Far Eastern University, Incorporated ... - FEU Investor Relations

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CR01116-2017

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

Far Eastern University, Incorporated FEU

PSE Disclosure Form 17-18 - Other SEC Forms/Reports/Requirements

Form/Report Type General Information Sheet Report Period/Report

Date Feb 15, 2017

Description of the Disclosure

Attached is the amended General Information Sheet (version 2016) of Far Eastern University, Inc. to reflect the

appointment of Atty. Santiago L. Garcia, Jr. as Corporate Secretary and Vice President for Compliance of the Corporation as reported on January 17, 2017.

Filed on behalf by:

Name MA. CRISTINA TALAMPAS

Designation ADMINISTRATIVE ASSISTANT

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2016 GENERAL INSTRUCTIONS:

1.

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7.

BUSINESS/TRADE NAME:

THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION.

================================ PLEASE PRINT LEGIBLY =====================================

DATE REGISTERED:

CORPORATE NAME:

SEC REGISTRATION NUMBER:

11/11/1980 FISCAL YEAR END:

ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.

GENERAL INFORMATION SHEET (GIS)

FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS' MEETING.DO NOT LEAVE ANY ITEM BLANK.WRITE "N.A." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF THE INFORMATION IS NON‐EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHER THAN THAT STATED IN THE BY‐LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE ACTUAL DATE OF THE ANNUAL STOCKHOLDERS' MEETING.

STOCK CORPORATION

FAR EASTERN UNIVERSITY, INC.

FOR THE YEAR

IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER, SHOULD AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.

THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT ONLY THE AFFECTED PAGE OF THE GIS THAT RELATES TO THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPORATE SECRETARY OF THE CORPORATION. THE PAGE OF THE GIS AND COVER LETTER SHALL BE SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURRED OR BECAME EFFECTIVE.

SUBMIT FOUR (4) COPIES OF THE GIS TO THE CENTRAL RECEIVING SECTION, GROUND FLOOR, SEC BLDG., EDSA, MANDALUYONG CITY. ALL COPIES SHALL UNIFORMLY BE ON A4 OR LETTER‐SIZED PAPER WITH A STANDARD COVER PAGE. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE. CORPORATIONS SUBMITTING A COPY OF THEIR GIS ONLINE OR VIA INTERNET SHALL SUBMIT ONE (1) HARD COPY OF THE GIS, TOGETHER WITH A CERTIFICATION UNDER OATH BY ITS CORPORATE SECRETARY THAT THE COPY SUBMITTED ONLINE CONTAINS THE EXACT DATA IN THE HARD COPY.

THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF EXISTING LAWS, RULES AND REGULATIONS

WEBSITE/URL ADDRESS:

INDUSTRY CLASSIFICATION:

================================ INTERCOMPANY AFFILIATIONS =======================================

Nicanor Reyes Street, Sampaloc, Manila

EMAIL ADDRESS:

c/o FEU Nicanor Reyes Street, Sampaloc, Manila ADDRESS

SEC REGISTRATION NO.

SUBSIDIARY/AFFILIATE SEC REGISTRATION NO.

7358686

East Asia Computer Center, Inc.

Far Eastern CollegeSilang, Inc. CS200900434 MetroGate Silang Estates, Silang, Cavite CS201300136

FEU Alabang, Inc.

Nicanor Reyes Street, Sampaloc, Manila FEU High School, Inc.

Far Eastern Univeristy 538

Filinvest City, Alabang, Muntinlupa 10/F Pacific Star Bldg, Makati Ave., Makati City

CS201412150

ASO92002797 P. Paredes Street, Sampaloc, Manila 121116

March 31 538

7350232

EDUCATION

FAX NUMBER:

COMPLETE PRINCIPAL OFFICE ADDRESS:

TELEPHONE NUMBER(S):

Juliana Management Co., Inc.

PARENT COMPANY

NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER:

EDUCATION

SEC Group A Acrreditation Partner  No. 1185AR1 (until May 11, 2018) Firm No. 0002FR4 (until April 30,

2018)

FERN Realty Corporation

ADDRESS

66675 PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN:

27Aug16

PUNONGBAYAN & ARAULLO CHRISTOPHER M. FERAREZA

SEC ACCREDITATION NUMBER (if applicable):

COMPLETE BUSINESS ADDRESS:

CORPORATE TAX IDENTIFICATION NUMBER (TIN)

DATE OF ANNUAL MEETING PER BYLAWS:

GEOGRAPHICAL CODE:

000225442

www.investors.feu.edu.ph 4th Saturday of August

ACTUAL DATE OF ANNUAL MEETING:

_STOCK(v.2016) Page 1

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Jewelry dealers in precious metals, who, as a business, trade in precious metals

5. Jewelry dealers in precious stones, who, as a business, trade in precious stone

6.

