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105Supplementary references

3.5 CAROTENOIDS

138 The terpenoids

hot, the solvent removed under reduced pressure and the residue is hydrolysed by refluxing for 2h with 300mlM ethanolic HCI. The reaction mixture is filtered and diluted with 400ml ether. This solution is washed with water, with 5% aqueous NaOH and again with water and evapo- rated. The residue is hydrolysed again by refluxing with 10% alcoholic KOH for 30 min and, after cooling, hecogenin is extracted into ether, which is then evaporated to dryness. The product can be purified via acetone (norite) and should melt at 256-260°C. It forms a 2,4- dinitrophenylhydrazone (orange needles), m.p. 281-282°C.

Carotenoids

139

p-Carotene

Oc'" I

"

J:) 0/ /JQ

0.-Carotene Lycopene

Oc/ I /JQ 0:/ /:0

y -Carotene £ -Carotene

OH

HO

Zeaxanthin

HOi):/ /JQ

HO

DC' /x:JH

Rubixanthin Lutein

_,DOH ¥H

HoD/

HO

J6c/ ~ I

" ,

~I

Violaxanthin 3,3' - Dihydroxyisorenieratene

GlcOGlc~O ~ ~ ~ ~ ~ ~ ~

Crocin

~GlcOGlc

Fig. 3.9 Structures of some common carotenoids.

140 The terpenoids

with additional isoprene residues (giving Col:> or C:;o carotenoids). Just one example of a rarer carotenoid is the phenolic compound, 3,3'- dihydroxyisorenieratene (see Fig. 3.9), reported in aStreptomyces species.

Combined forms of carotenoid occur, especially in flowers and fruits of higher plants and they are usually xanthophylls esterified with fatty acid residue, e.g. palmitic, oleic, or linoleic acids. Glycosides are normally very rare; in higher plants, the best known is the water-soluble crocin, the gentiobiose derivative of an unusual C2o-carotenoid crocetin, the yellow pigment of meadow saffron, Crocus sativa. Glycosides ofC~carotenoids with rhamnose or glucose as the sugars have been found in various algae (Herzberg and Liaaen-Jensen, 1971).

When isolating a carotenoid from a new higher plant source, the chances are fairly high that it will be ~-carotene,since this is by far the most common of all these pigments. In quantitative terms, however, it is not as important as certain xanthophylls. The annual production of carotenoids in plants has been estimated at 108 tons year-1and this refers mainly to the synthesis of fucoxanthin (widespread in marine algae) and of lutein, violaxanthin and neoxanthin. These three latter compounds occur, with~-carotene,universally in the leaves of higher plants. Traces of a-carotene, cryptoxanthin or zeaxanthin may also occur in the lipid- soluble fraction of leaf extracts. In flowers too, carotenoid mixtures are the rule rather than the exception. The pigments are often highly oxidized with epoxides being common and carotenes only being present in traces.

The amount of oxidation, however, varies from species to species and in the corona of certain narcissi, the red colour is due almost entirely to high concentrations (up to 15% of the dry weight) of~-carotene.Finally, when studying fruit pigments, it should be remembered that acyclic carotenoids tend to accumulate in some cases <e.g. lycopene in tomato) and that rather specific compounds may be synthesized by particular plant groups

<e.g. rubixanthin by Rosa species, capsanthin by Capsicum species and so on).

The major reference to the biochemistry of plant carotenoids is Good- win (980). There are five chapters on carotenoids in the same author's edited two-volumeChemistry and Biochemistry of Plant Pigments(976) and these should all be consulted for further information. The chapter in the second volume by B.H. Davies on analytical methods is especially valu- able and should be perused by anyone contemplating carotenoid identifi- cation. The excellent monograph edited by O. Isler (971) contains a complete list of all carotenoids known up to that date, together with comprehensive data on spectral properties.

Straub (987) has provided one update on Isler's list and Britton et al. 0995a) have provided another. For the most recent methods of carotenoid analysis, the two volumes of Brittonet al. 0995a,b) should be consulted.

Carotenoids 3.5.2 Recommended techniques

141

(a) Extraction and purification

Carotenoids are unstable pigments. They are easily oxidized, particularly when exposed to air on TLC plates, and they may also undergo trans-cis isomerism during handling. Itis necessary to keep these facts in mind during isolation. Most experiments can, in fact, be done in the laboratory under normal working conditions without incurring too much pigment loss. However, solutions of carotenoids should be kept in the dark as much as possible and, ideally, they should be stored at low temperatures under nitrogen gas. Peroxide-free solvents must always be employed.

