Decomposition Theorems
In this chapter we prove two different types of decomposition theorems for dis- jointness preserving operators on Banach lattices. The first one is concerned with the decomposition of a disjointness preserving operator whose spectrum is contained in a sector of angle less than 11", and the second one deals with the decomposition of a disjointness preserving operator under the assumption that its adjoint is also a disjointness preserving operator. These results generalize some earlier ones.
§3.1. Basic Properties of Disjointness Preserving Operators
In this section we introduce disjointness preserving operators and give, without proofs, some basic properties of these types of operators. Proofs for these properties can be found in the indicated references. As in [A] and [AH], we introduce the fol- lowing definition.
Definition 3.1.1. A n order bounded operator T on a Banach lattice E is called a disjointness preserving or a Lamperti operator ijTxJ..Ty whenever x, y E E such that x..l.y.
The class of disjointness preserving operators plays an important role in the study of the spectral properties of operators, and it contains many important operators as the following examples show.
Example 3.1.2. Let T be an n x n matrix over C, the set of all complex numbers.
If each row as well as each column of T contains at most one nonzero number, then 39
T is a disjointness preserving operator.
Example 3.1.3. Let X, Y be two compact spaces and let T : C(X) _ C(Y) be a linear mapping. Then
T
is a disjointness preserving operator if and only if there exists a map <p : Y - X and a function h E C(Y) such thatTf(t)
=
h(t)f(¢>(t)) for all t E Y and all f E C(X),where h = T1x (Ix is the constant one function on X) and ¢> is uniquely determined and continuous on
Yo
= {t E Y : h(t)=J O}.
This result was proved for lattice homo- morphisms in [WO] and generalized to this setting in [A].Example 3.1.4. (i) Weighted shift operators on E = Ip(N) or Ip(Z) with 1 :::; p :::; 00
are disjointness preserving operators; (ii) All isometries on
Lp(X)
(1 :::; p :::; OO,p=J 2,
and X is a a-finite measure space) are disjointness preserving operators. The proof for (i) is straightforward by the definition. (ii) was shown by Banach ([BA], pp.175) for X=
[0,1] and by Lamperti ([LA]) for the a-finite case.Disjointness preserving operators have close relations with lattice homomorphisms.
In fact, lattice homomorphisms are exactly those positive disjointness preserving op- erators. Also notice that if
T
is a disjointness preserving operator thenTn
is also a disjointness preserving operator for any positive integer n. The following proposition collects some basic properties of disjointness preserving operators.Proposition 3.1.5. 1. Let T be an order bounded operator on a Banach lattice E.
Then the following assertions are equivalent:
(i) T is a disjointness preserving operator;
(ii)
ITI
exists and satisfies ITzl =IITlzl
=ITlizl
for all z E E. In particular,ITI
zs a lattice homomorphism.41
2. Let T be a disjointness preserving operator on E. Then the following statements hold:
(i) T' has a modulus and
IT'I
=ITI';
(ii) T is invertible if and only if
ITI
is invertible. Moreover, if T is invertible, then T-1 and T' are disjointness preserving operators andIT-II
=ITI-
1.3. If T is a disjointness preserving operator, then ITn
I
=ITln
for any positive inte- ger n.For the proofs of the statement 1 and 2, we refer to [A]. Statement 3 follows from (ii) of statement 1 and mathematical induction.
Using the techniques that we developed in Section 1 of Chapter 2 and the above proposition, we can prove the following result, which is a generalization of Corol- lary 2.2.3, and which is essentially due to [AR] ( Proposition 5.4). The proof we give here is completely different.
Proposition 3.1.6. 1fT is a disjointness preserving operator on a Banach lattice E such that T satisfies the condition ( c), then there exists a positive integer
k
such that Tk E Z(E). In particular, ifT is a disjointness preserving operator with a(T) = {1}, then T=
I.Proof. Without loss of generality we may assume that
E
is order complete. It follows from Proposition 2.1.3 of Chapter 2 that F(z) := cI>[(zI - T)-l] is analytic in Poo(T).Now, for
Izl >
r(T), F(z) =E":=o P
n/ zn+t, whereP
n = cI>(Tn). If we identify the center Z(E) with C(X) for some compact space X and identify Pn as functions on X, then as in the proof of Lemma 2.1.5 of Chapter 2 we can show thatSince <P is a lattice homomorphism it follows from Proposition 3.1.5 that
Hence, we have
for all nonnegative integers nand m. As in the proof of Theorem 2.2.1 of Chapter 2 we can show that there exists a positive number a and a positive integer k such that IPkl ~ a·
I.
