution to the optical loss from absorption (see Methods).

Figure 3.4: Experimental set-up used to probe the optical and mechanial properties of the zipper cavity
Figure 3.4: Experimental set-up used to probe the optical and mechanial properties of the zipper cavity

RF Optical Spectroscopy

Measured optical transmittance of a zipper cavity with w = 650 nm and s = 120 nm, showing four orders of the bound (TE+) resonance modes. The RF spectrum of the transmitted optical intensity up to 150 MHz is shown in Fig.

Figure 3.7: a, Measured optical transmission of a zipper cavity with a larger beam width and gap (w = 1400 nm, s = 250 nm) showing the bonded and anti-bonded lowest order optical resonances
Figure 3.7: a, Measured optical transmission of a zipper cavity with a larger beam width and gap (w = 1400 nm, s = 250 nm) showing the bonded and anti-bonded lowest order optical resonances

Optical Spring and Damping

Measured and modeled d,f total RF power and e.g. resonant frequency of the h1,d mechanical mode, versus detuning. At low optical power (Figures 3.11(a,b)), a single estimate for gOM, based on FEM optical simulations, fits both the total measured RF power (or hx2i) and the optical frequency of the h1d mode over a large detuning range.

Figure 3.10: Optical Spring and Damping. a, Measured (green curve) and fit model (red curve) normalized optical transmission versus wavelength sweep in units of sweep time
Figure 3.10: Optical Spring and Damping. a, Measured (green curve) and fit model (red curve) normalized optical transmission versus wavelength sweep in units of sweep time

Prospects of the “Zipper” Optomechanical system

Optomechanical Coupling, Effective Mass and Spring Constant

With this definition of amplitude, the effective mass of motion is simply the total mass of the two cantilevers (mx = mc = 43 picograms) and the effective spring constant is defined by the usual relationship keff = mcΩ2M, where ΩM is the mechanical eigenmode frequency. . The amplitude associated with zero point motion and used in the equipartition theorem to determine the thermal excitation of the mechanical mode is then xn(t).

Optical Transmission, Measured RF Spectra, and Motional Sensitivity 99

The total fiber taper transmission after mechanical anchoring of the taper to the substrate is 53%. To accurately determine the optical power reaching the cavity (determined by the optical loss in the conical section in front of the cavity) we measure the response of the high optical power cavity (resulting in thermo-optical tuning of the cavity and optical bistability in transmission response) to the input sent in one direction and then the other of the taper.

Calibration of Laser-Cavity Detuning

Zipper Cavity Optical Loss

Steady-State Nonlinear Optical Model of the Zipper Optomechanical

  • Optical Properties
  • Geometry
  • Silicon Nitride Material Properties
  • Thermal Properties of the Zipper Cavity
  • Optomechanical Properties of the Zipper Cavity
  • Wavelength-Scan Fitting

The physical mass of the zipper cavity, taking into account the etched holes, is approximately m = 43 picograms. The FEM simulated optomechanical coupling length, based on SEM images of the device under test, is LOM = 2.09 µm.

Introduction

Here we describe how this perturbation theory can be used to create an intuitive, graphical picture of the optomechanical coupling of simultaneously localized optical and mechanical states in periodic systems. We show how the optical and mechanical modes and their coupling can be understood in terms of the quasi-one-dimensional nanobeam example.

Figure 4.1: (a) General geometry of the periodic nanobeam structure’s projection (infinite structure, no defect)
Figure 4.1: (a) General geometry of the periodic nanobeam structure’s projection (infinite structure, no defect)

One-Dimensional Optomechanical Crystal Systems: An Example

The colors of the names correspond to the illustration of the reverse potential in Figure 4.1(b)); the first three cavity modes of that band's defect are shown in Fig.

Figure 4.2: (a) Schematic illustration of actual nanobeam optomechanical crystal with defect and clamps at substrate
Figure 4.2: (a) Schematic illustration of actual nanobeam optomechanical crystal with defect and clamps at substrate

Modal Cross-Coupling and Mechanical Losses

Changing the length of the structure changes the resonance condition for both the propagation and body modes. This changes the degree of coupling with the localized mode in the self-consistent solution of the system.

Figure 4.4: (c) Dependence of Q m on the total length of the structure; the num- num-ber of mirror holes on each side is (N T − 15)/2
Figure 4.4: (c) Dependence of Q m on the total length of the structure; the num- num-ber of mirror holes on each side is (N T − 15)/2

Optomechanical Coupling: Definition and Integral Representation

Interestingly, the Q of the harmonic mode increases exponentially with the number of holes, indicating that the mode fades in the mirror parts. Note that α is also the amplitude of the zero-point motion of the canonical position operator in the quantized treatment.

Optomechanical Coupling: Visual Representation and Optimization . 121

4.5(b)-(d) show ζOM, Θm and Θo plotted on the OMC surface of the nanobeam for the basic breathing mode and the basic optical mode. The structure is shown slightly tilted so that the interior of the holes, which make the dominant contribution to the optomechanical coupling, can be seen.

Figure 4.5: For the fundamental breathing mode and the fundamental optical mode in the nominal structure, (a) FEM simulation of individual unit cell contributions to the total optomechanical coupling (each point computed by integrating ζ OM  (Equa-tion 5.1
Figure 4.5: For the fundamental breathing mode and the fundamental optical mode in the nominal structure, (a) FEM simulation of individual unit cell contributions to the total optomechanical coupling (each point computed by integrating ζ OM (Equa-tion 5.1

Introduction

Acoustic and Optical Modes

Thus, the optical modes of the infinitely periodic structure are confined by a quasi-harmonic potential. The localized mechanical modes of device 1 are shown to the right of the corresponding projection mode.

