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Some Graded Rings of Hermitian Modular Forms

by Aloys Krieg

In the early 1960’s Igusa [8] determined the graded ring of Siegel modular forms of degree 2. In this paper, which is based on the recent thesis of Dern [3], we will describe the graded rings of Hermitian modular forms of degree 2 overQ(

1),Q(

2) andQ(

3). Therefore we will determine all abelian characters of the Hermitian modular groups. We will describe all Maa lifts and construct appropriate Borcherds products. Finally we proceed along the lines of Igusa’s reduction process.

LetK be an imaginary quadratic number field with discriminantdK and ring of integers OK. Then the Hermitian modular group of degree 2 over K is

Γ2(K) :=

{

M O4K×4; M J Mtr =J }

, J =

(0 −I I 0

)

, I = (1 0

0 1 )

,

wheretrstands for the transpose. One has Γ2(K)⊂SL4(K) ifdK ̸=3,−4.

Theorem 1 ([2]). Γ2(K)∩SL4(K) possesses a non-trivial abelian character if and only if dK is even. In this case it is uniquely determined and denoted by χK.

χK is an extension of the non-trivial abelian character on the Siegel modular group of degree 2.

The Hermitian half-space of degree 2 is given by H2(C) :=

{

Z C2×2; 1 2i

(

Z −Ztr )

positive definite }

.

It contains the Siegel half-space H2(R) := {Z ∈H2(C); Z =Ztr} as a sub- manifold. If Γ Γ2(K) is a subgroup of finite index and ν is an abelian character of Γ then the space [Γ, k, ν], k Z, of Hermitian modular forms of weightkand characterνin the sense of Hel Braun consists of all holomorphic functions f :H2(C)Csatisfying

f(

(AZ+B)(CZ+D)1)

=ν(M) det(CZ+D)kf(Z) forM = (A BC D)Γ.

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The transpose mapping is an exceptional automorphism of H2(C). Hence the subspace [Γ, k, ν]sym resp. [Γ, k, ν]skew consists of all such f satisfying

f( Ztr)

=f(Z) resp. f( Ztr)

=−f(Z).

Note that any skew-symmetric f vanishes on H2(R).

Examples of Hermitian modular forms are given by the Eisenstein series Ek(Z) = ∑

M:(∗ ∗0 )\Γ2(K)

(detM)k/2det(CZ+D)k[

Γ2(K), k,detk/2 ]

sym

for any evenk >4. MoreoverE4 [

Γ2(K),4,det2]

symcan be defined either by the Hecke trick or as a Maa lift or as a theta series.

Considering K = Q(

3) the group of abelian characters of Γ2(K) is of order 3 generated by the determinant. If Γ = Γ2(K)∩SL4(K) any Hermitian modular form f possesses a Fourier and Fourier-Jacobi expansion

f(Z) = ∑

T=

(n λ λ m

)

0 n,mN013OK

αf(T)e2πi trace(T Z)

=

m=0

φm(τ, z, w)e2πimω, Z =

(τ z w ω

) ,

whereφm is a Jacobi form of weightk and index m (cf. [5], [11]). Note that f is (skew-) symmetric if and only if

φm(τ, w, z) = φm(τ, z, w) (resp.φm(τ, w, z) =−φm(τ, z, w)) for all m∈N0. Theorem 2([3], [5], [9], [11]). Let K =Q(

3).

a) The Maa space Msymk attached to the symmetric Jacobi forms of weight k and index 1 is contained in

[

Γ2(K), k,detk/2 ]

, k even, and isomorphic to the Maa Spezialschar. One has

Ek∈ Msymk , k 4even.

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b) The Maa space Mskewk attached to the skew-symmetric Jacobi forms of weight k and index 1 is contained in [

Γ2(K), k,detk]

, k odd, and isomorphic to the space of elliptic modular forms

[SL2(Z), k−9,1].

There exists a non-trivial ϕ9 ∈ Mskew9 .

Now we consider modular forms with respect to the split orthogonal group O(2,4) or more precisely the connected component O+(2,4) of the identity in the realization on the quadratic space (V, q), where

V =R2×R2×C, q(l1, l2, l3, l4, λ) = l1l2+l3l4− |λ|2.

The half-space attached to O+(2,4) can be mapped bijectively onto H2(C).

