Next-Generation Satellite Communication Systems
Item Type Article
Authors Samy, Ramy;Yang, Hong Chuan;Rakia, Tamer;Alouini, Mohamed- Slim
Citation Samy, R., Yang, H.-C., Rakia, T., & Alouini, M.-S. (2023). Hybrid SAG-FSO/SH-FSO/RF Transmission for Next-Generation Satellite Communication Systems. IEEE Transactions on Vehicular
Technology, 1β13. https://doi.org/10.1109/tvt.2023.3281256 Eprint version Post-print
DOI 10.1109/tvt.2023.3281256
Publisher Institute of Electrical and Electronics Engineers (IEEE) Journal IEEE Transactions on Vehicular Technology
Rights (c) 2023 IEEE. Personal use of this material is permitted.
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Hybrid SAG-FSO/SH-FSO/RF Transmission for Next-Generation Satellite Communication Systems
Ramy Samy, Hong-Chuan Yang, Senior Member, IEEE, Tamer Rakia, and Mohamed-Slim Alouini, Fellow, IEEE
AbstractβRecent advances demonstrate satellite communica- tion (SatCom) as a potent enabler for future Terabit/s global connectivity. Existing SatCom systems, however, rely mostly on radio frequency (RF) transmission, whose limited available bandwidth is the main bottleneck for further data rate increases.
Free-space optical (FSO) communication links, with huge license- free bandwidth, have emerged as an attractive alternative.
Despite their ability to deliver high-throughput transmissions, FSO communications are weather-dependent and susceptible to atmospheric turbulence. Hybrid FSO/RF and space-air-ground (SAG) FSO transmissions are possible solutions to increase the reliability of FSO-based transmission systems. A strategically deployed unmanned-aerial vehicle, acting as a relay, can suc- cessfully mitigate the adverse effect of atmospheric turbulence, while the hybrid FSO/RF transmission can address weather- dependent effects. These solutions can also be integrated to create a system with significantly improved performance and reliability.
To evaluate the performance of the resulting integrated trans- mission system, we analyze the outage probability and average symbol error probability in this work. Asymptotic expressions are also derived to get further insight into the system behavior and calculate the overall diversity gain. Furthermore, we consider the optimal design of switching thresholds. The numerical results show that the integrated transmission system achieves about 10 dB performance gain over existing solutions for both downlink and uplink scenarios.
Index TermsβSatellite communication systems, Internet from Space, SAG integrated networks, performance analysis, hybrid FSO/RF transmission.
I. INTRODUCTION
T
HE worldwide total data transmission rate in 2022 has reached 1165 Terabit/s, up from 932 Terabit/s in 2021 [1]. This represents a 25% increase, similar to that of the previous years. However, Internet access remains unaffordable or unavailable in many regions of the world. Costly setup has created a digital divide that isolates a substantial portion of the worldβs populationβ2.7 billion people remain offline [1].Future wireless networks should reduce the digital divide and provide new alternatives for affordable Internet connectivity.
Copyright (c) 2015 IEEE. Personal use of this material is permitted. How- ever, permission to use this material for any other purposes must be obtained from the IEEE by sending a request to [email protected]. This work was supported in part by a Discovery grant from the Natural Sciences and Engineering Research Council (NSERC) of Canada. (Corresponding author:
Ramy Samy.)
Ramy Samy and Hong-Chuan Yang are with the Department of Electrical and Computer Engineering, University of Victoria, BC, Canada (e-mail:
{ramyzaghloul, hy}@uvic.ca); Tamer Rakia is with the Avionics Department, Military Technical College, Cairo, Egypt (e-mail: [email protected]);
Mohamed-Slim Alouini is with the Computer, Electrical and Mathematical Science and Engineering Division, King Abdullah University of Science and Technology, Thuwal, Makkah Province 23955-6900, Saudi Arabia (e-mail:
In fact, the growing capacity demand and the need for global coverage have driven the evolution of non-terrestrial networks (NTNs), which can enable a wide range of applications, such as smart cities, industrial Internet, and vehicle-to-everything (V2X) communication [2], [3].
Satellite communication (SatCom) systems are one of the most popular NTNs, complementing terrestrial networks [4].
They can help improve coverage and service quality, par- ticularly in areas where traditional terrestrial networks may have blind spots. Many satellite service providers are start- ing to launch constellations of satellites to deliver seamless broadband Internet access worldwide [5]β[7]. They serve as significant initial steps towards the advent of the "Internet from Space." Unmanned-aerial vehicles like balloons are also being considered as an effective solution to expand terres- trial network coverage and provide reliable connectivity to underserved or uncovered regions [8]β[11]. Unfortunately, both solutions mainly depend on licensed radio frequency (RF) bands, whose limited available bandwidth is the primary bottleneck for high data rate and affordable Internet access [12].
In this context, the SatCom community is exploring the optical spectrum in order to address the RF spectrum scarcity problem [13]β[15]. Despite its potential to provide high- throughput transmission, FSO communications are weather- dependent and sensitive to atmospheric turbulence effects [16]. FSO link quality is severely degraded by dense clouds.
Moreover, FSO links suffer from beam wandering and scin- tillation effects, which are mostly induced by atmospheric inhomogeneities over large distances due to wind, pressure, and temperature variations [17]. Pointing and acquisition are also challenging due to the relative movement of receivers and transmitters [18]. One possible solution is to benefit from the complementary nature of RF and FSO links and integrate them into one SatCom system [19]. The resulting hybrid FSO/RF transmissions enjoy better reliability in all weather conditions [20]β[23]. However, restoring the bandwidth-limited RF link decreases the overall system throughput.
