On genuine characters of the metaplectic group of SL
2(o) and theta functions
Hiroshi Noguchi
Graduate school of science, Kyoto university
January 25, 2021
the Dedekind eta function η(z )
e(z) =e2πiz for z ∈C h⊂C: the upper half plane
η(z) =e(z/24) ∏
m≥1
(1−e(mz)), z ∈h
The modular form of SL2(Z) of weight 1/2 isη(z).
The modular form of SL2(Z) of weight 3/2 isη3(z).
χ12: the primitive character mod 12 χ4: the primitive character mod 4
η(z) = 1 2
∑
m∈Z
χ12(m)e(mz/24), η3(z) = 1 2
∑
m∈Z
mχ4(m)e(mz/8)
Suppose that F =Ror F is a finite extension ofQp. x(g) =
{c c ̸= 0
d c = 0 g = (a b
c d )
∈SL2(F)
⟨·,·⟩F: the quadratic Hilbert symbol for F
c(g,h) =⟨x(g)x(gh),x(h)x(gh)⟩F: the Kubota 2-cocycle on SL2(F) the metaplectic group of SL2(F):
SL^2(F) ={[g, τ]|g ∈SL2(F), τ ∈ {±1}}
its multiplication law:
[g, τ][h, σ] = [gh, τ σc(g,h)], [g, τ],[h, σ]∈SL^2(F) This is a nontrivial double covering group ofSL2(F).
Put [g] = [g,1].
j˜:SL^2(R)×h→C: an automorphy factor given by
˜j(γ,z) =
τ√
d ifc = 0,d >0,
−τ√
d ifc = 0,d <0, τ(cz +d)1/2 ifc ̸= 0,
γ = [g, τ]∈SL^2(R)
where−π <arg(cz+d)≤π.
(·
· )
: the Jacobi symbol c ∈Z\{0}
d ∈2Z+ 1 such that (c,d) = 1 (c
d )∗
= ( c
|d| )
, (c
d )
∗ =t(c,d) (c
d )∗
, t(c,d) =
{−1 c,d <0 1 otherwise.
We understand ( 0
±1
)∗
=(0
1
)
∗= 1, ( 0
−1
)
∗=−1.
the transformation formula of η(z) (Rademacher [5]) η(g(z)) =vη(g)˜j([g],z)η(z), g(z) = az+b
cz+d ∈h vη(g): the multiplier system of η(z)
=
(d
c )∗
e
((a+d)c −bd(c2−1)−3c 24
)
c: odd (c
d )
∗e
((a+d)c−bd(c2−1) + 3d −3−3cd 24
)
c: even.
η(z) andη3(z) are theta functions defined by a sum on Z.
Problem
F: a totally real number field o: the ring of integers ofF
When does a Hilbert modular theta series of weight 1/2 with respect to SL2(o) exist?
Feng [1] (1983) Naganuma [4] (1984)
We solve the problem above completely.
Multiplier systems for SL
2(o)
F: a totally real number field
Fv: the completion of F at a place v A: the adele ring ofF
SL^2(A): the adelic metaplectic group, a double covering ofSL2(A) There exists a canonical embeddingSL^2(Fv)→SL^2(A) for each v.
ιv: the entrywise embedding of SL2(F) into SL2(Fv) {∞1,· · · ,∞n}: the set of infinite places of F
Putιi =ι∞i.
Assume thatv <∞.
ov: the ring of integers ofFv
pv: the maximal ideal of ov
ι: the embedding of SL2(F) into SL2(A)
˜
ι:SL2(F)→SL^2(A): a canonical embedding,g 7→([ιv(g)])v SL2(Af): the finite part ofSL2(A)
˜
ιf :SL2(F)→SL^2(Af), ˜ιf(g) = ([ιv(g)])v<∞×([12])v|∞
j˜:SL^2(R)×h→C: an automorphy factor given by
j˜(γ,z) =
τ√
d if c = 0,d >0,
−τ√
d if c = 0,d <0, τ(cz+d)1/2 if c ̸= 0.
