31 (2001), 35±49
Asymptotic forms of positive solutions of second-order quasilinear ordinary di¨erential equations with sub-homogeneity
Ken-ichi Kamo and Hiroyuki Usami
(Received March 8, 2000)
Abstract. We give asymptotic forms of positive solutions of second-order quasilinear ordinary di¨erential equations. We obtain further the uniqueness of positive decaying solutions.
1. Introduction
We consider second-order quasilinear ordinary di¨erential equations of the form
ju0ja 1u00p tjujl 1u;
1:1
on which we impose the following assumptions throughout this paper:
(H1) a and l are positive constants satisfying the sub-homogeneity condition 0<l<a;
(H2) p:t0;y ! 0;y is a continuous function such that p t@ts as t!y.
Henceforth the notation ``f t@g t as t!y'' means that limt!y f t=g t
1.
By a solution of (1.1) we mean a function u such that u and ju0ja 1u0 are of class C1, and u satis®es (1.1) near y. Throughout this paper we shall con®ne ourselves to the study of those solutions that do not vanish identically near y.
When a1, equation (1.1) reduces to the well-known Emden-Fowler equation of sublinear type:
u00p tjujl 1u; 0<l<1:
1:2
Qualitative theory for (1.2) has been studied in great detail by many authors;
see, for example [2, 5, 7, 8]. Therefore it is an interesting problem to show
2000 Mathematics Subject Classi®cation. 34D05, 34E05.
Key Words and Phrases. quasilinear equation, positive solution, asymptotic behavior.
how one can extend asymptotic theory obtained for (1.2) to the quasilinear equation (1.1). It was shown in [6] that some of known results can be extended surely to equation (1.1). In the earlier paper [4] the authors have considered (1.1) under the super-homogeneity condition 0<a<l, and have shown that asymptotic forms for positive solutions of (1.1) with a1 are still valid for those of (1.1) with some obvious modi®cations. However, it seems to the authors that only a few of known results for (1.2) have been extended to (1.1) (under the sub-homogeneity assumption). We therefore in the present paper intend to study further asymptotic theory of positive solutions of (1.1).
In particular, we aim to obtain asymptotic forms of positive solutions of (1.1).
To make a survey for possible asymptotic behavior of positive solutions of equation (1.1) we consider the equation
ju0ja 1u00q tjujl 1u;
1:3
with 0<l<aandqAC t0;y;0;y, which has slight generality than (1.1).
Let us give a rough classi®cation of positive solutions of (1.3), as a ®rst step, according to their asymptotic behavior. It is known that for every positive solution u, exactly one of the following four asymptotic behavior is possible:
D decaying solution
t!ylim u0 t lim
t!yu t 0;
AC asymptotically constant solution
t!ylim u0 t 0 and lim
t!y u t constA 0;y;
AL asymptotically linear solution
t!ylim u0 t lim
t!y
u t
t constA 0;y;
ASL asymptotically superlinear solution
t!ylim u0 t lim
t!y
u t
t y:
Necessary and/or su½cient conditions for the existence and nonexistence of solutions of types (D), (AC), (AL), and (ASL), respectively, have been obtained in [6]: Equation (1.3) has solutions of
i type D if
y y
t q sds
1=a
dt<y;
ii type AC if and only if
y y
t q sds
1=a
dt<y;
iii type AL if and only if y
tlq tdt<y;
iv type ASL if and only if y
tlq tdty;
and has no solutions of type (D) if lim inft!yt1aq t>0.
These results yield necessary and su½cient conditions for (1.1) to have solutions of type (D), (AC), (AL) and (ASL), respectively: Equation (1.1) has a positive solution of
I type D if and only if sa1<0;
II type AC if and only if sa1<0;
III type AL if and only if sl1<0;
IV type ASL if and only if sl1V0:
It is not known how positive solutions of type (D) and type (ASL) behave near
y. In order to give asymptotic forms of all possible positive solutions it is essential to determine asymptotic forms neary of positive solutions of those types. We can settle this problem completely in this paper.
It is of another interest to see whether or not positive solutions of each of above-mentioned types are unique. We will show that equation (1.1) has at most one positive solution of type (D).
This paper is organized as follows: In § 2 we prepare auxiliary lemmas which will be employed later. In § 3 we give two theorems concerning asymptotic properties of positive solutions of type (ASL) and of type (D).