Fresh plant tissue is extracted in a blender with either methanol or acetone and, after filtration, the carotenoids are taken into ether from such extracts, water being addedifnecessary to produce two layers. The combined ether extracts are then dried and evaporated under reduced pressure at temperatures below 35°C, preferably in the presence of nitrogen.

Since carotenoids may be present in esterified form, a saponification step is necessary. The residue from the original extract is dissolved in the minimum volume of ethanol, to which 60% aqueous KOH is added, 1ml for every 10ml of ethanolic solution. This is kept in the dark in the presence of nitrogen and may either be boiled for 5-10min or left over- night at room temperature. After dilution with water, the pigments are taken back into ether and the ether extracts carefully washed, dried and concentrated. Occasionally, large amounts of sterols may be present at this stage; these can be conveniently removed by leaving a light petroleum solution at -10°C overnight, when most of the sterol is precipitated and can be removed by centrifugation.

At this stage, carotenoids may be directly analysed by TLC or PC.Itis, however, often convenient when mixtures of pigments occur, to divide the hydrocarbons from the xanthophylls by phase separation. This is done by shaking a light petroleum solution with an equal volume of 90%

methanol, when the dihydroxycarotenes go into the lower methanol phase, leaving the monohydroxycarotenes and the carotenes themselves in the upper petroleum phase. A second treatment of the upper layer with 90% methanol will then separate these two latter classes, with the second methanol fraction containing the monohydroxycarotenes. The pig- ments in the two methanol fractions are recovered by returning them into ether.

Similar separation of carotenoids according to the differing polarities can also be achieved by column chromatography, using sucrose as ad- sorbent and eluting with 0.5% n-propanol in petroleum. Pigment zones are recovered either by extruding the column and cutting out and eluting each fraction or by sequentially eluting the pigments from the column.

142 The terpenoids

A range of other adsorbents (e.g. AI20J , MgO) and solvents have been employed for this purpose.

(b) Chromatography

Apart from column chromatography (see above) which is almost essential for large-scale isolation of carotenoids, the two techniques otherwise em- ployed are TLC and PC. There is, however, no single support and solvent system which can be applied universally to all carotenoids. The choice depends largely on the relative polarities of the compounds to be sepa- rated and this is the reason why phase separation is a convenient prelimi- nary to TLC. Six systems which can be used with the common carotenes and xanthophylls are shown in Table 3.9. For details of other systems, see Davies(976)and Bolliger and Konig (969).

Detection on TLC plates is no problem, since carotenoids are coloured,

Table 3.9 Thin layer chromatography of carotenoids and xanthophylls

RF(xl00) in system

Pigments 2 3

Hydrocarbons

a-Carotene 66 80 88

~-Carotene 49 74 84

y-Carotene 11 41 45

E-Carotene 70 84

Lycopene 01 13 15

R,(x1(0)in system

4 5 6

Xanthophylls

Lutein 10 35 56

Zeaxanthin 05 24 55

Violaxanthin 05 21 84

Cryptoxanthin 54 75 07

Capsanthin 06 16

Neoxanthin 95

Key to systems: 1. activated MgO, petroleum {b.p. 90-110°0- CbHb(l :1);2. activated MgO, petroleum (b.p. 90-11000-eoHb

(1:9); 3. silica gel-ea(OH)2 (1:6); petroleum-e6H6 (49:1);

4. sec magnesium phosphate, petroleum {b.p. 40-60°0-e6Hb (9:1);5. silica gel, CH2Cl2-EtOAc (4:1);6. Kieselguhr G im- pregnated with 8% solution of triglyceride, acetone-MeOH- H20 (3: 15:2).

Carotenoids 143 but it should be remembered that the colours fade with time, particularly if silica gel is the adsorbent. If the presence of colourless carotenoid precursors such as phytofluene is suspected, plates should be examined in UV light, since these compounds can then be detected by their fluorescence. Ether is a suitable solvent for eluting the pigments from TLC plates, but to avoid ether-soluble contaminants, the TLC adsorbent needs to be prewashed with ether, before being used as a slurry to spread the plate. In order to maximize recovery when eluting carotenoids after TLC, the coloured zones should be scraped off the platebeforethe solvent has completely dried off.