γ = [g, τ]∈SL^2(R)
Definition
Let Γ⊂SL2(o) be a congruence subgroup. The function v: Γ→C× is a multiplier system of half-integral weight
⇐⇒def v(γ)∏n
i=1j˜([ιi(γ)],zi) is an automorphy factor for Γ×hn.
Lemma
A function v: Γ→C× is a multiplier system of half-integral weight
⇐⇒v(γ1)v(γ2) =
∏n i=1
cR(ιi(γ1), ιi(γ2))v(γ1γ2) γ1, γ2∈Γ,
where cR(·,·) is the Kubota 2-cocycle at infinite places.
KΓ: the closure of Γ inSL2(Af)
ιf :SL2(F)→ SL2(Af): the projection ofιto the finite part KΓ is a compact open subgroup and we haveι−f 1(KΓ) = Γ.
Lemma
Let λ: ˜KΓ →C× be a genuine character. Put vλ(γ) =λ(˜ιf(γ)) forγ ∈Γ.
Then vλ is a multiplier system of half-integral weight for Γ.
Now suppose that v <∞. K1(4)v ={γ =
(a b c d
)
∈SL2(ov)|c ≡0,d ≡1(mod 4)}. sv(g) = [g,sv(g)]: the splitting onK1(4)v
sv(g) =
1 c ∈o×v
⟨c,d⟩Fv c ∈pv\{0}
⟨−1,d⟩Fv c = 0
forg = (a b
c d )
∈SL2(ov).
IfKΓ⊂K1(4)f =∏
v<∞K1(4)v, a splittings:KΓ→SL^2(A) given by s(γ) = (sv(γ))v<∞×([12])v|∞.
K˜Γ =s(KΓ)· {[12,±1]}: the inverse image ofKΓ in SL^2(Af) s(KΓ)⊂SL^2(Af) is a compact open subgroup.
Γ: a congruence subgroup v0 : Γ→C×,v0(γ) =∏
v<∞sv(γ) Proposition
If Γ⊂Γ1(4) =
{(a b c d
)
∈SL2(o)|c ≡0,d ≡1(mod 4) }
, then v0 is a multiplier system of half-integral weight of Γ.
v: Γ→C×: a multiplier system of half-integral weight Lemma
There exists a genuine character λ: ˜KΓ→C× such thatvλ =v if and only if there exists a congruence subgroup Γ′ ⊂Γ∩Γ1(4) such that v(γ) =v0(γ) for any γ ∈Γ′.
Proposition
IfF ̸=Q, then any multiplier system v of half-integral weight of any congruence subgroup Γ is obtained from a genuine character of ˜KΓ.
Kf =∏
v<∞SL2(ov): a compact open subgroup ofSL2(Af).
K˜f the inverse image ofKf in SL^2(Af) Proposition
Let v be a multiplier system of half-integral weight of SL2(o).
There exists a genuine character λ: ˜Kf →C× such that v=vλ. Proposition
There exists a multiplier system of half-integral weight ofSL2(o) if and only if 2 splits completely in F/Q.
In this case, there exists a genuine character of SL^2(ov) for any v <∞.
PutS2 ={v<∞ |F =Q2}and T3={v <∞ |qv = 3}. Proposition
Let v be a multiplier system of half-integral weight of SL2(o). Then there exist continuous functions κv(g) on SL2(ov) for each v ∈S2∪T3 such that
v(g) =v0(g) ∏
v∈S2∪T3
κv(g).
For example, for F =Q, we havevη(g) =v0(g)κ2(g)κ3(g), where
v0(g) =
(d
c )∗
c : odd (c
d )
∗ c : even, κ2(g) =
{e(3
8[(a+d)c−3c])
c : odd e(3
8[(b−c)d+ 3(d −1)])
c : even, κ3(g) =e(−1
3
[(a+d)c−bd(c2−1)]) .
The condition of the existence of a theta function
Suppose that 2 splits completely in F/Q.