Recently, a high-altitude platform (HAP) relay deployed between a satellite (SAT) and a ground station has been proposed to improve FSOβs usability, leading to space-air- ground (SAG) FSO transmission [24]β[28]. Because of the stratosphereβs unique properties, HAPs can maintain a quasi- stationary location, facilitating reliable line-of-sight (LoS) communication links. The HAP can also hover directly above the ground station to shorten the propagation distance of the optical signal in the atmosphere. Hence, beam wandering and atmospheric turbulence effects experienced by the ground-
HAP hop can be successfully reduced [29]. On the other hand, such HAP deployment results in a slightly longer propagation distance over the HAP-SAT hop by about 3%, assuming an 80o satellite zenith angle (the worst-case scenario). Apart from propagation distance, optical signal power loss primarily depends on the atmospheric attenuation caused by aerosols.
As the concentration of aerosols is negligible at high al- titudes, the power loss is insignificant over the HAP-SAT hop [30]. Furthermore, the FSO transmission over the HAP- SAT hop experiences a weak turbulence effect and enjoys high reliability [31]. The HAP deployment is also attractive when working with low-earth orbit (LEO) satellite systems due to their limited communication sessions. LEO satellites roughly last 45 minutes per day on average with a given ground station [32]. With the HAP-based relay deployed at about 20 km above the ground station, satellite acquisition can be established much earlier, increasing the duration of each session and the downlink data volume.
The SAG-FSO transmission can be integrated with hybrid single-hop (SH) FSO/RF transmission, as shown in Fig. 1, to create a SatCom system with significantly improved perfor- mance and reliability [33]. The integrated transmission system can effectively reduce the blocking effects of flying drones and birds, which are relatively common in urban areas. It can also mitigate the atmospheric attenuation of small clouds at larger satellite zenith angles. Recently, we investigated the capacity and error rate performance of the integrated transmission system over the uplink scenario without considering beam divergence loss, free space loss, or atmospheric attenuation [33], [34]. In this work, we complement previous work by analyzing the end-to-end outage probability (OP) and average symbol error probability (ASEP) performance in a more general scenario. The primary contributions of this paper are summarized as follows:
1) OP and ASEP performance are analyzed over Gamma- Gamma (G-G) fading for FSO links in the presence of beam wandering, atmospheric turbulence, weather attenuation, pointing errors, free-space loss, and beam divergence loss for both uplink and downlink scenarios.
2) The cumulative distribution function (cdf) and probabil- ity density function (pdf) over Rician fading have been derived using the Meijer-G function, which will help to obtain the diversity gain of the RF link.
3) We derive asymptotic ASEP and OP expressions to ob- tain the overall system diversity gains. Such expressions are analytically tractable as they involve much simpler functions and require less computational load.
4) We also derive the optimum switching thresholds for the FSO links, which minimize the overall system ASEP.
The obtained expressions are verified using the numer- ical optimization technique.
5) The selected numerical results demonstrate the signifi- cant potential of the integrated transmission system over existing solutions. It can achieve a marked improvement even under severe wind effects, pointing errors, and weather attenuations. Additionally, we perform Monte Carlo simulations to verify the derived expressions.
Fig. 1. Integrated SatCom with hybrid SAG-FSO/SH-FSO/RF transmission.
The remaining part of this paper is organized as follows:
Section II introduces the system and channel models. The exact performance analysis of the integrated transmission system is carried out in Section III, while in Section IV, we present the asymptotic results. Section V studies the switching threshold optimization. Finally, Sections VI and VII present the numerical results and the conclusion, respectively.
Throughout this paper, πΊπ, ππ , π(Β·) is the Meijer-G function [35, eq. (9.301)], Ξ(Β·) denotes the Gamma function [35, eq.
(8.310)], erfc(Β·)represents the complementary error function, πΌπ(Β·)indicates the modified Bessel function [35, eq. (8.406)], andE{Β·} denotes statistical expectation.
II. SYSTEM ANDCHANNELMODELS
Here, we consider an integrated transmission system, where the ground station can communicate with the SAT through FSO or RF channels, as illustrated in Fig. 1. We prioritize the FSO transmission through the HAP and use it whenever its link quality is acceptable, i.e., it satisfies a target quality- of-service (QoS) requirement [34]. If the SAG-FSO link is no longer acceptable, the system will first check the SH-FSO transmission before restoring the RF transmission. We use the hard-switching scheme due to its practical relevance. The SH- FSO transmission serves as an additional backup to increase the systemβs reliability during unfavorable channel conditions.
Even though the SH-FSO transmission is more susceptible to atmospheric turbulence effects, it can transmit at a significantly higher data rate than the RF link [33]. We prefer a direct RF link to the satellite to minimize HAPβs power consumption and hardware complexity, as HAP is a resource-limited system.
Note that the FSO links may undergo correlated fading effects if the distance between FSO transmitters is less than the coherence diameter of the atmosphere [36]. For uncorrelated fading, the current system configuration requires a distance of approximately 20cm [36, eq. (8)].