Therefore, ITlk ~ a·I.
Now by Proposition 3.1.5 we obtain the followingThus T- k E Z(E) and so Tk E Z(E) by Theorem 1.3.1 of Chapter 1.
If O"(T)
=
{I} then by what we just proved and by the spectral mapping theorem we have Tk = I. Now it is routine to conclude that T = I. The proof is completed.The following proposition is an immediate consequence of Proposition 3.1.5(ii) and the definition of compactness. We will need this result in Section 4 for the study of reducibility of disjointness preserving operators.
Proposition 3.1.7. Let T be a disjointness preserving operator on an arbitrary Banach lattice E. Then T is compact if and only if ITI is compact.
Proof. First assume that
T
is compact. Let {xn} be a norm bounded sequence inE.
Then it follows from the compactness of T that there exists a subsequence of {Xn}, say {xn}, such that IITxn - TXmll -+ 0 as n, m -+ 00. By Proposition 3.1.5(ii), we have
This implies that IIITI(xn - xm)
II
-+ 0 as n, m -+ 00. SO ITI is compact. Similarly, we can prove the other direction.43
§3.2. Decomposition Theorems of Type I
In this section we will show that if T is an order continuous disjointness preserving operator on a Banach lattice having the Fatou norm and if its spectrum is contained in a sector of angle less than 7r then T can be decomposed into the sum of its central part and its quasi-nilpotent part. As consequences of this result we deduce various properties of disjointness preserving operators. In this section
E
will always be an order complete Banach lattice unless otherwise is stated.Proposition 3.2.1. Let T be an order continuous lattice homomorphism on E.
Then the following statements hold:
(i) T(TI/\T2)
=
(TTI)/\(TT2) for any T I, T2 E Lr(E). In particular, (TTI)/\(TT2)=
0 when TI /\ T2 = OJ(ii) 1fT
=
P+
B with P E Z(E) and B E Z(E)d, then P B= o.
In general, BPf:. o.
But if, in addition, the adjoint T' is also a lattice homomorphism, then BP = 0 and p' .LB' in Lr(E').
Proof. The proof for (i) is standard and can be found, for example, in [AB], pp.91, Theorem 7.5. The proof for (ii) is as follows. By (i), we have
0= T(I /\ B) = T /\ TB = (P
+
B) /\ (PB+
B2) ~ B /\ PB ~(a·
P)B ~ 0, where a is a small positive number such that 0 ~ aP ~ I. Therefore, P B =o.
We will give an example to show that BP
i=
0 in general (see below). Now let us prove the last statement. Assume thatT'
is also a lattice homomorphism. ThenT'
=P' + B'
withP'
E Z(E') since the center is the band generated by the identity operator. Let B' = C+D with C E Z(E') and DE Z(E')d. Then T' = (P'+C)+D.Since an adjoint operator is always order continuous it follows from the first statement of (ii) that
(P' +
C)D=
O. Notice that all these operators are positive, and so we haveP'D
=
0 and CD=
O. Therefore, (BP),=
P'B'=
P'C+
P'D=
P'C. Notice that PB=
0 implies B'P'=
0 and so CP'=
O. Since Z(E') is commutative, P'C=
CP'.Hence, (B P)'
=
0 and so B P=
O. Finally, since P'C=
0 and since P', C are in the center, we have P'...LC. Now D E Z(E')d implies that P'...LB'.Corollary 3.2.2. Let T be an order continuous disjointness preserving operator on E. Suppose that T = P
+
B with P E Z(E) and BE Z(E)d. ThenIFI·IBI
= O. Inparticular, P . B = O. If, in addition, T' is also a disjointness preserving operator, then
IBI· IFI
= 0 and P'...LB'.Proof. By Statement 1 of Proposition 3.1.5 we know that
ITI
is an order continuous lattice homomorphism. SinceITI
=IFI + IBI
withIFI
E Z(E) andIBI
E Z(E)d,it follows from Proposition 3.2.1 that
IFI . IBI
= O. Finally, by Proposition 3.1.5 again,ITI'
=IT'I
is also a lattice homomorphism. So by Proposition 3.2.1 one hasIBI· IFI
= 0 and P'.lB'.Next we will give some examples of lattice homomorphisms and show that in (ii) of Proposition 3.2.1 BP
=J
0 in general and that the order continuity of T cannot be omitted in (i) of the same proposition.Example 3.2.3a. Let
E
= C2 and chooseT=(~ ~).