There exists a genuine character λv :SL^2(ov)→C× for anyv <∞. ψ:A/F →C×: an additive character such that its v-component ψv(x) equals e(x) for any v | ∞
ψβ(x) =ψ(βx) forβ ∈F× Kf =∏
v<∞SL2(ov)
λf: a genuine character,λf(g) =∏
v<∞λv(gv) for g = (gv)v ∈K˜f w = (w1,· · ·,wn)∈ {1/2,3/2}n
jλf,w(γ,z): an automorphy factor ofSL2(o)×hn
⇐⇒def jλf,w(γ,z) = ∏
v<∞
λv([γ])
∏n i=1
˜j([ιi(γ)],zi)wi, z = (z1,· · · ,zn).
Mw(SL2(o), λf): the space of Hilbert modular forms onhn with respect to jλf,w(γ,z)
h(z)∈Mw(SL2(o), λf)⇐⇒def h(γ(z)) =jλf,w(γ,z)h(z) Here, γ(z) = (ι1(γ)(z1),· · ·, ιn(γ)(zn)).
jλf,w(−12,z)̸= 1 =⇒Mw(SL2(o), λf) ={0} S(Fv): the Schwartz space of Fv
ωψβ,v: the Weil representation of SL^2(Fv) (ωψβ,v,S(Fv))λv
={f ∈S(Fv)|ωψβ(γ)f =λv(γ)f for anyγ ∈SL2(ov)} λ∞,wi: a genuine character of lowest weight wi
(ωψβ,∞i,S(R))λ∞,wi =Cxwi−(1/2)e(iιi(β)x2): a space of lowest weight vectors
K =Kf ×∏
v|∞SO(2)
w = (w1,· · ·,wn)∈ {1/2,3/2}n {∞1,· · · ,∞n}: the set ofv | ∞
λ: ˜K →C×: a genuine character such that its v-component equals λv, whereλ∞i =λ∞,wi for anyi,λv =µβ orϵv if v <∞.
S2 ={v |Fv =Q2} S∞={∞i |wi = 3/2}
Now suppose that v <∞
qv: the order of the residue field ov/pv
S3 ={v |qv = 3, λv ̸=ϵv}
(ωψβ,v,S(Fv))λv ̸={0} ⇐⇒ordvψβ ≡ {
0 (mod 2) ifλv =ϵv
1 (mod 2) otherwise.
β ∈F+×: totally positive a: a fractional ideal ofF S(A): the Schwartz space ofA (ωψβ,S(A))λ ={ϕ=∏
vϕv ∈S(A)|ϕv ∈(ωψβ,v,S(Fv))λv for anyv}. Whenv ∈S2∪S3, we put
fv(x) =
1 if x∈1 + 2pv
−1 if x∈ −1 + 2pv 0 otherwise.
chA: the characteristic function of a setA f = ∏
v∈S2∪S3
fv× ∏
v<∞,v∈/S2∪S3
cha−v1.
f∞,i(x) =xwi−(1/2)e(iιi(β)x2) for x∈R ϕ=f ×∏n
i=1f∞,i ∈(ωψβ,S(A))λ
Now suppose that S3 ⊂T3 ={v <∞ |qv = 3}. G: the set of triplets (β,S3,a) satisfying (A) and (B):
(A) |S2|+|S3|+|S∞| ∈2Z, (B) (8β)d ∏
v∈S3
pv =a2
The equivalence relation∼onG is defined by
(β,S3,a)∼(β′,S3′,a′)⇐⇒S3 =S3′, β′ =γ2β, a′ =γa for some γ ∈F×.
Suppose that (β,S3,a)∈Gsuch that (a,6) = 1.
We define a theta function θϕ:hn→Cby θϕ(z) = ∑
ξ∈a−1
f(ιf(ξ)) ∏
∞i∈S∞
ιi(ξ)
∏n i=1
e(ιi(βξ2)zi), z = (z1,· · · ,zn).
The equivalent triplets ofG define the same theta function.
Theorem
Suppose that 2 splits completely in F/Q. Let β∈F+×,S3 and w1, . . . ,wn∈ {1/2,3/2} be as above.
There exists ϕ∈(ωψβ,S(A))λ such that θϕ̸= 0 if and only if there exists a fractional ideal a ofF such that (β,S3,a)∈G.