These theorems play crucial role in establishing our results. Asymptotic forms for all positive solutions of equation (1.1) are given in § 4, which is the main object of this paper. In § 5 we give uniqueness theorems of solutions of type (D) as an application of our asymptotic theory. Lastly in § 6 we will mention the duality between the results of super-homogeneous case obtained in [4] and those of sub-homogeneous case obtained in this paper.
2. Preliminary lemmas
In this section we collect preliminary lemmas which will be employed in the sequel.
Consider two di¨erential equations of the same kind jy0ja 1y00f tjyjb 1y;
2:1
jY0ja 1Y00F tjYjb 1Y;
2:2
where b>0 is a constant.
Lemma 2.1. Suppose that f and F are nonnegative and continuous and f tUF t for aUtUb, and y and Y are positive solutions on a;b of (2.1) and (2.2),respectively. If y aUY a and y0 a<Y0 a then y t<Y t for a<tUb.
A proof of Lemma 2.1 is found in [4].
Lemma 2.2. Let f AC1T;y be such that f0 is bounded,andy
jf tjgdt
<y for some g>1. Then, limt!y f t 0.
A proof of Lemma 2.2 is found in [3]. The following is a variant of l'Hospital's rule:
Lemma 2.3. Let f t and g t be continuously di¨erentiable functions de®ned near y and g0 t00. Then,we have
lim inf
t!y
f0 t
g0 tUlim inf
t!y
f t
g tUlim sup
t!y
f t
g tUlim sup
t!y
f0 t
g0 t
if either limt!yg t y or limt!y g t limt!y f t 0 holds.
Lastly we consider the two dimensional ®rst-order di¨erential system dw
dt AB tw;
2:3
where A is a constant matrix with simple characteristic roots and BACT;y
satis®es limt!yB t 0.
Lemma 2.4. Let k be an arbitrary characteristic root of A. Then we can
®nd a solution w of (2.3) satisfying the inequalities c1exp Rekt d1
t
TkB skds
Ukw tk
Uc2 exp Rektd2 t
TkB skds
; for some positive constants c1;c2;d1 and d2.
A proof of Lemma 2.4 is found in [1, Chapter 2].
3. Asymptotic equivalence theorems
Let us consider the following two equations jx0ja 1x00a tjxjl 1x;
3:1
jy0ja 1y00b tjyjl 1y;
3:2
where 0<l<a, a and b are positive continuous functions near y. The next theorem asserts that, if a and b have the same asymptotic behavior, then so do positive solutions of type (ASL) of equation (3.1) and of equation (3.2).
Theorem 3.1. Suppose that
t!ylim a t
b t1
holds. Let x and y be positive solutions of type (ASL) of (3.1) and (3.2), respectively. Then x t@y t as t!y.
Proof. For ®xed t0g1, we can ®nd a su½ciently small number m>0 and a su½ciently large number M>0 such that
mx t0Uy t0UMx t0; mx0 t0Uy0 t0UMx0 t0:
Furthermore there exists t1>t0 such that ma la tUb tUMa la t for tVt1. Since the function x t Mx t is a positive solution of type (ASL) of the equation
jx0ja 1x00 a t
Ml ajxjl 1x;
we see that x t1Mx tVy t, tVt1 by Lemma 2.1. Similarly we see that mx tUy t, tVt2. Put llim inft!yx t=y t. We know from the above observation that 0<l<y. Employing Lemma 2.3, we obtain
llim inf
t!y
x t
y t Vlim inf
t!y
x0 t
y0 tlim inf
t!y
x0 ta y0 ta
1=a
Vlim inf
t!y
x0 ta0
y0 ta0
1=a
lim inf
t!y
a tx tl b ty tl
!1=a
ll=a;
hence lV1. Similarly we obtain lim supt!yx t=y tU1. This implies that limt!y x t=y t 1; that is x t@y t. This completes the proof.
The next theorem asserts that if ain equation (3.1) and b in equation (3.2) have the same asymptotic behavior in some sence, then positive solutions of
type (D) of equation (3.1) and of equation (3.2) also have the same asymptotic behavior.
Theorem 3.2. Let sa1<0. Suppose that 0<lim inf
t!y
a t
ts Ulim sup
t!y
a t
ts <y and
t!ylim a t
b t1:
If x and y are positive solutions of (3.1) and of (3.2),respectively,of type (D), then x t@y t.