Whilst carotenoid RFs measured on TLC plates vary from run to run, those measured on paper are more reliable and can be made reproducible within ±0.01 units (Jensen and Liaaen-Jensen, 1959; Jensen, 1960). This is one reason why PC is still used in the characterization of these natural pigments. Circular chromatography is carried out on filter paper impreg- nated with silica, kieselguhr or alumina. Carotenoid mixtures are sup- plied as a thin arc near the centre of a paper circle of diameter 16cm and this is developed for 20-30 min in n-hexane or n-hexane-acetone. For example, using Whatman Chromedia AH81 (7.5% Al203 content) and SG81 (22% Si02content) papers, Valadon and Mummery (1972) separated a-, ~- and y-carotene and lycopene (R~ 45, 35, 20 and 10 on SG81 in n- hexane) and also violaxanthin, rhodoxanthin, lutein, zeaxanthin and neoxanthin(RFs32, 62, 60, 54 and 00 on AH81 in n-hexane-acetone, 4:1).

Ifan HPLC apparatus is available, it may be profitably used alongside TLC and PC for carotenoid separations. A range of columns and solvent systems can be used (Croteau and Ronald, 1983); lycopene, a- and

carotene in tomato fruits can be separated, for example, on a Partisil-5 ODS Ct8 column, with elution by chloroform-acetonitrile (2: 25). HPLC has been critically compared with both TLC and PC in its ability to separate particular carotenoid mixtures (Fiksdal et al., 1978). HPLC is probably the ideal method to use for quantitative analysis. Stransky (1978) has described a simple isocratic elution of a Nucleosil 50-S column with iso-octane-ethanol (9: 1) for estimating chloroplast carotenoids in the picomole range. An analysis is possible in the pigment extracted from only a milligram of spinach leaf and the procedure takes 15 min, whereas a comparable TLC method would require 4h for completion.

(c) Spectral properties

Conclusive identification of a carotenoid is based on co-chromatography with an authentic sample in at least two solvents and on similar visible spectral comparison, again in at least two solvents. The spectra of carotenoids are quite characteristic between 400 and SOOnm, with a major peak around 450 nm and usually two minor peaks either side (see

144 The terpenoids

16

14

12

10

~

'0

...

x

... 8

6

4

2

Wavelength (nm)

Fig. 3.10 Visible spectrum of~-carotene.

Fig. 3.10 for the visible spectrum of p-carotene). The exact positions of the three maxima vary from pigment to pigment and are sufficiently different to provide a means of identification (Table 3.10). Also, there are overall spectral shifts according to the solvent used and this is the reason why measurement in more than one solvent is recommended. The spec- tral maxima of most common carotenoids are given in Table 3.10, re- corded in both petroleum and chloroform. A useful spectral test for 5,6-epoxides, such as violaxanthin, is to add 0.1M Hel to an ethanolic solution; after 3 min, a spectral shift to lower wavelength (l8-40nm) will be observed.

IR spectroscopy is not useful for most carotenoids, but it is valuable for detecting certain structural features, such as keto- or acetylenic groups, in the rarer pigments. NMR and MS are important methods in the structural analysis of new pigments (see Isler, 1971), the latter procedure being particularly valuable since only 0.1 mg samples are needed and the frag- mentation pattern often gives a clear indication of structure.

Carotenoids

Table 3.10 Visible spectra of some carotenoids'"

Spectral maxima (nm) in Petroleum

Pigment orn-hexame chloroform

Hydrocarbons

a-Carotene 422,444,473 -,454,485

~-Carotene 425t,451,482 -,466,497 y-Carotene 437,462,494 447,475,508 E-Carotene 419,444,475 418, 442, 471t Lycopene 446,472,505 456,485,520 Xanthophylls

Lutein 420,447,477 428,456,487

Violaxanthin -,443,472 424,452,482 Zeaxanthin 423,451,483 429,462,494 Neoxanthin 415,437,466 421,447,477 Rubixanthin 432,462,494 439,474,509 Fucoxanthin 425,450,478 -,457,492 Cryptoxanthin 425,451,483 433,463,497

.. Data from Davies (1976). Other solvents for spectral meas- urements are benzene, ethanol and carbon disulphide.

tShoulder.

tMeasured in ethanol, not chloroform.