H={ ∏
v∈T3
pevv | ∑
v∈T3
ev ∈2Z}
Cl+: the narrow ideal class group ofF Cl+2 ={c2|c∈Cl+}
H: the image of¯ H inCl+/Cl+2 [b]: the image of b∈Cl+ in Cl+/Cl+2
Theorem
Let w1, . . . ,wn∈ {1/2,3/2}be as above.
(1) Suppose that |S2|+|S∞|is even.
Then there exists (β,S3,a)∈G if and only if [d]∈H.¯ (2) Suppose that |S2|+|S∞|is odd.
Then there exists (β,S3,a)∈G if and only ifT3 ̸=∅ and [dpv0]∈H¯ for any fixed v0 ∈T3.
Theorem
The theta function θϕ is a nonzero Hilbert modular form of weight w for SL2(o) with respect to a multiplier system.
Every theta function of weight w for SL2(o) with a multiplier system is obtained in this way.
Proposition
Let Sq:Cl→Cl+ be the homomorphism given by [a]7→[a2]. The number of equivalence classes of Gis equal to
[E+ :E2] ∑
S3⊂T3
(A)
|Sq−1(d ∏
v∈S3
pv)|,
where S3 ranges over all subset ofT3 satisfying |S2|+|S3|+|S∞| ∈2Z. Here, E+ is the group of totally positive units ofF andE2 is the subgroup of squares of units.
The case F is a real quadratic field
D >1: a square-free integer such thatD ≡1 mod 8 Suppose that F =Q(√
D), then 2 splits completely in F/Q. If there exists (β,S3,a)∈G, one of the followings holds.
(C1) (8β)d=a2
(C2) (8β)dp=a2 such that NF/Q(p) = 3
(C3) (8β)dp¯p=a2 such that NF/Q(p) =NF/Q(¯p) = 3.
If|S∞|is even, then (C1) or (C3) holds.
If|S∞|is odd, then (C2) holds.
Proposition
Suppose that F =Q(√
D), where D>1 is a square-free integer such that D ≡1 mod 8.
There exist β ∈F+× and a fractional ideala satisfying (C1) ⇐⇒p ≡1 mod 4 for any prime p|D.
(C2) ⇐⇒p ≡0 or 1 mod 3 for any prime p|D.
(C3) ⇐⇒D ≡1 mod 24 and p≡1 mod 4 for any prime p|D.
Example, D = 793
PutD = 793 = 13·61.
Then Cl+ has order 8 and the fundamental unit ofF has norm 1.
There existβ ∈F+×and a fractional ideal asatisfying any condition of (C1), (C2) or (C3).
ρ= (5 +√ D)/2.
q3 = (3,1−√
D): a prime ideal which divides (3) q2 = (2,(1 +√
D)/2): a prime ideal which divides (2) Since NF/Q(ρ) =−3·82, we have (ρ) =q62q3.
β =ρ/8√
D ∈F+× a=q32q3
Then we have
(8β)dq3=a2.
We assume that S∞={∞1} and thatι1 =id.
Then we have
θϕ(z) = ∑
ξ∈a−1
f(ιf(ξ))ξe(βξ2z1)e( ¯βξ¯2z2),
where ¯ξ =a−b√
D if ξ=a+b√ D.
S2 ={v2,v¯2|pv2=q2,pv¯2 = (2)/q2} S3 ={v3|pv3=q3}
f(ιf(ξ)) = ∏
v∈S2∪S3
fv(ιv(ξ)) for ξ ∈a−1
reference I
X. Feng, An Analog of η(z) in the Hilbert Modular Case. Journal of number theory. (1983).
W. F. Hammond, The modular groups of Hilbert and Siegel. American Journal of Mathematics. (1966).
G. Lion and M. Vergne, The Weil representation, Maslow index and Theta series. Springer Science and Business Media New York. (1980) H. Naganuma, Remarks on the modular imbedding of Hammond.
Japan. J. Math. 379 - 387 (1984)
H. Rademacher, Topics in Analytic Number Theory. Springer Berlin Heidelberg. (1973).