A. Signalling Model
We adopt phase shift keying (PSK) modulation for RF and FSO transmissions. The transmitted signal is given by
π₯(π‘)=βοΈ
π
π(π‘βπ πs)cos(2π πsπ‘+π
π), (1)
whereπs represents the symbol duration,π(π‘) is the shaping pulse with 0 β€ π‘ β€πs, π
π β [0, . . . ,2π(π β1)/π] denotes the modulated symbolβs phase, π is the modulation order, and πs denotes the carrier frequency. We also adopt intensity modulation and direct detection (IM/DD) or heterodyne detec- tion (HD) at the optical receiver. In this work, we apply FSO transmission over the HAP-SAT (HS), ground-HAP (GH), and ground-SAT (GS) hops. For the ground-HAP hop, the baseband signal received at the HAP is given by [24, eq. (2)]
π¦GH[π]=
πGH π
GH πΊ
GH πΌ
GH
π2
π₯[π] +π
GH[π], (2) where π depends on the detection scheme used (π = 2 for IM/DD scheme and π = 1 for HD scheme), π
GH indicates the optical-to-electrical conversion efficiency of the receiver (Rx) at the relay, π
GH is the transmit (Tx) power over the ground-HAP hop, π₯[π] denotes the modulated symbol, and πGH[π] denotes the additive white Gaussian noise (AWGN) with E{π
GH[π]πβ
GH[π]}= π2
πGH [37]. The gain of the ground- HAP hop,πΊ
GH, equals
πΊtx
f πΊrx
f
FSLGH , whereπΊtx
f,πΊrx
f , andFSLGH are the Tx gain, Rx gain, and free-space loss, respectively. Here, the free-space loss is defined as 4π πΏπGH
f
, whereπ
f indicates the optical wavelength and πΏGH = βHββG
sec(πGH) denotes the slant range, where βG, βH, and πGH are the aperture height of the ground station, HAP altitude, and HAP zenith angle, respectively. Besides, the aggregated channel irradiance, πΌ
GH, can be expressed as [24]
πΌGH=πΌπ
GHπΌ
π
GHπΌ
π
GH, (3)
where πΌπ
GH is the attenuation factor, πΌ
π
GH is the atmospheric turbulence, and πΌ
π
GH represents the pointing errors. The atten- uation factor πΌπ
GH primarily depends on beam divergence loss and atmospheric attenuation due to FSO weather-dependent effects, which is given by [38, eq. (4)]
πΌπ
GH=
π π·2
H
4(π
πΊπΏ
GH)2 πΌw
GH, (4)
whereπ
G,π·
H, and πΌw
GH denote the Tx beam divergence angle, Rx aperture diameter at the relay, and the weather-dependent attenuation factor, respectively. Following the Beer-Lambert law, the FSO weather-dependent attenuation can be expressed as πΌπ€
GH = exp(βπ
fπw) [16], where π
f is the attenuation coefficient (in dB/km) due to fog or clouds between the ground station and HAP, andππ€ indicates the distance over which the weather impact takes place, i.e., the thickness of considered clouds [39, Sec. (3)]. Similarly, the signalling model for the direct ground-SAT hop can be obtained but omitted for conciseness.
At the HAP-based relay, a decode-and-forward (DF) scheme is used to avoid noise forwarding [24], [26], [40]. The received
information is first decoded at the HAP-based relay to obtain Λx[k]. Then, Λx[k] is forwarded to the satellite. The received signal at the satellite is described as
π¦HS[π]=
πHS π
HS πΊ
HS πΌ
HS
π2 Λ π₯[π] +π
HS[π], (5) whereπΊ
HS indicates the gain of the HAP-SAT hop and is ob- tained asπΊGHabove. As HAPs are typically stationed at cloud- free altitudes, the weather attenuation will be almost equal to unity. Consequently,πΌπ
HS can be simplified to π π·
2 S 4(πHπΏHS)2. For the direct RF link to the satellite, the baseband signal at the receiver is represented by [41, eq. (6)]
π¦π[π]=βοΈ
ππ
βοΈ
πΊπ βπ π₯[π] +ππ[π], (6) where βr is the fading channel gain that follows the Rician fading model, ππ indicates the transmit power, and ππ[π] denotes the AWGN with E{ππ[π]πβ
π[π]} = π2
ππ. The noise varianceππ2
π is given byππ2
π =πnππ, whereπnandππ denote the noise power and the noise figure, respectively. The path gain, πΊπ, can be expressed as [25, eq. (10)]
πΊπ = πΊtx
π πΊrx
π
FSLπ πΏA πΏw
, (7)
whereπΊtxπ denotes the Tx antenna gain,πΊrxπ denotes the Rx antenna gain, FSLr = 4π πΏ
GS ππ
2
, πΏ
GS = β
Sββ
G
sec(π
GS) denotes the slant range to satellite, where β
G, β
S, and π
GS
represent the aperture height of the ground station, SAT altitude, and SAT zenith angle, respectively. πΏA denotes the gaseous atmosphere loss due to water vapor and oxygen, while the loss due to weather effects is represented by πΏw. In [42], the international telecommunication union (ITU) recommends clouds and fog attenuation model for frequencies up to 200 GHz, which is given by
πΏw=ππ πw, (8)
where ππ represents the RF weather-dependent attenuation coefficient (in dB/km).
B. Channel Model
For FSO transmissions, we adopt the well-known G-G fading model with weather impairments and pointing errors.
The pdf of the irradiances πΌij, ij β {GS,HS,GH}, can be expressed as [43, eq. (1)]
ππΌij(πΌ)= π2
ij πΌβ1
Ξ(πΌ
ij)Ξ(π½
ij)πΊ3
,0 1,3 πΌijπ½ij
πΌ πΌπ
ij
π2
ij+1
π2
ij, πΌ
ij, π½
ij
! , (9) where πij is the pointing error coefficient and π½ij and πΌij indicate the small-scale and large-scale fading parameters related to atmospheric turbulence effects. Their calculations are given in the Appendix.