Proof. First we will show that there exists positive constants c2, c3, c4 and c5 satisfying
c2tnUxUc3tn; c4tn 1U x0Uc5tn 1 for large t;
where n sa1= l a<0. Integrating (3.1) fromt to y, we obtain
x0 taUc1
y
t ssxlds 3:3
U c1
s 1ts1x tl; that is
x0x l=aUc6t s1=a for large t;
where c6>0 is a constant. Again integrating the above inequality from t to
y, we obtainxUc7tnneary, wherec7>0 is a constant. Substituting this estimate into (3.3), we obtain x0 tUc8tn 1, where c8 is a positive constant.
Next we will show that there exist positive constants c9 and c10 satisfying xVc9tn; x0Vc10tn 1 for large t:
To this end let zx x0a. Then z satis®es the identity z0z x0
x a txl x0a
: Invoking Young's inequality, we have
z0Vc11z x0 x
laa= la2a1 a txl x0a
a1= la2a1
c11za t a1= la2a1x l a= la2a1 x0 la a2= la2a1
c11z laal1= la2a1a t a1= la2a1;
that is,
z0z laal1= la2a1Vc11a t a1= la2a1 for large t;
where c11 is a positive constant. Integrating this inequality from t to y, we obtain
z a l= la2a1Vc12t s a1la2a1= la2a1; that is,
xa l x0a a lVc13ts a1la2a1 for large t;
where c12 and c13 are positive constants. From the result x0Uc5tn 1 for large t as shown above, we see
xa lta a l n 1Vc14ts a1la2a1; that is,
xVc15tn for large t;
where c14 and c15 are positive constants. Moreover some simple computation shows that x0Vc16tn 1, where c16 is a positive constant. Similarly, we ®nd that
c2tnUy tUc3tn and c4tn 1U y0 tUc5tn 1 hold near y for some constants ci>0, i2;3;4;5.
Putllim inft!yx t=y t. We know from the above consideration that 0<l<y. Invoking Lemma 2.3, we obtain
llim inf
t!y
x t
y tVlim inf
t!y
x0 t
y0 tlim inf
t!y
x0 ta y0 ta
1=a
Vlim inf
t!y
x0 ta0
y0 ta0
1=a
lim inf
t!y
a tx tl b ty tl
!1=a
ll=a:
This implies that lV1. Similarly we obtain lim supt!yx t=y tU1, and hence limt!yx t=y t 1. This completes the proof.
4. Asymptotic forms of positive solutions
Possible asymptotic formulae for positive solutions of (1.1) are given here.
To get an insight into our problem, let us consider the typical case that p t1ts:
ju0ja 1u00tsjujl 1u:
4:1
As was pointed out in [4], (4.1) may possess an exact positive solution of the form ctl, c>0, lAR. In fact we can see that the function
u0 t ^ctk with ksa1
a l and c^l aak k 1jkja 1 4:2
is a positive solution of (4.1) ifk<0 ork>1. We further emphasize thatu0 is of type (D) if k<0, and of type (ASL) ifk>1. This observation enables us to expect that positive solutions of type (D) and of type (ASL) behave like u0
in case of k<0 and k>0, respectively. We will ®nd that this conjecture is true. It is worth noting that the following equivalences hold:
k<0 ,sa1<0;
k0 ,sa10;
0<k<1,sl1<0<sa1;
k1 ,sl10;
k>1 ,sl1>0:
It will be found that asymptotic forms of positive solutions are a¨ected by the order relations of the three numbers 0, 1 and k.
Theorem 4.1. Let sl1>0 k>1. Then every positive solution u of equation (1.1) has the asymptotic form
u t@u0 t1ct^k; where u0 is the function given by (4.2).
We can see this theorem by applying Theorem 3.1 to equations (1.1) and (4.1).
Theorem 4.2. Let sl10 k1. Then every positive solution u of equation (1.1) has the asymptotic form
u t@ a l a
1= a l
t logt1= a l:
To see this theorem, it su½ces to notice that the equation
jv0ja 1v00 1
tl1 1 1 a llogt
a 1
1 1l a a llogt
jvjl 1v
has a positive increasing solution v explicitly given by v t a l
a
1= a l
t logt1= a l:
This simple observation and Theorem 3.1 give the validity of Theorem 5.2.
Theorem 4.3. Let sl1<0Usa1 0Uk<1. Then every positive solution u of equation (1.1) has the asymptotic form
u@c1t;
where c1 is a positive constant.
This is a simple consequence of the observation given in the Introduction.