145

(d) Crocin

This is the only carotenoid likely to be encountered in higher plants which is water-soluble and which will not partition into ether during a preliminary extraction. It could be mistaken for a yellow flavonoid (see Chapter 2, p. 77), since it is mobile on paper chromatograms in n- butanol-acetic acid-water(RF27) and in water (RF36) (Harborne, 1965).

However, the spectrum is typically carotenoid (Amax, 411, 437 and 458nm in EtCH). On hydrolysis with 2M HCI for 30min at 100°C, it furnishes glucose and the dicarboxylic acid crocetin(Amax403, 427 and 452 in EtCH, Amax 415, 433 and 462nm in chloroform). Crocetin has anRF(X100) on silica gel in 20% acetic acid in chloroform of RF90 (~-carotene 100) and in toluene-ethyl formate-formic acid (5: 4: 1) of 54(~-carotene 85).

(e) Authentic markers

~-Carotene, canthaxanthin and crocin (from saffron) are used as food colourants and are commercially available. Lutein, violaxanthin and neoxanthin can be isolated from any higher plant leaf. Lycopene is readily

146 The terpenoids

obtained from tomatoes and capsanthin from paprika (for isolation proce- dures, see Ikan, 1969).

3.5.3 Practical experiments (a) Leaf carotenoids

The four carotenoids that are universally present in leaf tissue can be isolated and identified by a simpler procedure than that outlined in the previous section. The following method is partly based on the experi- ments of Maroti and Gabnai (1971). Fresh leaf discs (0.25-0.5 g) are ground with sand and MgC03 in the presence of cold acetone (1 mD and light petroleum (b.p. 60-80°C) (2ml). The combined extract is applied as a streak on TLC plates of cellulose-silica gel G (2: 1), which have been activated by heating. The plates are developed (40min) with benzene- petroleum-ethanol-water (10: 10: 2: 1). The~-carotenemoves to the front, the chlorophylls have RF49-53 and the xanthophylls RF24-40. The two carotenoid bands are eluted with ether from the plates before they are completely dry. The ~-caroteneband is purified on a silica gel G plate developed with benzene-petroleum (b.p. 90-110°C) (1 :1), in whichithas RF82.Itcan be eluted and its identity confirmed by spectral measurement (Table 3.10) and by co-chromatography with authentic material (for sol- vents, see Table 3.9).

The xanthophyll band is re-run on a silica gel G plate in methylene dichloride-ethyl acetate (4: 1) and the three bands of decreasing RF, namely lutein, violaxanthin and neoxanthin are eluted with ether. This identity can be confirmed by spectral measurements. Remember that violaxanthin and neoxanthin, which are epoxides, can be distinguished by the hypsochromic shift in their spectra when 0.1M HCI is added to an ethanolic solution.

In our laboratory, we have run the above experiment in a simpler fashion by using a single TLC separation on a microcrystalline cellulose plate developed with petroleum {b.p. 40-60°C)-acetone-n-propanol (90: 10: 0.45) for about 1 h. Ithas the disadvantage that,ifoverloaded, the carotenoids may overlap with the chlorophylls, but lutein and~-carotene

are usually clearly separated and give good spectra.

(b) Petal carotenoids

Most yellow flower colours among ornamental garden plants are due to carotenoids and complex mixtures have been isolated in many cases.

Valadon and Mummery (1967, 1971) have made a special study of carote- noid pigments in the flowers of the members of the Compositae and a good way of gaining experience in the separation of carotenoid mixtures is to apply the general procedure outlined in the previous section (see pp.

General references 147

142-144) to one or more of these plants. Various marigolds, chrysanthe- mums, gerberas and hawkweeds are available in most gardens, while dandelions and senecios are flourishing weeds in most temperate parts of the world.