The instantaneous and average received SNRs can be ex- pressed as [24, eq. (6, 9)]
πΎij, π = (π
ij π
ij πΊ
ij πΌ
ij)π ππ2
ij
, (10)
Β―
πΎij, π =
(π
ij π
ij πΊ
ij π
ij πΌπ
ij)π ππ2
ij
, (11)
respectively, where π
ij=π2
ij/(π2
ij +1). With the application of (9), (10), and the power transformation of random variables, the unified pdf of the instantaneous SNR forIM/DDandHD is obtained after some algebraic manipulations, as [44, eq. (2)]
ππΎ
ij(πΎ)=
π2
ij πΎβ1
π Ξ(πΌ
ij)Ξ(π½
ij)
ΓπΊ3,0
1,3 πΌ
ijπ½
ijπ
ij
πΎ πij, π
π1
π2
ij+1
π2
ij, πΌ
ij, π½
ij
! , (12) where π
ij, π represents the average electrical SNR, which is
linked to πΎΒ―
ij, π as
πij,1 = πΎΒ―
ij,1, and
πij,2 =
πΌijπ½
ijπ2
ij(π2
ij+2)
(πΌ
ij+1) (π½
ij+1) (π2
ij +1)2 πΎΒ―
ij,2.
With the application of (12) and [45, eq. (07.34.21.0084.01)], the cdf of πΎ
ij is obtained after some algebraic manipulations, as
πΉπΎ
ij(πΎ)=Xij πΊ 3π , 1
π+1,3π+1
Eij πΎ
πij, π
1 , Bij1 Bij2 , 0
, (13) where Xij =
π πΌij+π½ijβ2
π2 ij
(2π)πβ1 Ξ(πΌij)Ξ(π½ij), Eij = πΌ ijπ½
ijπ ij π2
π , Bij1 = {
π2 ij+1
π , . . . ,
π2 ij+π
π } comprises of π terms, and Bij2 = {
π2 ij π, . . . ,
π2
ij+πβ1
π ,
πΌij π , . . . ,
πΌij+πβ1
π ,
π½ij π, . . . ,
π½ij+πβ1
π } comprises of 3π terms.
The instantaneous SNR at the RF receiver is represented by [38, eq. (6)]
πΎπ=πΎΒ―π β2π, (14) where
Β―
πΎπ = ππ πΊπ ππ2
π
(15) represents the average SNR of the RF link [46, eq. (5.34)].
Due to the strong LoS in the SatCom environment, the Rician fading can accurately model the RF link [26], [27]. Using (14), [47, eq. (2.15)], and the power transformation of random variables, the pdf of the instantaneous SNR can be described as [47, eq. (2.16)]
ππΎ
π(πΎ)= πΎ+1
Β― πΎπ exp
β(πΎ+1) πΎ
Β― πΎπ
βπΎ
ΓπΌ0
2
βοΈ
πΎ(πΎ+1) πΎ
Β― πΎπ
, (16) where πΎ is the Rician factor. With the application of series expansion to the Bessel function [35, eq. (8.447.1)] and rewriting the exponential function using the Meijer-G function [48, eq. (11)], the pdf in (16) can be written as
ππΎ
π(πΎ)=H1 πΎπ’ πΊ1,0
0,1
F πΎ
β 0
, (17)
whereH1 =F exp(βπΎ) Γβ π’=0
(πΎF )π’
(π’!)2 denotes the summation operation and F = πΎπΎΒ―+1
π . With the application of [45, eq.
(07.34.21.0084.01)], the corresponding cdf is given by πΉπΎ
π(πΎ)=H1 πΎπ’+1 πΊ1,1
1,2
F πΎ
βπ’ 0 ,βπ’β1
. (18) III. EXACTANALYSIS
Now, we analyze the OP and ASEP of the integrated trans- mission system, taking into account beam wandering, beam divergence, pointing errors, atmospheric turbulence, free-space loss, and weather effects.
A. Outage Analysis
The OP is defined as the probability that the instantaneous received SNR will fall below a particular πΎ
th threshold. The threshold is chosen to meet a predefined QoS requirement, typically in terms of target SEP. The OP of the proposed SatCom can be written as
π
SatCom out =π
SAG out π
SH out π
RF
out , (19)
where π
RF out = πΉπΎ
π(πΎ
th) denotes the OP of the direct RF link to the satellite calculated using the cdf of πΎπ defined in (18).
π
SH
out represents the OP of the SH-FSO transmission given by (13) with the corresponding π
GS, π, π
GS, π½
GS, and πΌ
GS values.
π
SAG
out represents the OP of the SAG-FSO transmission, which is calculated as
π
SAG out =1β
1βπ
HS
out 1βπ
GH out
, (20)
whereπ
HS out andπ
GH
outare the OP of the HAP-SAT and ground- HAP hops, respectively, defined by (13) using the correspond- ing π
ij, π,π
ij, π½
ij, andπΌ
ij values.
B. Error Rate Analysis
Assuming MPSK signalling, the SEP conditioned on the instantaneous SNR can be described as [49, eq. (11)]
π(π|πΎ)= π΄ 2erfcβ
πΎsin π π
, (21)
where
π΄=
(1, π=2;
2, π >2.
(22) Note that the expression in (21) is exact when π =2 and an upper bound whenπ >2[47, eq. (8.25)]. With the application of [45, eq. (07.34.03.0619.01)], (21) is written as
π(π|πΎ)= π΄ 2β π
πΊ2,0
1,2
πΎ
sin π
π 2
1 0,1
2
. (23) Applying the Maclaurin series [35, eq. (3.321)], (21) can also be rewritten as
π(π|πΎ)= π΄ 2 β π΄
β π
H2 πΎπ£+
1
2 , (24)
whereH2 =Γβ π£=0
( β1)π£ (sinππ)2π£+1
π£! (2π£+1) .