Then T is an order continuous lattice homomorphism on E. In this case,
P = (~ ~)
andB = (~ ~).
It is easy to see that P B = 0, but B P
=J
O.Example 3.2.3b. Let X be a compact Hausdorff space that is extremely discon- nected and whose topology is not discrete (this is possible, see [SHl], pp. 107-108).
45
Let
E
=C(X).
ThenE
is an order complete Banach lattice. Let Xo E X be a nondiscrete point, i.e., any neighborhood of Xo contains more than one point. Let 4> EE'
be the Dirac measure atXo,
that is 4>(1) =f(xo)
for allfEE.
Now define a linear operator onE
byT f( x)
= 4>(1) Ix for anyfEE
and anyx
EX, where Ix is the constant one function on X. Then one has the following: (i) T is a lattice homomorphism; (ii) T2 = T; and (iii) T 1..1.The proof for (i) and (ii) are straightforward. We now prove (iii). Since X is ex- tremely disconnected, there exists a decreasing net
{UO/}
of neighborhoods of Xo such that each U 0/ is open and closed in X and thatnO/
U 0/ ={xo}.
Let hOI be the charac- teristic function ofUO/.
Then hOI EC(X).
Now by Proposition 1.1.2 of Chapter 1 one hasTA/(lx)=inf{T(I)+g: f,g~Oandf+g=lx}
since Xo is a nondiscrete point of X. Therefore, TAl = O. Finally, we notice that T2 AT
=
T, so the conclusion of (i) of Proposition 3.2.1 fails.Before we state the main result of this section we need to fix some notations. For ro
>
0,80,81 E [0, 27r), we call the subsetof the complex plane C a sector. Here 81 is called the angle of the sector.
Proposition 3.1.6 shows that if a disjointness preserving operator T satisfies the condition (c) then some power of T will be in the center Z(E). Now we would like to know under what conditions a disjointness preserving operator itself will be in the cen- ter. It is shown in [Aj that if T is an invertible disjointness preserving operator such that its spectrum is included in a sector of angle less then 27r/3 then T E Z(E). Some generalization of this result has been obtained in [AHj for quasi-invertible disjointness
preserving operators. Here we obtain the following more general result. Remember that any order continuous Banach lattice as well as any dual Banach lattice has the Fatou norm. Also, any C(X)-space has the Fatou norm.
Theorem 3.2.4. (Decomposition Theorem J) Let T be an order continuous disjointness preserving operator on an order complete Banach lattice E with Fatou norm. If
O'(T)
is included in a sector ~ of angle less than 1T' thenT
can be decomposed into T = P+
B such that(i)
P E Z(E) andIBI
(hence B) is a quasi-nilpotent operator such thatIPI·IBI
= 0;(ii)
O'(T)
~O'(P)
~O'oo(T),
whereO'oo(T)
= C \Poo(T).
SoP =I
0 if and only ifT
is not quasi-nilpotent.To prove the above theorem we need to do some preparation. As already men- tioned, the center Z(E) of E can be identified with C(X) for some compact space X.
So each P E Z(E) can be regarded as a continuous function on X, and thus we can write P( x) for any x E X to denote the value of the function P at the point x EX.
From now on we will keep this in mind.
In the following lemmas we will assume that T is an order continuous disjointness preserving operator on an order complete Banach lattice E.
Lemma 3.2.4a. Suppose that E has the Fatou norm and suppose that
O'(T)
is included in a sector ~ of angle less than 21T'. If T is not quasi-nilpotent, then there exists a positive integer k such that 4>(Tk)=I
0, i.e. ITkl1\. I=I
O.Proof. Assume on the contrary that ITkl1\. I = 0 for all positive integers k. By Proposition 3.1.5 this implies that ITlk I\. I = 0 for all k. Then by Proposition 3.2.1, we have
ITl
i I\. ITli = 0 for i=I
j. Now it follows from a result in [HPJ that the pe- ripheral spectrum ofT
is equal to{z : Izi
=r(T)}.
Sincer(T) >
0, this contradicts47
to the assumption.
Lemma 3.2.4h. Let Tk = Pk
+
Bk with Pk E Z(E) and Bk E Z(E)d. Identify Z(E) with C(X). If Pt(xo)=I-
0 for some Xo E X, then Pk(xo) = [PI(xo)]k for all positive integers k.Proof. We prove the Lemma by induction. First we observe that both
ICI· IDI
andIDI . ICI
belong to Z(E)d for anyC
E Z(E) and any D E Z(E)d. Let k = 2. Then P2 = Pl+
~(Bn· It follows from Proposition 3.2.1 (i) thatSo PI21-~(Bn in Z(E). Since PI2(xo)
=I-
0 by assumption, we must have ~(Bn(xo) =o.