Theorem 4.4. Let sa1<0 k<0. Then every positive solution u of equation (1.1) has one of the following asymptotic forms
u@u0 t1ct^k; u t@c1; u t@c2t;
where c1 and c2 are positive constants,and u0 is given by (4.2).
To see this theorem we apply Theorem 3.2 to equations (1.1) and (4.1).
5. Uniqueness of positive decaying solutions
We now turn our attention to the problem of uniqueness of positive solutions of type (D).
Theorem 5.1. Under the assumption of Theorem 4.4,equation (1.1) does not have more than one positive solutions of type (D).
By this theorem we ®nd, for example, that the function u0 t is the only positive solution of type (D) of equation (4.1) if k<0.
Proof ofTheorem 5.1. Let x tandy tbe positive solutions of (1.1) of type (D). By Theorem 4.4, we know that
x t;y t@^ctk as t!y:
5:1
Furthermore, it is easy to see that
x0 t;y0 t@ckt^ k 1 as t!y;
5:2
where c^ and k are given by (4.1).
Put z t x t y t. It su½ces to show that z10. By using the mean value theorem, we know that there exist continuous functions x~1 t and x~2 t
such that
ax~1 ta 1z00lp tx~2 tl 1z;
5:3
where x~1 t, x~2 t lie between x t and y t, x0 t and y0 t, respectively. By (5.1) and (5.2) we see that x~1 t@^cktk, x~2 t@ct^k. For the simplicity, we rewrite (5.3) in the form
x1 tz00lk k 1x2 tz;
5:4
where x1 t@t k 1 a 1 and x2 t@tsk l 1.
The proof is divided into three cases according to the exponent k 1 a 1. Here we will consider only the case k 1 a 1<1, i.e.,
y
x1 r 1dry because parallel arguments hold in the other cases. The change of variable st
x1 r 1dr transforms (5.4) into zsslk k 1x1 tx2 tz;
5:5
where x1 tx2 t@1=1 k 1 a 1s2 as s!y. Hence we can rewrite (5.5) as
zss lk k 1
1 k 1 a 12
1d s~ s2 z;
5:6
where d s~ is a continuous function satisfying lims!y d s ~ 0. Moreover the change of variable ser transforms (5.6) into
z z_ lk k 1
1 k 1 a 12 1d rz;
5:7
where _d=dr and d r is a continuous function satisfying limr!y d r 0.
Now we reduce (5.7) to a ®rst-order system by introducing the new variables w1z, w2z:_
dw
dr AB rw;
5:8
where
w w1 w2
!
; A
0 1
lk k 1
1 k 1 a 12 1 0
B@
1 CA;
B r
0 0
lk k 1
1 k 1 a 12 d r 0 0
B@
1 CA:
The eigenvalues of A are 1 2 1G
1 4lk k 1
1 k 1 a 12
s !
:
For simplicity, we put
l11 2 1
1 4lk k 1
1 k 1 a 12
s !
>0;
l21 2 1
1 4lk k 1
1 k 1 a 12
s !
<0:
By Lemma 2.4, there exist solutions w1;w2 and w1;w2 of (5.8) satisfying c1exp l1o 1rUjw1j jw2jUc2 exp l1o 1r;
c3exp l2o 1rUjw1j jw2jUc4exp l2o 1r;
5:9
where c1, c2, c3 and c4 are positive constants. It is easily seen from (5.9) that f w1;w2; w1;w2g consists of a base of solutions of (5.8). Hence z is rep- resented as
zc5w1c6w1; 5:10
_
zc5w2c6w2; 5:11
where c5 and c6 are constants. We notice from (5.1) and (5.2) that z r O exp kr
1 k 1 a 1
; _
z r O exp kr
1 k 1 a 1
:
Below we will show that c5c60. If c500, then we ®nd from (5.10) and (5.11) that
jw1j jw2jUjzj jzj_ jc5j c6
c5
jw1j jw2j:
5:12
By (5.9) we know that the left-hand side of (5.12) tends to y as r!y;
however, the right-hand side remains bounded. Hence we must have c5 0;
that is
zc6w1; z_c6w2: It follows therefore that
jzj jzje_ kr= 1 k 1 a 1 jc6j jw1j jw2je kr= 1 k 1 a 1: 5:13
By the estimates for z and z, the left-hand side of (5.13) is bounded, while the_ right-hand side of (5.13) is estimated as
jc6j jw1j jw2jexp kr
1 k 1 a 1
Vc3jc6jexp k
1 k 1 a 1l2o 1
r
:
Since 0<l<a, if c600, then the right-hand side of (5.13) diverges as r!y which is a contradiction. Hencec60, i.e.,z10. This completes the proof.