According to the system operation, the SAG-FSO transmis- sion acts as the main link, while the SH-FSO/RF transmission acts as the backup. Therefore, the overall system ASEP is given by
Β― π
SatCom
π =πΒ―
SAG
π + π
SAG out πΒ―
SHβh
π , (25)
where πΒ―
SAG
π represents the ASEP of the SAG-FSO link when πΎGH and πΎ
HS are greater than a predefined threshold πΎ
th,π
SAG out
is calculated in (20), and πΒ―
SHβh
π denotes the ASEP of the SH- FSO/RF transmission.
Considering DF relaying scheme, πΒ―
SAG
π is given by [50, eq.
(22)]
Β― π
SAG π =πΒ―
HS π + πΒ―
GH π β πΒ―
HS π πΒ―
GH
π , (26)
where πΒ―
HS π and πΒ―
GH
π denote the ASEP of the HAP-SAT and ground-HAP hops, respectively, whenπΎ
HSβ₯πΎ
thandπΎ
GH β₯πΎ
th. The analytical expression of πΒ―
GH
π can be derived as
Β― π
GH
π =
β« β πΎth
π(π|πΎ) ππΎ
GH(πΎ) π πΎ
=
β« β 0
π(π|πΎ) ππΎ
GH(πΎ) π πΎ
| {z }
πΌ1
β
β« πΎth 0
π(π|πΎ) ππΎ
GH(πΎ) π πΎ
| {z }
πΌ2
.
(27) The expression of πΒ―
GH
π is now split into two terms, πΌ1 andπΌ2. The analytical expression of πΌ1 can be calculated using (12), (23), and [45, eq. (07.34.21.0013.01)] as
πΌ1= π΄ XGH 2β
π
πΊ 3π , 2
π+2, 3π+1
EGH sinππ2
πGH, π
1,1
2,BGH1 B2
GH,0
! . (28) After applying (24), πΌ2 is obtained by
πΌ2=
β« πΎth 0
π΄ 2 ππΎ
GH(πΎ) π πΎ β
β« πΎth
0
βπ΄ π
H2 πΎ
π£+1 2
ππΎ
GH(πΎ) π πΎ . (29) Using [45, eq. (07.34.21.0084.01)], πΌ2 can be analytically expressed as
πΌ2 =XGH π΄
2 πΊ 3π , 1
π+1,3π+1
EGH πΎ
th
πGH, π
1 , BGH1 B2
GH , 0
β XGH π΄
β π
H2 πΎ
π£+1 2 th
ΓπΊ 3π , 1
π+1,3π+1
EGH πΎ
th
πGH, π
1βπ£β12,BGH1 BGH2 ,βπ£β12
. (30) Similar to (27), the analytical expression of πΒ―
HS
π is obtained, replacing πGH, π, πGH, πΌGH, and π½GH with πHS, π, πHS, πΌHS, and π½HS. Consequently, the ASEP of the FSO transmission through the HAP in (26) can be obtained.
The ASEP of the SH-FSO/RF transmission in (25) is calculated as [24, eq. (27)]
Β― π
SHβh π =πΒ―
SH
π + π
SH out πΒ―
RF
π , (31)
whereπ
SH
outcan be calculated using (13) with the corresponding parameters π
GS, π,π
GS, π½
GS, andπΌ
GS,πΒ―
SH
π denotes the ASEP of the SH-FSO transmission when πΎ
GS β₯ πΎ
th and is calculated
using (28) and (30) with the corresponding π
GS, π, π
GS, π½
GS, and πΌ
GS values, and πΒ―
RF
π indicates the ASEP of the RF link, which is represented by
Β― π
RF π =
β« β 0
π(π|πΎ) ππΎ
π(πΎ) π πΎ . (32) With the application of (17), (23), and [45, eq.
(07.34.21.0013.01)], πΒ―
RF
π can be analytically expressed as
Β― π
RF
π = π΄
2β π sin ππ
2π’+2 H1
Γ πΊ1,2
2,2
F sinππ2
βπ’ , βπ’β1
2
0, βπ’β1
! . (33) It should be noted that the obtained OP and ASEP expres- sions are applicable for both downlink and uplink scenarios when using the corresponding expression forπ½
ijandπΌ
ij in the Appendix.
IV. ASYMPTOTICANALYSIS
To provide further insights into the behavior of the SatCom system, we derive a simpler asymptotic expression for both OP and ASEP. In this context, the analytical expressions should be obtained in the formC (πΎΒ―)β D, whereπΎΒ―is the average SNR, C is the code gain that determines the shift of the curve in SNR, andD is the diversity gain that determines the slope of the curve [51, eq. (1)]. Note that at a very small value of its argument, the Meijer-G function can be represented in terms of the summation of basic elementary functions as [35, eq.
(9.303)]
πΊπ , ππ , π‘
π | π1, . . . , ππ‘, . . . , ππ π1, . . . , ππ , . . . , ππ
=
π
βοΈ
π=1
πππ
Γ Γπ
π§=1;π§β πΞ ππ§βππ Γπ‘
π§=1Ξ 1+ππβππ§ Γπ
π§=π +1Ξ 1+ππβππ§ Γπ
π§=π‘+1Ξ ππ§βππ, (34) where π β€π and no two ππ§ (for π§ =1,2, ..., π‘) differ by an integer.