Now P2(xo)=
Pl(xo)+
~(B;)(xo)=
Pl(xo).Assume that the statement is true for k, i.e., Pk(xo) = PIk(xo). First observe that
PHI = PIPk
+
~(BIBk)' By Proposition 3.2.1 (i) again, we haveSo PI Pk.l~(BIBk) in Z(E). Now PIPk(XO)
=I-
0 implies that ~(BIBk)(XO) - O.Hence, PHI(Xo)
=
PIPk(XO)=
Pf+I(XO)' The proof is finished.Lemma 3.2.4c. Let Tk = Pk
+
Bk be the same as above. If E has the Fatou norm and if u(T) is included in a sector ~ of angle less than 7r, then Pk =Pf
for allpositive integers k.
Proof. Fix any x E X. If Pk(X) = 0, then PI(X) = 0, since
IPkl
= ~(ITkl) =~(ITlk)
2::
[cI>(ITl)]k = IPti k by Statement 3 of Proposition 3.1.5. Now assume that Pk (x)=I-
0 for some k. If we can show that PI (x)=I-
0 then it follows fromLemma 3.2.4b that
Pk(x) = pNx),
and the proof will be finished. IfPI(X) =
0then there is a positive integer N ~ 2 such that
PI(X) = ... = PN-I(X) =
0 and PN (x)#-
O. Then we claim that if n is not a multiple of N then Pn (x) =o.
The proofis as follows. Let IN
+
1 ~n
~ (l+
l)N - 1 for some interger 1. ThenPn-lN(x)
= 0 by assumption. It follows from Proposition 3.2.1(i) and Proposition 3.1.5 thatSince
IPlNl(x)
~IPNI1(x) >
0, we have ~(BlNBn-lN)(x) =o.
Notice thatThus
Pn(x)
= 0 from above. So we have proved our claim.Next we consider the function
J(z)
:= ~[(zI - T)-I](X) defined inPoo(T)
(which contains C \ ~). By Proposition 2.1.3 of Chapter 2, we see thatJ(z)
is analytic inPoo(T),
and forIzl > reT),
J(z)
=~ Pn(x).
L..J
zn+1
n=O
Since
Pn(x)
= 0 for anyn
which is not a multiple of N, we have, forIzl > reT), ZN-I
J(z)
= NP ( ).
z - N X
Notice that C\~ ~
Poo(T)
in whichJ(z)
is analytic. So the functionzN-I(zN - PN(X))-I,
which is equal toJ(z)
forIzl > reT),
can be extended toPoo(T).
This is a contradiction, sincezN - PN(x)
= 0 has N solutions, some of which will be inPoo(T)
when N ~ 2. Therefore, we proved thatPI (x) #- o.
Lemma 3.2.4d.
Let B be an order bounded operator on E. Suppose that IBI is
a quasi-nilpotent operator. Then P Band BP are quasi-nilpotent operators Jor any
P E Z(E).Proof. Fix P E Z(E). Then there exists a positive number a such that
IPI
~ a·I. So49
I(P B)nl :::; anlBln. Since IBI is quasi-nilpotent, P B is also quasi-nilpotent. Similarly, we can show that BP is a quasi-nilpotent operator.
Let P be a positive operator belonging to the center Z(E). Since Z(E) is order complete, the operator Po := sup{ nP 1\ I : n = 1,2,· .. } exists. It is easy to see that P5 = Po, so Po is a band projection. Actually, Z(E) can be identified with C(X) for some compact extremelly disconnected space (i.e., every open subset has an open closure, see [SRI] pp. 107-108), and so P is a continuous function on X. The closure of the open subset
{x EX: P(x)
=I- o} is closed and open inX,
so its characteristic function is a continuous function on X, whose corresponding operator in Z(E) is exactly Po. The operator Po has the following property:Proposition 3.2.5. Let P E Z(E) be a positive operator and let S be any positive operator on E. Then PS
=
0 if and only if PoS= o.
Similarly, if S is order continuous, then SP = 0 if and only if SPo =o.
Proof. Assume that PS =
o.
Then for any f E E+, we have 0 :::; (nP 1\ I)Sf :::;nP( S
J) = o.
Since Po( SJ) =
limn _ oo nP 1\ I( SJ) =
0, we see that PoS= o.
