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SUPPLEMENTAL FIGURE 1a. Overall Survival of cT1-2, cN1, pN0, M0 NSCLC Patients, Stratified by Open vs VATS Lobectomy

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SUPPLEMENTAL FIGURE 1a. Overall Survival of cT1-2, cN1, pN0, M0 NSCLC Patients, Stratified by Open vs VATS Lobectomy

SUPPLEMENTAL FIGURE 1b. Overall Survival of cT1-2, cN1, pN2, M0 NSCLC Patients, Stratified by Open vs VATS Lobectomy

Log-rank P = 0.43

Log-rank P = 0.80

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SUPPLEMENTAL FIGURE 1c. Overall Survival of cT1-2, cN1, pN1, M0 NSCLC Patients, Stratified by Open vs VATS Lobectomy

Log-rank P = 0.37

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SUPPLEMENTAL FIGURE 2. Histogram of Propensity Scores After Matching

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SUPPLEMENTAL FIGURE 3. Absolute Standardized Differences of Means for Confounding Variables

before and after Propensity Score Matching

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SUPPLEMENTAL FIGURE 4. Overall Survival of Open/VATS Converted to Open vs VATS Lobectomy for cT1-2, cN1, pN0, M0 NSCLC: Analysis of the Propensity Score-matched Dataset

SUPPLEMENTAL FIGURE 5. Overall Survival of cT1-2, N1, M0 NSCLC Patients with No Comorbidities, Stratified by Open vs VATS Lobectomy: Propensity Score-matched Analysis

Log-rank P = 0.61

P = 0.99 by stratified log-rank

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SUPPLEMENTAL TABLE 1: Baseline Characteristics after Propensity Score Matching of cT1-2, N1, M0 NSCLC Patients with No Comorbidities

Patient Characteristics

Open (N=155)

VATS (N=155)

Standardized Differences

(%)

Age (years, IQR) 66 (57,72) 66 (59,73) 3.5

Female, n (%) 73 (47.1%) 82 (52.9%) 11.6

Race, n (%)

White 130 (83.9%) 134 (86.5%) 7.5

Black 17 (11.0%) 14 (9.0%) -6.6

Other <10 <10 -3.2

Education above median, n (%) 90 (58.1%) 88 (56.8%) 9.5

Income above median, n (%) 102 (65.8%) 98 (63.2%) -8.4

Facility type, n (%)

Community cancer program <10 <10 2.9

Comprehensive community cancer program 74 (47.7%) 72 (46.5%) -2.6

Academic/research program 61 (39.4%) 62 (40.0%) 1.4

Integrated network cancer program 15 (9.7%) 15 (9.7%) 0.0

Insurance, n (%)

Private 61 (39.4%) 62 (40.0%) 1.3

Medicaid <10 <10 -6.0

Medicare 76 (49.0%) 78 (50.3%) 2.6

Other government <10 <10 -4.7

Uninsured <10 <10 0.0

Clinical T status, n (%)

T1 78 (50.3%) 82 (52.9%) 5.2

T2 77 (49.7%) 73 (47.1%) -5.2

Tumor size (cm), mean (SD) 2.79 (1.01) 2.83 (1.10) 3.4

Tumor Location, n (%)

Right upper lobe 54 (34.8%) 56 (36.1%) 2.7

Right middle lobe <10 <10 2.7

Right lower lobe 31 (20.0%) 34 (21.9%) 4.8

Left upper lobe 46 (29.7%) 40 (25.8%) -8.9

Left lower lobe 16 (10.3%) 16 (10.3%) 0.0

Histology, n (%)

Adenocarcinoma 97 (62.6%) 101 (65.2%) 5.4

Squamous 43 (27.7%) 39 (25.2%) -5.8

Large cell <10 <10 0.0

Adenosquamous <10 <10 0.0

Grade, n (%)