Banks

Pawnshops

Insurance Agents Corporate Name:

Offshore Banking Units Quasi‐Banks

Trust Entities

Non‐Stock Savings and Loan Associations

4.

Foreign Exchage Dealers Money Changers Remittance Agents Electronic Money Issuers

Insurance Companies

Financial Institutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation, including their subsidiaries and affiliates.

GENERAL INFORMATION SHEET

STOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================

Please check the appropriate box:

Is the Corporation a covered person under the Anti Money Laundering Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)

acting as (or arranging for another person to act as) a director or corporate secretary of a company, a partner of a partnership, or a similar position in relation to other juridical persons

Insurance Brokers

Holding Companies

acting as a formation agent of juridical persons Company service providers which, as a business, provide any of the following services to third parties:

Professional Reinsurers Reinsurance Brokers

Yes No

GIS_STOCK(v.2016) 1-A

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c. 7.

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n. Describe

nature of business:

B. Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), recordkeeping, and submission of reports under the AMLA, as amended, since the last filing of its GIS?

creation, operation or management of juridical persons or arrangements, and buying and selling business entities

managing of client money, securities or other assets Mutual Benefit Association

organization of contributions for the creation, operation or management of companies Securities Salesman

Securities Dealers

Other entities managing Securities or rendering similar services Investment Houses

Investment Agents and Consultants Trading Advisors

acting as (or arranging for another person to act as) a nominee shareholder for another person

All Other Persons and entities supervised and/or regulated by the Insurance Commission (IC)

relation to other juridical persons

Securities Brokers Holding Companies

Educational Institution

management of bank, savings or securities accounts providing a registered office, business address or accommodation, correspondence or administrative address for a company, a partnership or any other legal person or arrangement

None of the above Entities administering of otherwise dealing in valuable objects

Entities administering or otherwise dealing in cash Substitutes and other similar monetary instruments or property supervised and/or regulated by the Securities and Exchange Commission (SEC)

Mutual Funds or Open‐end Investment Companies Close‐end Investment Companies

Persons who provide any of the following services:

Holding Company Systems Pre‐need Companies

Common Trust Funds or Issuers and other similar entities Transfer Companies and other similar entities

Other entities administering or otherwise dealing in currency, commodities or financial derivatives based there on

Yes No

GIS_STOCK(v.2016) 1-A

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NUMBER OF SHARES

COMMON 20,000,000 100.00

TOTAL 20,000,000 TOTAL P

F I L I P I N O

NO. OF STOCK

HOLDERS

NUMBER OF SHARES IN THE HANDS OF THE

PUBLIC **

PAR/STATED

VALUE AMOUNT (PhP) % OF

OWNERSHIP

19 COMMON 10,821,155 100.00 1,082,115,500.00 65.68

1,468 COMMON 5,481,718 100.00 548,171,800.00 33.27

TOTAL 10,821,155 5,481,718 TOTAL P 1,630,287,300.00 98.95 F O R E I G N

(INDICATE BY NATIONALITY)

HOLDERS

NUMBER OF SHARES IN THE HANDS OF THE

PUBLIC **

PAR/STATED

VALUE AMOUNT (PhP) % OF OWNERSHIP

GENERAL INFORMATION SHEET

STOCK CORPORATION

==================================== PLEASE PRINT LEGIBLY ==================================

CAPITAL STRUCTURE

PAR/STATED VALUE CORPORATE NAME:

AUTHORIZED CAPITAL STOCK

TYPE OF SHARES * TYPE OF SHARES * SUBSCRIBED CAPITAL

2,000,000,000.00

AMOUNT (PhP) (No. of shares X Par/Stated Value)

2,000,000,000.00 TYPE OF SHARES *

AMERICAN 23 COMMON 104,480 104,480 100.00 10,448,000.00 0.63

CANADIAN 2 COMMON 1,742 1,742 100.00 174,200.00 0.01

CHINESE 6 COMMON 5,762 5,762 100.00 576,200.00 0.03

AUSTRALIAN 7 COMMON 56,366 56,366 100.00 5,636,600.00 0.34

OTHERS 1 COMMON 5,800 5,800 100.00 580,000.00 0.04

TOTAL 174,150 TOTAL P 17,415,000.00 1.05

1,647,702,300.00 100.00

F I L I P I N O

HOLDERS

NUMBER OF

SHARES AMOUNT (PhP) % OF

OWNERSHIP 1,487 COMMON 16,340,204 100.00 1,634,020,400.00 98.95

TOTAL 16,340,204 TOTAL P 1,634,020,400.00 98.95 F O R E I G N

(INDICATE BY NATIONALITY)