The general procedure should be carried out up to the separation from sterols by cooling at -10°C in petroleum solution. The final carotene and xanthophyll fractions should then be separately chromatographed on columns of MgD-celite (1: 2) eluted with hexane containing increasing amounts of ether. The various bands, after elution, are then identified from their position on the column and from their spectral and chromato- graphic properties. In the case of the yellow or orange flowers of the African marigold, Tagetes erecta, there are at least nine pigments with several others in trace amounts. In the hydrocarbon fraction, it should be possible to identify the following in order of elution: l3-carotene (ca. 1%

total carotenoid), 5,6-monoepoxycarotene(ca. 40%), 5,6-diepoxycarotene (ca. 25%) and cryptoxanthin (ca. 3%). The xanthophyll fraction should similarly give: 5,6-epoxylutein, lutein, zeaxanthin, chrysanthemaxanthin and flavoxanthin (all as approximately 2-5% of total carotenoid).

(c) Fruit carotenoids

Occasionally, it is possible to isolate a single carotenoid in a relatively pure state from certain plant sources. This is true of capsanthin from pods of the red pepper or paprika,Capsicum annuum.The following pro- cedure is taken from Ikan (1969). Finely ground dried pods (100g) are extracted for 4h with 200ml petroleum (b.p. 40-60°C). After filtration, the extract is diluted with 600ml ether, 100ml 30% methanolic KOH added and the mixture stirred for 8 h. The ether layer is collected, washed, dried and concentrated to 20ml. When diluted with 60ml petroleum and left to stand for 24h in the refrigerator, crystals of almost pure capsanthin should separate. Final purification, if desired, can be achieved by column chromatography on CaC03, with benzene-ether (1 :1)as elu- ent. Capsanthin has

Amax

486 and 520 nm in benzene, 475 and 504 nm inn- hexane, 503 and 542nm in carbon disulphide.Itgives a deep blue colour when treated in chloroform solution with either cone.H2S04or antimony chloride.

GENERAL REFERENCES

Addicott, F.T. (1983)Abscisic Acid,Praeger, New York.

Bolliger, H.R. and Koenig, A. (1969) Carotenoids and chlorophylls, inThin LAyer Chromatography(00. E. Stahl), George Allen and Unwin, London, pp. 266-72.

Britton, G., Liaaen-Jensen, S. and Pfander, H. (eds) (1995a)Carotenoids, Volume la, Isolation and Analysis,Birkhauser, Basle.

Britton, G., Liaaen-Jensen, S. and Pfander, H. (eds) (1995b)Carotenoids, Volume lb, Spectroscopy,Birkhauser, Basle.

148 The terpenoids

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Steroids, Pergamon Press, Oxford.

Charlwood, B.V. and Banthorpe, D.V. (eds) (1991)Methods in Plant Biochemistry, Volume 7, Terpenoids, Academic Press, London.

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of

Terpenoids, Chapman and Hall, London.

Croteau, R.and Ronald, R.e. (1983) Terpenoids inChromatography, Fundamentals and Applications: Part B, Elsevier, Amsterdam, pp. 147-90.

Crozier, A. (ed.) (1983) Biochemistry and Physiology

of

Gibberellins, Praeger, New York.

Davies, B.H. (1976) Carotenoids inThe Chemistry and Biochemistry

of

Plant Pigments, 2nd edn. (ed. T.W. Goodwin), Academic Press, London, pp. 489-532.

Dobson, H.E.M. (1991) inModern Methods

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Plant Analysis NS, Volume12,Essential Oils and Waxes, pp. 231-51 (eds H.F. Linskens and j.F. jackson), Springer, Berlin.

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Hanson, j.R. (1968) Recent advances in the chemistry of the tetracyclic diterpenes.

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Hanson, j.R. (1972) in Chemistry

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Lisboa, B.P. (1969) Thin layer chromatography of steroids. Meth. Enzymol., 15,3- 157.

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MacMillan, j. (1983) Gibberellins in higher plants. Biochem. Soc. Trans., 11,528- 33.

Neher, R. (1969) TLC of steroids and related compounds inThin Layer Chromatog- raphy (ed. E. Stahl), George Allen and Unwin, London, pp. 311-62.

Rodriguez, E., Towers, G.H.N. and Mitchell, J.e. (1976) Biological activities of sesquiterpene lactones. Phytochemistry, 15, 157-80.

Seaman, F.e. (1980) Sesquiterpene lactones as taxonomic characters in the Asteraceae.Bot. Rev., 48, 121-595.

Straub, O. (1987)KeytoCarotenoids, 2nd edition, Birkhauser, Basle.

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J.B. Harbome), Academic Press, London, pp. 59-80.