Well differentiated 12 (7.7%) 12 (7.7%) 0.0

Moderately differentiated 69 (38.7%) 63 (40.7%) 3.9

Poorly differentiated 79 (51.0%) 76 (49.0%) -3.9

Undifferentiated/anaplastic <10 <10 0.0

Distance to facility (miles, IQR) 9.7 (4.4,18.5) 10 (4.3,27.4) 1.4

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SUPPLEMENTAL TABLE 2: Perioperative and Postoperative Data after Propensity Score Matching of cT1-2, N1, M0 NSCLC Patients with No Comorbidities

* Data available for 39 patients

** Data available for 165 patients

*** Data available for 301 patients

**** Data available for 299 patients Variable

Open (N=155)

VATS

(N=155) P

Treatment specifics

Days to definitive surgery (IQR) 34 (15,56) 27 (11,43) 0.029 Days to adjuvant therapy (IQR)

Adjuvant radiotherapy* 143 (81,200) 95.5 (55,152) 0.036 Adjuvant chemotherapy** 80 (61,112) 75 (53.5,101) 0.19

Adjuvant therapy, n (%) 0.58

Adjuvant radiotherapy <10 <10

Adjuvant chemotherapy 75 (48.4%) 68 (43.9%) Adjuvant chemoradiation 13 (8.4%) 20 (12.9%)

Conversion to open surgery, n (%) N/A 34 (21.9%) N/A

Surgical endpoints

Nodes removed (IQR) 11 (6,16) 10 (7,19) 0.66

Surgical margins, n (%) 0.91

Negative 144 (92.9%) 145 (93.6%)

Positive margin-microscopic <10 <10 Positive margin-macroscopic <10 <10

Short-term outcomes

30-day mortality, n (%) <10 <10 0.16

30-day readmission, n (%) 12 (7.8%) <10 0.32

Hospital length of stay (days, IQR) 6 (4,8) 5 (3,7) 0.008

Tumor characteristics

Pathological T status, n (%)*** 0.28

T0 (in situ) 0 (0.0%) 0 (0.0%)

T1 67 (45.0%) 66 (43.4%)

T2 72 (48.3%) 81 (53.3%)

T3 <10 <10

T4 <10 0 (0.0%)

Pathologic N status, n (%)**** 0.36

N0 28 (18.8%) 39 (25.8%)

N1 101 (67.8%) 92 (60.9%)

N2 19 (12.8%) 20 (13.3%)

N3 0 (0.0%) 0 (0.0%)

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SUPPLEMENTAL TABLE 3. Open vs. VATS Converted to Open Lobectomy for Patients With cT1-2, N1, M0 NSCLC: Baseline Characteristics

Patient characteristics

Total Cohort Propensity Score-matched Analysis

Open (N=1,204)

VATS Converted to

Open (N=73)

Standardized Differences

(%) P

Open (N=70)

VATS Converted to

Open (N=70)

Standardized Differences

(%) Age (years, IQR) 67 (59,73) 66 (59,73) 0.5 0.71 67.5 (61,72) 65 (59,73) -10.0