A. Outage Analysis
The asymptotic OP of the integrated transmission system is expressed by
π
SatCom out, π =π
SAG out, π π
SH out, π π
RF
out, π , (35)
where π
SAG
out, π =1β 1βπ
GH
out, π 1βπ
HS out, π
. (36)
Using (34) and (13), the asymptotic OP of the ground-HAP hop is given by
π
GH out, π=
3π
βοΈ
π=1
XGH BGH2, π
H3
EGH πΎ
th
πGH, π
BGH2, π
, (37)
where H3 =
Γ3π π§=1;π§β πΞ
B2, π§ GHβ B2, πGH Γπ
π§=1Ξ
BGH1, π§β B2, πGH . Similarly, π
HS
out, π and π
GS out, π
can be obtained, using the corresponding parameters π
ij, π,π
ij,
π½ij, andπΌ
ij. From (36) and (37), we can observe that π
SAG out, π β (πΎΒ―
ij,b)βDO,SAG, where the diversity gain with respect to outage DO,SAG =min(π
2 GH π ,
πΌGH π ,
π½GH π ,
π2 HS π ,
πΌHS π ,
π½HS
π ). Sinceπ
GH βͺπ
HS, πΌGH βͺ πΌ
HS, and π½
GH βͺ π½
HS, DO,SAG = min(π
2 GH π ,
πΌGH π ,
π½GH π ).
For the SH-FSO transmission, the diversity gain with respect to outage is given by DO,SH=min(π
2 GS π ,
πΌGS π ,
π½GS π ).
With the application of (34) and (18), the asymptotic OP of the RF link, after some algebraic manipulations, is given by
π
RF out, π=
β
βοΈ
π’=0
exp(βπΎ) πΎ
π’ (πΎ+1)π’+1 (πΎ
th)π’+1
(1+π’) (π’!)2 (πΎΒ―π)β (π’+1). (38) Because the higher-order terms are insignificant, just the first term is considered, π
RF
out, π β (πΎΒ―π)β1. Thus, the diversity gain of the RF link for outage is equal to unity.
To obtain the overall system diversity gain that defines the slope of the OP curve, we assume the FSO and RF links have equal average SNR (πΎΒ―ij=πΎΒ―π). As a result, the overall system diversity gain in terms of OP is given by
DO,SatCom =DO,SAG + DO,SH + 1. (39) B. Error Rate Analysis
The asymptotic ASEP of the integrated transmission system is as follows
Β― π
SatCom π, π =πΒ―
SAG π, π + π
SAG out, π πΒ―
SHβh
π, π , (40)
where
Β― π
SAG π, π=πΒ―
GH π, π + πΒ―
HS π, π β πΒ―
GH π, π πΒ―
HS
π, π. (41)
The asymptotic ASEP of the FSO transmission over the ground-HAP hop is given by πΒ―
GH π, π=πΌ
1, πβπΌ
2, π, where πΌ1, π =
π΄XGH 2β
π
3π
βοΈ
π=1
H3 Ξ
1
2 + BGH2, π BGH2, π
EGH sin ππ2
πGH, π
!BGH2, π
,
(42) and
πΌ2, π =π΄XGH
3π
βοΈ
π=1
H3
EGH πΎ
th
πGH, π
B2, πGH
Γ 1
2 BGH2, π
β H2 πΎ
π£+1 2
β th
π (π£ + 12 + BGH2, π)
, (43) respectively. Similarly, πΒ―
HS
π, π can be obtained, using the cor- responding parameters πHS, π, πHS, π½HS, and πΌHS. It is ob- served from the derived expressions in (42) and (43) that
Β― π
SAG π, π β (πΎΒ―
ij)βDπ,SAG. Thus, the diversity gain with respect to the
ASEP of the FSO transmission over the HAP, Dπ,SAG, is equal min(π
2 GH π ,
πΌGH π ,
π½GH
π ). Similar to the SAG-FSO transmission, the diversity gain of the SH-FSO transmission is also obtained for ASEP as Dπ,SH=min(π
2 GS π ,
πΌGS π ,
π½GS π ).
For the RF link, the asymptotic ASEP is represented by
Β― π
RF π, π =
β
βοΈ
π’=0
π΄exp(βπΎ)πΎ
π’(πΎ+1)π’+1Ξ(32 +π’) 2β
π sinππ2π’+2
(1+π’) (π’!)2
(πΎΒ―π)β (π’+1). (44)
Taking only the dominant term into account, we can deduce from (44) that πΒ―
RF
π, π β (πΎΒ―π)β1. Thus, the RF diversity gain for ASEP equals unity. Note that the term with the smallest exponent of average SNR dominates the ASEP. Therefore, the overall system diversity gain for ASEP, considering (40), is obtained as
Dπ,SatCom =min
min(
π2
GH
π ,
πΌGH
π ,
π½GH
π ) , min(
π2
GH
π ,
πΌGH
π ,
π½GH
π
) + Dπ,SHβh
, (45) whereDπ,SHβh denotes the diversity gain with respect to ASEP of the SH-FSO/RF transmission and is calculated by
Dπ,SHβh =min
min(
π2
GS
π ,
πΌGS
π ,
π½GS
π ) , min(
π2
GS
π ,
πΌGS
π ,
π½GS
π ) +1
. (46) After simplification,Dπ,SatCom is given by
Dπ,SatCom = min
π2
GH
π ,
πΌGH
π ,
π½GH
π
. (47)
V. SWITCHINGTHRESHOLDOPTIMIZATION
In this section, we derive the optimum switching thresholds for both FSO links in terms of minimizing the overall system ASEP. First, we obtain the optimum switching threshold for SH-FSO transmission, πΎSH
opt, which is given by differentiating (31) forπΎ
th and equating it to zero, as π
πΎth
Β― π
SH
π + π
πΎth
π
SH out πΒ―
RF
π =0. (48)
From (13) and (27), we can rewrite (48) as
βπ(π|πΎ) ππΎ
GS(πΎ) + ππΎ
GS(πΎ) πΒ―
RF
π =0. (49)
With the application of (21), the optimum switching of the SH-FSO transmission is given by
πΎSH
opt = 1
sinππ erfcβ1 2
π΄
Β― π
RF π
2
. (50)
Now, we derive the optimum switching threshold for FSO transmission over the HAP πΎSAG
opt . By differentiating (25) for πΎth and equating it to zero, we can obtain
π πΎth
Β― π
SAG
π + π
πΎth
π
SAG out πΒ―
SHβh
π,opt=0, (51)
where πΒ―
SHβh
π,opt denotes the ASEP of the SH-FSO/RF trans- mission with optimum switching threshold πΎSH
opt. Given that aerosols are typically concentrated within 2 km of the ground [16], the HAP-SAT hop experiences extremely weak tur- bulence with very large fading parameters in the order of 104. On the other hand, the ground-HAP hop is vulnerable to atmospheric turbulence effects and weather conditions.