Figure 5.1: (a), Geometry of nanobeam structure. (b), Optial and (c), mechanical bands and defect modes calculated via FEM for the projection of the  experimentally-fabricated silicon nanobeam (Λ = 362 nm, w = 1396 nm, h y = 992 nm, h x = 190 nm, and t = 2
Figure 5.1: (a), Geometry of nanobeam structure. (b), Optial and (c), mechanical bands and defect modes calculated via FEM for the projection of the experimentally-fabricated silicon nanobeam (Λ = 362 nm, w = 1396 nm, h y = 992 nm, h x = 190 nm, and t = 2

Optomechanical Coupling

The localized optical states of the final structure (hereafter referred to as unit 1) are also found by FEM simulation and shown in Fig. The mechanical band diagrams for each structure are shown to the right of the measured RF spectrum with the pinch mode band highlighted in red.

Figure 5.2: (a), and (b), show SEM images of the fabriced silicon nanobeam optome- optome-chanical crystal
Figure 5.2: (a), and (b), show SEM images of the fabriced silicon nanobeam optome- optome-chanical crystal

Engineering of the Mechanical Frequencies

Euler beams”, the frequency of the mechanical mode scales perfectly with the two-dimensional scale factor. Significant shifts in the frequency of the lattice-localized mechanical modes can be obtained via non-uniform planar scaling.

It can be shown analytically that the factor 1/(meffL2OM) uniquely determines the transduction of Brownian motion for these sideband-resolved optomechanical oscillations (see § 1.3.5). The resulting metric for the optomechanical coupling between the fundamental respiration and the optical mode (assuming a FEM-calculated mass of motion of meff = 330 fg) is LOM = 2.9 µm, which approaches the limit of the wavelength of light.

Summary and Conclusion

This obstacle can be overcome in two-dimensional periodic plate structures, which have been shown to possess complete gaps for both optical and mechanical modes simultaneously [113].

Measured and Simulated Optomechanical Coupling and Mechanical Q 143

By increasing the sinking power to 190 µW (an 11 dB increase), the mechanical mode power increases dramatically and the linewidth narrows to below the oscilloscope's resolution limit of 4.8 kHz (thus the resolution-limited effective Q is 460,000). This form of regenerative oscillation [5, 127] (sometimes called paramteric instability) arises due to the retarded part of the optical force on the mechanical mode, which for a blue tuned laser input results in amplification of the mechanical motion.

Experimental Setup

Although much of the signal is below the resolution bandwidth, the linewidth at 931 µW can still be extracted as there is more than 20 dB of signal-to-noise at the point where the lineshape becomes wider than the resolution limit. The APD has an internal bias tee and the RF voltage is connected to the 50 Ohm input impedance of the oscilloscope.

Fabrication

The oscilloscope can perform a Fourier transform (FT) to obtain the RF power spectral density (RF PSD). The RF PSD is calibrated using a frequency generator that outputs a sinusoid of variable frequency and known power.

Numerical Modeling

Extracting the Geometry in the Plane

The SEM has been calibrated and the dimensions as measured by the SEM are 5% too large. Because the SEM and lithography tools are independent, this is another confirmation that the geometry has been measured correctly (the fine spectral features of the simulation are the other way to check the geometry measurements, after comparison with measured mechanical and optical spectra).

Young’s Modulus and Index of Refraction

5.9(a) and 5.9(b) show the in-phase and in-quadrature (respectively) parts of the optical cycle, showing a propagating radiation mode in the pad. 96] MIT Photonic Bands (MPB) is a free software package for solving the electromagnetic eigenmodes of periodic structures.

Figure 5.8: (a) Optical modes measured in a 200 nm laser wavelength span for a series of 20 devices
Figure 5.8: (a) Optical modes measured in a 200 nm laser wavelength span for a series of 20 devices

Normalized frequency and optical Q-factor (axial, transverse, and total)

Effective mode volume of the TE 0,+ mode versus normalized slot gap, ¯ s. 75

Mechanical eigenmode displacement plots

This makes the structure susceptible to mechanical loss mechanisms similar to that of the nanobeam. This creates an imaginary part of the frequency, and the mechanical Q can be found by the ratio, .

Table 2.1: Summary of mechanical mode properties. Optomechanical coupling factor is for the TE 0,+ mode.
Table 2.1: Summary of mechanical mode properties. Optomechanical coupling factor is for the TE 0,+ mode.

Dispersion and optomechanical coupling vs. gap size

Comparison of optomechanical systems

Finite-element-method simulated bonded and anti-bonded supermodes

Scanning-electron-microscope (SEM) images of a typical zipper cavity. 88

Finite-element-method simulation of the wavelength tuning versus nanobeam

Measured position dependence of taper-Zipper coupling

RF optical spectroscopy

Mechanical spectrum of the zipper optomechanical cavity

Optical Spring and Damping

Optical Spring and Damping

Properties and modes of the OMC mirror

Properties and modes of the OMC photonic and phononic bandgap cavity.112

Dependence of mechanical Q on number of mirror periods and diagram

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