Female, n (%) 563 (46.8%) 28 (38.4%) 7.8 0.16 27 (38.6%) 27 (38.6%) 0.0

Race, n (%) 0.53

White 1,052 (87.4%) 61 (83.6%) -2.5 60 (85.7%) 58 (82.9%) -8.5

Black 115 (9.6%) <10 0.3 <10 <10 0.0

Other 37 (3.1%) <10 4.1 <10 <10 15.7

CDCC score, n (%) 0.08

0 592 (49.2%) 35 (47.9%) -1.6 28 (40.0%) 34 (48.6%) 17.1

1 414 (34.4%) 20 (27.4%) 1.3 20 (28.6%) 19 (27.1%) -3.0

2 160 (13.3%) 12 (16.4%) -0.7 16 (22.9%) 12 (17.1%) -17.0

3+ 38 (3.2%) <10 2.5 <10 <10 8.0

Education, n (%) 0.97

>21% 215 (17.9%) 13 (17.8%) -10.5 12 (17.1%) 11 (15.7%) -3.9

13% to 20.9% 359 (29.9%) 23 (31.5%) 0.7 20 (28.6%) 22 (31.4%) 6.2

7% to 12.9% 409 (34.1%) 23 (31.5%) 1.7 24 (34.3%) 23 (32.9%) -3.0

Less than 7% 217 (18.1%) 14 (19.2%) 7.0 14 (20.0%) 14 (20.0%) 0.0

Income above median, n (%) 0.23

< $38,000 248 (20.7%) 12 (16.4%) -13.1 14 (20.0%) 11 (15.7%) -11.2

$38,000 to $47,999 324 (27.0%) 19 (26.0%) -8.8 17 (24.3%) 19 (27.1%) 6.6

$48,000 to $62,999 331 (27.6%) 28 (38.4%) 8.9 26 (37.1%) 26 (37.1%) 0.0

$63,000 or greater 297 (24.8%) 14 (19.2%) 10.8 13 (18.6%) 14 (20.0%) 3.2

Facility type, n (%) 0.94

Community cancer program 76 (6.3%) <10 -7.5 <10 <10 12.5

Comprehensive community cancer program

617 (51.4%) 36 (49.3%) -14.9 34 (48.6%) 33 (47.1%) -2.9

Academic/research program 359 (29.9%) 24 (32.9%) 24.9 27 (38.6%) 24 (34.3%) -9.0 Integrated network cancer

program

148 (12.3%) <10 -8.5 <10 <10 -9.1

Insurance, n (%) 0.54

Private 377 (31.3%) 24 (32.9%) 5.5 23 (32.9%) 24 (34.3%) 3.0

Medicaid 69 (5.7%) <10 -2.5 <10 <10 0.0

Medicare 707 (58.7%) 38 (52.1%) -4.3 37 (52.9%) 37 (52.9%) 0.0

Other government 15 (1.3%) <10 3.9 <10 <10 -23.3

Uninsured 27 (2.2%) <10 -5.6 <10 <10 0.0

Clinical T status, n (%) 0.17

T1 594 (49.3%) 42 (57.5%) 5.4 41 (58.6%) 41 (58.6%) 0.0

T2 610 (50.7%) 31 (42.5%) -5.4 29 (41.4%) 29 (41.4%) 0.0

Tumor size (cm), mean (SD) 2.99 (1.07) 2.72 (1.08) -9.6 0.03 2.70 (1.5) 2.68 (1.07) -1.6

Tumor Location, n (%) 0.68

Right upper lobe 419 (36.0%) 23 (12.3%) 1.0 27 (38.6%) 23 (32.9%) -12.0

Right middle lobe 72 (6.2%) <10 -4.2 <10 <10 0.0

Right lower lobe 203 (17.5%) 12 (16.4%) 8.4 10 (14.3%) 11 (15.7%) 3.7

Left upper lobe 292 (25.1%) 24 (32.9%) 2.5 24 (34.3%) 23 (32.9%) -3.3

Left lower lobe 177 (15.2%) <10 -9.1 <10 <10 16.5

Histology, n (%) 0.53

Adenocarcinoma 700 (58.1%) 48 (65.8%) 3.1 47 (67.1%) 47 (67.1%) 0.0

Squamous 418 (34.7%) 20 (27.4%) -9.0 21 (30.0%) 19 (27.1%) -6.1

Large cell 46 (3.8%) <10 4.6 <10 <10 7.3

Adenosquamous 40 (3.3%) <10 9.3 <10 <10 7.2

Grade, n (%) 0.12

Well differentiated 61 (5.1%) <10 0.3 <10 <10 12.8

Moderately differentiated 576 (47.8%) 29 (39.7%) -10.3 30 (42.9%) 28 (40.0%) -5.7 Poorly differentiated 517 (42.9%) 34 (46.6%) 9.2 34 (48.6%) 33 (47.1%) -2.9

Undifferentiated/anaplastic 18 (1.5%) <10 3.9 <10 <10 10.8

Distance to facility (miles, IQR) 10.7 (4.6,26.6) 7.6 (4.2,16.5) -3.7 0.09 9.85 (5,21.5) 8 (3.9,16.5) 6.4

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