Thus, it is more likely that πΎ
HS > πΎ
GH, and the effective instantaneous SNR of the FSO transmission over the HAP
TABLE I
SIMULATIONPARAMETERS[24].
Parameter Symbol Value
Ground station height β
G 1 m
HAP relay altitude β
H 20 km
SAT altitude β
S 620 km
Ground-SAT and HAP-SAT zenith angle
πHS, π
GS 30o:80o
Ground-HAP zenith angle π
GH 5o
Wind speed π 21 m/s
Ground level turbulence πΆ2
n(0) 1.7Γ10β14mβ23 FSO subsystem
Optical bandwidth BWf 1 GHz
Optical wavelength πf 1550 nm
Telescope Tx gain πΊtx
f 75 dB
Telescope Rx gain πΊrx
f 75 dB
Background noise power π2
n 250πW [52]
Pointing error coefficients π
GS,π
GH, and π
HS 5.2, 5.2, and 13.07 Optical-to-electrical efficiency π 0.8
Beam divergence angle π 15πrad [52]
Telescope aperture diameter π· 0.2 m
Transmitting beam radius πG 0,πH
0 0.02 m
Switching threshold πΎ
th 10.5 dB
RF subsystem [53]
RF carrier frequency ππ 28 GHz
RF link bandwidth π΅ππ 300 MHz
RF Transmit antenna gain πΊtx
π 50dB
RF Receive antenna gain πΊrx
π 50dB
RF Noise power spectral density πn
o -114 dBW/MHz
Noise figure ππ 5 dB
Rician factor πΎ 6
can be approximated as πΎ
SAG βπΎ
GH [26]. Hence, (51) can be rewritten as
π πΎth
Β― π
GH
π + π
πΎth π
GH out πΒ―
SHβh
π,optβ0. (52)
Using (13), (21), and (27), the optimum switching for FSO transmission over the HAP is obtained as
πΎSAG
opt β 1
sinππ
erfcβ1 2
π΄
Β― π
SHβh π,opt
2
. (53)
VI. NUMERICALRESULTS
We now illustrate the performance of the integrated trans- mission system using selected numerical examples. We also use Monte Carlo simulations to verify the obtained OP and ASEP expressions. Unless otherwise stated, we assume binary PSK modulation, an IM/DD scheme without losing generality, and the system parameters as listed in Table I. We also assume that FSO and RF links have equal average SNR. The infinite summations are truncated to π£ =50 andπ’ =30 since larger values have a minor impact on the obtained performance.
Fig. 2 compares the OP of the proposed system given by (19) with other transmission schemes as a function of average link SNR over uplink and downlink scenarios. We assume a 10.5 dB outage threshold and a60o satellite zenith
Fig. 2. OP performance with varying average link SNRs.
Fig. 3. OP performance with varying transmission rate for uplink scenario.
angle. We can observe that the derived analytical expression exactly matches the Monte Carlo simulation. Because of the residual beam-wandering effects in the uplink scenario, all SatCom systems achieve better performance in the downlink than in the uplink. Also, the SAG-FSO/RF design in [24]
outperforms SH-FSO/RF transmission [20] over the uplink, while the downlink performance gain is negligible. With our integrated transmission system, we can achieve about 10 dB performance gain over the SAG-FSO/RF transmission [24] for both downlink and uplink scenarios, at an OP of1Γ10β9. The performance gain over downlink and uplink scenarios suggests that the proposed system is a promising solution for future SatCom systems.
In Fig. 3, we plot the OP as a function of targeted trans- mission rate with a 10 dB average SNR and a 45o satellite zenith angle. In this figure, the SH-FSO link can achieve the target transmission rate at a much lower OP when compared to RF transmission. Therefore, employing the SH-FSO link
Fig. 4. Probability of the RF-link usage for different satellite zenith angles over uplink scenario.
as a backup improves the systemβs capability to satisfy the target transmission rate. For example, the proposed system can achieve a transmission rate of 1 Gbps with an OP of 1.7Γ10β6 compared to 2.8Γ10β3 in the case of the SAG- FSO/RF transmission [24]. The obtained results are practical in the sense that they allow us to identify the capacity guaranteed to fulfill a particular QoS requirement, which is substantially interesting and beneficial to the end user.