Considering the particular lattice

L=Z2×Z2×OK

we obtain the modular group

{σ∈O+(2,4);σ(L) = L}/{±1},

which is isomorphic to the group generated by the modular transformations of Γ2(K) and Z 7→ Ztr. Hence we can identify Borcherds products with Hermitian modular forms. In particular ϕ9 turns out to be a Borcherds product with zeros of 1. order exactly on ∪

MΓ2(K)M⟨H2(R). Moreover a Borcherds product ϕ45 2(K),45,1]sym exists, which vanishes of 1. order exactly on ∪

MΓ2(K)M⟨H⟩,H ={Z ∈H2(C);z =−w}. The result is Theorem 3([3]). If K =Q(

3)the graded ring k2(K)∩SL4(K), k,1]

of Hermitian modular forms is generated by E4, E6, ϕ9, E10, E12, ϕ45.

Here E4, E6, ϕ9, E10, E12 are algebraically independent and the only relation is given by

ϕ245C[E4, E6, ϕ9, E10, E12].

From this result it is easy to determine related rings, e.g.

k2(K), k,1]sym =C[E6, E43, E12, E42E10, ϕ29, E4E102 , E103 , ϕ45],

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and the field of Hermitian modular functions.

ConsideringK =Q(

1) there exists the character χ=χK apart from det such that the commutator subgroupCΓ2(K) has the index 4. In this case we can analogously construct Borcherds products

ϕ4 2(K),4, χdet]skew, ϕ102(K),10,1]sym, ϕ302(K),30, χdet]sym, whereϕ4 and ϕ10 are also Maa lifts.

Theorem 4 ([1], [3], [4], [6], [7]). If K = Q(

1) then the graded ring

k[CΓ2(K), k,1] of Hermitian modular forms is generated by ϕ4, E4, E6, ϕ10, E10, E12, ϕ30.

Here ϕ4, E4, E6, E10, E12 are algebraically independent and the only relations are given by

ϕ210, ϕ230C[ϕ4, E4, E6, E10, E12].

One has ϕ10

H2(R) = ∆25 and ϕ30

H2(R) = ∆30, where ∆5 and ∆30 are given by theta series in Igusa’s theorem [8]. The first skew-symmetric Hermitian modular form with trivial character H34 constructed in a different way by Aoki [1] is equal toϕ4·ϕ30 up to a constant.

Considering K = Q(

2) things are more complicated since there do not exist Borcherds products with such simple divisor sets. In this case one has to lift generators of the graded rings of paramodular forms of level (1 00 2) and (1 00 3). There exist Borcherds products ϕk and modular forms fk of weight k, whose definitions involve skew-symmetric Hermitian modular forms such that we obtain

Theorem 5 ([3]). If K = Q(

2) the graded ring k[CΓ2(K), k,1]sym of symmetric Hermitian modular forms is generated by

ϕ3, E4, f5, E6, ϕ8, f10, E12, ϕ24, f26, f28, f30.

Bibliography

[1] Aoki, H.: The graded ring of Hermitian modular forms of degree 2.

Preprint, 16 pages (2000).

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[2] Dern, T.: Multiplikatorsysteme und Charaktere Hermitescher Modul- gruppen. Monatsh. Math. 126, 109-116 (1998).

[3] Dern, T.: Hermitesche Modulformen zweiten Grades. PhD thesis, Aachen 2001.

[4] Freitag, E.: Modulformen zweiten Grades zum rationalen und Gauss- chen Zahlk¨oper. Sitzungsber. Heidelb. Akad. Wiss., Math.-Naturwiss.

Kl. 1967, 3-49.

[5] Haverkamp, K.: Hermitesche Jacobiformen. Schriftenreihe Math. Inst.

Univ. M¨unster, 3. Serie, Heft 15, M¨unster 1995.

[6] Hermann, C.F.: Some modular varieties related toP4. Barth, W. (ed.) et al., Abelian varieties. Proceedings Conference Egloffstein, October1993.

de Gruyter, Berlin 105-129 (1995).

[7] Ibukiyama, T.: A remark on the hermitian modular forms. Osaka Uni- versity Research Reports Math. 99-19 (1999).

[8] Igusa, J.-I.: On Siegel Modular Forms of Genus Two (II). Am. J. Math.

86, 392-412 (1964).

[9] Krieg, A.: The Maa spaces on the Hermitian half-space of degree 2.

Math. Ann. 289, 663-681 (1991).

[10] Nagaoka, S.: A note on the structure of the ring of symmetric Hermitian modular forms of degree 2 over the Gaussian field. J. Math. Soc. Japan 48, 525-549 (1996).

[11] Sugano, T.: On Maass spaces for SU(2,2). Res. Inst. Math. Sci.

Kokyuroku 546, 1-16 (1985).

Aloys Krieg

Lehrstuhl A f¨ur Mathematik RWTH Aachen

D-52056 Aachen, Germany [email protected]

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