HOLDERS

NUMBER OF

SHARES AMOUNT (PhP) % OF

OWNERSHIP

AMERICAN 23 COMMON 104,480 100.00 10,448,000.00 0.63

CANADIAN 2 COMMON 1,742 100.00 174,200.00 0.01

CHINESE 6 COMMON 5,762 100.00 576,200.00 0.03

AUSTRALIAN 7 COMMON 56,366 100.00 5,636,600.00 0.34

OTHERS 1 COMMON 5,800 100.00 580,000.00 1.05

1.05 % TOTAL 174,150 TOTAL P 17,415,000.00 1.05

TOTAL PAIDUP P 1,647,702,300.00 100.00

** Other than Directors, Officers, Shareholders owning 10% of outstanding shares.

PAIDUP CAPITAL

PAR/STATED VALUE

PAR/STATED VALUE TYPE OF SHARES *

* Common, Preferred or other classification

TYPE OF SHARES *

NOTE: USE ADDITIONAL SHEET IF NECESSARY Percentage of Foreign Equity :

TOTAL SUBSCRIBED P

GIS_STOCK (v.2016) Page 2

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1. Ma. Carolina Socorro King Tan (Minor) 260 2. Ng Wong Su Gen 2,116 3. Elizabeth Tan 1,516 4. Emilia Tan 1,411

5. Mariano Tiong 387

6. Benilda Perez-Uy 72 5,762 Others

1. PCD Nominee Corporation (Non-Filipino) 5,800 Total Shares - 174,150

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1,081

TYPE NUMBER AMOUNT (PhP)

% OF OWNER

SHIP

1. SEYREL INVESTMENT & REALTY CORP. Common 4,717,162 100.00 28.63%

Filipino

TOTAL 4,717,162 100.00

2. SYSMART CORPORATION Common 3,546,138 100.00 21.52%

Filipino

TOTAL 3,546,138 100.00

3. DESREY, INC. Common 1,318,464 100.00 8.00%

Filipino

TOTAL 1,318,464 100.00

4. PCD Nominee Corporation (Filipino) Common 641,051 100.00 3.89%

Filipino

TOTAL 641,051 100.00

5. ANGELINA D. PALANCA Common 531,873 100.00 3.23%

Filipino

TOTAL 531,873 100.00

6. SR. VICTORINA D. PALANCA Common 369,600 100.00 2.24%

Filipino

TOTAL 369,600 100.00

7. ICM SISTERS PHIL. MISSION BOARD Common 361,200 100.00

Filipino

TOTAL ^361,200 ^100.00

69.70%

GENERAL INFORMATION SHEET

STOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================

TOTAL NUMBER OF STOCKHOLDERS:

STOCKHOLDER'S INFORMATION

CORPORATE NAME:

FAR EASTERN UNIVERITY, INC.

NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS:

1,526

SHARES SUBSCRIBED NAME AND NATIONALITY

Php7,029,073,574.00

AMOUNT PAID (PhP)

471,716,200.00

354,613,800.00

2.19%

1,148,548,800.00

131,846,400.00

53,187,300.00

36,960,000.00

36,120,000.00 64,105,100.00

Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS TOTAL AMOUNT OF SUBSCRIBED CAPITAL

TOTAL AMOUNT OF PAIDUP CAPITAL

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1,081

% OF OWNER

SHIP

8. AURELIO R. MONTINOLA III Common 313,812 100.00 1.90%

Filipino

TOTAL

9. MARCO P. GUTANG Common 210,135 100.00 1.28%

Filipino

TOTAL

10. GONZAGA‐LOPEZ ENTERPRISES, INC. Common 201,828 100.00 1.22%

Filipino

TOTAL

11. JOMIBEL AGRICULTURAL DEV. CORP. Common 178,884 100.00 1.09%

Filipino

TOTAL

12. AMON TRADING CORPORATION Common 169,678 100.00 1.03%

Filipino

TOTAL

13. ZARE, INC. Common 83,361 100.00 0.51%

Filipino

TOTAL

14. ROSARIO P. MELCHOR Common 81,022 100.00 0.49%

Filipino

TOTAL

7.52%

TOTAL AMOUNT OF SUBSCRIBED CAPITAL

SHARES SUBSCRIBED

123,872,000.00 AMOUNT PAID

(PhP) TOTAL ASSETS BASED ON LATEST AUDITED FS:

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

8,102,200.00 21,013,500.00

20,182,800.00 NAME AND NATIONALITY

TOTAL AMOUNT OF PAIDUP CAPITAL

17,888,400.00

16,967,800.00

8,336,100.00

Php7,029,073,574.00

GENERAL INFORMATION SHEET

STOCK CORPORATION

CORPORATE NAME:

FAR EASTERN UNIVERSITY, INC.