If a1, the condition for the uniqueness of positive decaying solutions can be relaxed. We consider the equation
u00g tjujl 1u; 0<l<1;
5:14
where g is a positive function of class C1 near y.
Theorem 5.2. Let 0<l<1 and s< 2. Suppose that g t satis®es 0<lim inf
t!y
g t
ts Ulim sup
t!y
g t
ts <y;
5:15
and
0<lim inf
t!y
g0 t
ts 1 Ulim sup
t!y
g0 t
ts 1 <y:
5:16
Then (5.14) has at most one positive solution of type (D).
Proof. We ®nd from the proof of Theorem 3.2 that, for each positive solution u of (5.14) of type (D), there exist positive constants c1, c2, c3 and c4 satisfying
c1tkUuUc2tk; c3tk 1U u0Uc4tk 1 for large t;
5:17
ks2 1 l:
Let x t and y t be positive decaying solutions of (5.14). Introduce the new functions w t x t=y t and tt
t0dr=y r2. A computation gives wttg ty tl3 wl w; tV0:
Moreover the change of variable s
t
0 g t x1=2y t x l3=2dx transforms this equation into
w f sw_ wl w; sV0;
5:18
where _d=ds, and
f s 12g t 3=2y t l1=2g0 ty t l3g ty0 t:
From condition (5.15) and (5.16) we ®nd that 0<lim inf
s!y f sUlim sup
s!y f s<y:
5:19
While from (5.17) and w_ w0 tdt
dt dt
ds x0y xy0g 1=2y l3=2; we know that
0<lim inf
s!y w sUlim sup
s!y w s<y and w s _ O 1:
5:20
Multiplying (5.18) by w_ and integrating the resulting equation on s0;s, we obtain
w_2 2
s s0
s
s0
f rw_2dr wl1 l1
w2 2
s
s0
: 5:21
By (5.19) and (5.20) this implies that w_ AL2s0;y. Since obviouslywO 1
ass!y, Lemma 2.2 shows that lims!y w s _ 0. From Theorem 3.2 we see that lims!y w s 1.
Multiplying (5.18) by w_ again and integrating the resulting equation on
s;y, we obtain _ w2
2 y
s f rw_2dr 1 l1
1 2
wl1 l1w2
2 : This formula shows that if w_20, then
1 l1
1
2<wl1 l1
w2
2 for all s near y:
Since w>0, this inequality can not hold. Hence w_10, i.e., w11. Hence x1y. This completes the proof.
6. Duality between super-homogeneous case and sub-homogeneous case It is well known [7] that if a1, i.e., for Emden-Fowler equations, there is a duality between the superlinear case (l>1) and the sublinear case (0<l<1). It is natural to expect that for equation (1.1) there exists similar duality between the super-homogeneous case (0<a<l) and the sub- homogeneous case (0<l<a). Hence we compare the results obtained in this paper and those obtained in [4]. To bring out the duality in full relief, we summarize our results in the following table:
Super-homogeneous case:
a<l Sub-homogeneous case:
l<a Relation of
parameters
Possible asymptotic
forms Relation of parameters
Possible asymptotic
forms k>1 sl1<0 u0 t;c1t;c2 sl1>0 u0 t
k1 sl10 c1 sl10 Logarithmic growth 0<k<1 sa1<0
<sl1
c1 sl1<0
<sa1
c1t
k0 sa10 Logarithmic
decay sa10 c1t k<0 sa1>0 u0 t sa1<0 u0 t;c1t;c2
In this table c1 and c2 are positive constants. When a<l and sa10, every positive solution u of (1.1) has a logarithmic decay in the sense that
u t@a1= l a a l a
a= l a
logt a= l a:
References
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Math. J. 29 (1999) 459±477.
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[ 7 ] M. Naito, Oscillation theory for ordinary di¨erential equations of Emden-Fowler type, SuÃgaku 37 (1985) 144±160. (in Japanese)
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360.
Ken-ichi Kamo Department of Mathematics Graduate School of Science
Hiroshima University Higashi-Hiroshima 739-8526,Japan
[email protected] Hiroyuki Usami
Department of Mathematics Faculty of Integrated Arts & Sciences
Hiroshima University Higashi-Hiroshima 739-8521,Japan