Because FSO transmissions typically have higher through- put than RF transmissions, a lower probability of RF-link usage denotes higher system throughput. Therefore, we show the probability of RF-link usage in Fig. 4 to highlight the benefit of the suggested transmission system. To do so, we assume varying satellite zenith angles, an outage threshold of 10.5 dB, and a 20 dB average link SNR. For the sake of comparison, we also plot the probability of RF-link usage for SH-FSO/RF [20], SAG-FSO/RF [24], and our proposed system without SH-FSO transmission. From this figure, we can see that the integrated transmission system results in substan- tially lower RF-link usage than SAG-FSO/RF [24], whereas SAG-FSO/RF [24] slightly outperforms SH-FSO/RF [20]. The probability of RF-link usage is decreased from 2Γ10β2 and 5Γ10β3 for SH-FSO/RF [20] and SAG-FSO/RF [24] systems to7Γ10β6 for our proposed system, at a 40o satellite zenith angle. Importantly, the RF-link usage increases to 4Γ10β4 without the use of SH-FSO transmission as an additional backup. Despite its vulnerability to atmospheric turbulence, the SH-FSO contributes to improved system performance, particularly at lower satellite zenith angles.
Fig. 5 presents the diversity gain for the OP given by (39) over the uplink scenario. The diversity gain is plotted for different satellite zenith angles to highlight its critical- ity for SatCom system design. In this figure, the diversity gain of the SH-FSO link [17] degrades from 10 to 1 when the satellite zenith angle increases from 30o to 80o. The fading parameters π½
GS and πΌ
GS are changed from (24.41, 20.67) to (1.95,2.11). This outcome confirms that the longer
Fig. 5. Outage diversity gain for different satellite zenith angles.
Fig. 6. ASEP performance with varying average link SNRs.
propagation distance through the atmosphere impacts SH- FSO transmission. Despite the variation in diversity gain, the SH-FSO link outperforms the RF link, which justifies our approach of employing the SH-FSO as a backup link. The diversity gain of both SH-FSO/RF [20] and SAG-FSO/RF [24] is also degraded as the satellite zenith angle increases.
Still, both systems can maintain better diversity gain than SH- FSO transmission. Remarkably, the integrated transmission system achieves a considerable gain over other transmission schemes. Integrating both SAG-FSO and SH-FSO links into a single system is the main reason for such a performance gain.
Adopting a single-threshold hard-switching technique for the operation of the system, on the other hand, reduces the transmit power and simplifies the design of the receiver.
In Fig. 6, we investigate the effect of the average SNR of the link on the overall system ASEP given by (25) over uplink and downlink scenarios. To do so, we consider a10.5dB switching threshold and a60osatellite zenith angle. We can observe that
Fig. 7. ASEP performance for different wind speeds.
the obtained expression for the ASEP and the Monte Carlo simulation are perfectly matched. Also, the proposed SatCom system performs better than the SAG-FSO/RF [24] by about 8 dB in both downlink and uplink scenarios, at an ASEP of 10β9. The SAG-FSO/RF system [24], however, can only outperform the SH-FSO/RF over the uplink since the beam- wandering effect is evident.
Fig. 7 presents the ASEP of the integrated transmission system for different wind speeds, a switching threshold of10.5 dB, a20dB average link SNR, a60osatellite zenith angle, and an uplink scenario. Note that high wind speeds cause vortex formation, which alters the refractive index structure of the air. Such a phenomenon leads to pointing errors and possible fluctuations in the amplitude of the received signal. Therefore, a degraded SatCom performance is expected. From this figure, the wind speed affects the SH-FSO link to a greater extent, and employing the RF link as a backup achieves a significant performance gain. The hybrid FSO/RF transmission benefits from the complementary property of available beamwidth. The SH-FSO beamwidth at the receiver can range from tens of meters to a few kilometers, while the RF beamwidth ranges from tens to hundreds of kilometers, depending on the satellite altitude and zenith angle. Furthermore, we can also see that the proposed SatCom system achieves the best ASEP among all transmission schemes thanks to the small zenith angle of HAP deployment. When the wind speed changes from 10 m/s to40 m/s, π½
GH andπΌ
GH are changed from (66.37,46.31) to (23.13,19.79). Thus, the FSO transmission over the HAP experiences a weak turbulence effect.
Fig. 8 shows the ASEP of the integrated transmission system with HD and IM/DD for various pointing error coefficients.
We assume a 10.5 dB switching threshold, a ground level turbulence πΆn2(0) = 4.69 Γ10β13mβ23, and a 65o satellite zenith angle. As we can see, both asymptotic and exact analytical expressions are matched at high SNR values. It is also observed that the increase inπ leads to improved system performance. The system with HD scheme gains about 6 dB
Fig. 8. ASEP performance under the effect of pointing errors over uplink scenario.
Fig. 9. ASEP performance as a function of switching threshold values.
when π increases from 1 to 2, at an ASEP of 1 Γ10β9. Furthermore, the proposed system with the HD scheme is more sensitive to changes inπvalue and suffers a larger SEP penalty compared to that with the IM/DD scheme. The HD scheme, however, can sustain better system performance due to its coherent detection nature.
Fig. 9 presents the ASEP of the proposed system with respect to the switching thresholds for different average SNRs.
We assume a65o satellite zenith angle, a ground level turbu- lenceπΆ2
n(0) =4.69Γ10β13mβ23, and an uplink scenario. It is observed that there are optimum switching thresholds, πΎSAG
opt
andπΎSH
opt, at which the ASEP reaches its minimum value, and the optimal value choice increases with the average SNR.
Table II shows the obtained numerical results of the optimum switching thresholds compared to the analytical values given by (50) and (53), verifying the accuracy of the analytical expressions.