1,526

TOTAL NUMBER OF STOCKHOLDERS:

31,381,200.00 STOCKHOLDER'S INFORMATION

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1,081

% OF OWNER

SHIP

15. JUAN MIGUEL R. MONTINOLA Common 75,144 100.00 0.46%

Filipino

TOTAL

75,144 100.00

16. ROSARIO PANGANIBAN‐ MELCHOR Common 73,552 100.00 0.45%

Filipino

TOTAL

73,552 100.00

17. GIANNA R. MONTINOLA Common 72,626 100.00 0.44%

Filipino

TOTAL

72,626 100.00

18. ANTONIO R. MONTINOLA Common 72,412 100.00 0.44%

Filipino

TOTAL

72 412 100 00

7,514,400.00

7,355,200.00

GENERAL INFORMATION SHEET

STOCK CORPORATION

STOCKHOLDER'S INFORMATION SHARES SUBSCRIBED NAME AND NATIONALITY

7,241,200.00 7,262,600.00 AMOUNT PAID

(PhP)

CORPORATE NAME: FAR EASTERN UNIVERSITY, INC.

TOTAL NUMBER OF STOCKHOLDERS: 1,526

TOTAL ASSETS BASED ON LATEST AUDITED FS: Php 7,029,073,5740.00

72,412 100.00

19. VICTOR ROMAN GAMBOA SANTOS Common 67,814 100.00 0.41%

Filipino

TOTAL

67,814 100.00

20. CONSORCIA P. REYES Common 66,085 100.00 0.40%

Filipino

TOTAL

66,085 100.00

21. OTHERS (Indicate the number of the remaining

stockholders) Common _3,325,182 _100.00 _20.18%

1,506

TOTAL

22.78%

6,608,500.00 6,781,400.00

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS TOTAL AMOUNT OF SUBSCRIBED CAPITAL

TOTAL AMOUNT OF PAIDUP CAPITAL 375,281,500.00

332,518,200.00

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CORPORATE NAME:

1.

1.1 1.2 1.3 1.4 1.5 2.

3.

4.

INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION

GENERAL INFORMATION SHEET

STOCK CORPORATION PLEASE PRINT LEGIBLY

4/17/2012

OTHERS

INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:)

372,420,314.00 285,780,900.00

DATE OF BOARD RESOLUTION

DATE OF STOCKHOLDERS

RATIFICATION N/A

STOCKS

BONDS/COMMERCIAL PAPER (Issued by Private Corporations)

LOANS/ CREDITS/ ADVANCES

GOVERNMENT TREASURY BILLS 4/17/2012

4/17/2012

NONE N/A

TREASURY SHARES

NO. OF SHARES % AS TO THE TOTAL NO. OF SHARES ISSUED

37,331 0.23

UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR P1,528,407,033 AMOUNT (PhP) DATE OF BOARD RESOLUTION

959,768,192.00 4/17/2012

910,272,423.00 29,971,141.00

4/17/2012

5. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:

5.1 CASH 5.2 STOCK 5.3 PROPERTY 6.

TOTAL MANPOWER COMPLEMENT

1,314 ADDITIONAL SHARES ISSUED DURING THE PERIOD:

N/A NONE N/A

NONE

DATE STARTED N/A OPERATIONS:

1933 (First Registration)

111180 (Second Registration) N/A N/A

DATE NO. OF SHARES AMOUNT

AMOUNT (PhP) DATE DECLARED

TOTAL TYPE OF DIVIDEND

P395,448,552 NONE NONE P395,448,552

12/11/15 & 6/16/15 N/A

N/A

NONE

DATE ISSUED: N/A

SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY:

NAME OF AGENCY: SEC B S P I C

TYPE OF LICENSE/REGN.

19Apr93

Certificate of Permit to Offer Securities for Sale

TOTAL ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING FISCAL

YEAR (in PhP)

P35,325,273.93

TOTAL NO. OF OFFICERS

University Officials 12 Administration Officials 

53

TOTAL NO. OF RANK &

FILE EMPLOYEES NonTeaching:

Supervisor 43, Rank & File 250 Teaching:

Lecturer 670 Regular 286 NOTE: USE ADDITIONAL SHEET IF NECESSARY

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