On theother hand, if we assume that PoS = 0, then {nP 1\ I)S = 0 for all n. In particular, {P 1\ I)S = O. Choose a small positive integer a such that 0 :::; aP :::; I. Then P 1\ I
2:
aP and so aP S = O. The proof for the second part of the Proposition is similar, and hence will be omitted.Finally, we prove a lemma that we will use later. Basically, it means that under certain conditions the spectrum of the restriction of an operator to its non-trivial invariant subspaces will be closely related to the original spectrum of the operator.
The following lemma is not stated in its most general form.
Lemma 3.2.6. Let Y be a Banach space and let T be a bounded operator on Y.
Let Yo be a non-trivial invariant subspace of T. If <:T(T)
iscontained in a sector
~of angle less than
27r,then <:T(Tlyo)
~~,where Tlyo is the restriction ofT to Yo.
Proof. If the statement were not true then
<:T(Tlyo)
would have a boundary point, say '\, which does not belong to~. Since boundary points of the spectrum of a bounded operator are approximate eigenvalues (see [BE] pp.24), ,\ is an approximate eigenvalue ofTlyo,
and thus an approximate eigenvalue ofT.
This is a contradiction to the assumption that<:T(T)
~ ~.Proof of Theorem 3.2.4. (i) If T is quasi-nilpotent, then
ITI
is also quasi-nilpotent by Statement 3 of Proposition 3.1.5, and so P=
0 and B=
T. In the following we assumue that T is not quasi-nilpotent. Let T = P+
B with P E Z(E) andBE
Z(E)d. By Corollary 3.2.2, we haveIPIIBI
=o.
Let
Po
:=sup{nlPI/\I : n
= 1,2,···}. ThenPo
is a band projection by the remark before Proposition 3.2.5, and it follows from Proposition 3.2.5 thatPolBI
= O. LetEo
be the band ofE
associated withPo.
Then we havePoIBI(E)
= {O}, which implies thatIBI(E)
~Eg.
We may assume that
Eg =I
{O}, otherwiseB = o.
Now consider the operatorBIEg.
Since 0 :::;IBI :::; ITI,
we see thatB
is also an order continuous disjointness preserving operator onE,
and therefore,BlEd
is an order continuous disjointnesso
preserving operator on
Eg.
Moreover, sinceP(Eg)
= {O}, we see thatEg
is an invariant band ofT
andT
=Bon Eg.
Therefore,<:T( BlEd)
is also included in the sectoro
~ by Lemma 3.2.6. Since
IBI /\ I
= 0 (i.e. <1>(B)
= 0), by applying Lemma 3.2.4c toB
we see thatBk l..I
for all positive integers k, and hencer(BIEd)
o = 0 by Lemma 3.2.4a.So we showed that the restriction of B to
Eg
is a quasi-nilpotent operator. In the above we proved thatB(E)
~Eg,
so for anyfEE,
we have51
where
IIBnll
o means the norm of Bn when restricted to Eg. Hence,IIBn+111
~IIBnll
o.IIBII·
From this we see thatB
is a quasi-nilpotent operator onE.
By Statement 3 of Proposition 3.1.5, we see thatIBI
is also a quasi-nilpotent operator. So we completed the proof for (i).(ii) We now prove that
aCT)
~a(P)
~aoo(T).
First we show thata(P)
~aoo(T).
As in the proof of Lemma 3.2.4c, we consider the analytic function
fez)
:=<J>[(zI - T)-l](X)
defined inPoo(T)
for any fixedx
E X. By Lemma 3.2.4c, we have, forIzl >
r(T),fez)
=(z - P(X))-l.
Hence,
(z -P(x))-l
is analytic inPoo(T),
from which we conclude thatP(x)
is not inPoo(T),
i.e.,P(x)
Eaoo(T).
Sincea(P)
={P(x) : x
EX},
we havea(P)
~aoo(T).
Now we prove the other inclusion. To prove that
pep)
~peT),
we letz
EpCP).
Then we have
zI - T
=(zI - P)[I - (zI - Pt
1B].
By Lemma 3.2.4d and by what we just proved,
(zI - P)-l B
is a quasi-nilpotent operator. SozI - T
is invertible. Hence, we proved thatpep)
~peT).
Therefore,a(T)
~a(P).
The proof is finished.Remark. In the above decomposition theorem,
B P =f °
in general. We already gave an example (see Example 3.2.3a) to show this. Moreover, the angle 7r cannot be replaced by any bigger number. For instance, LetE
= LP(R) with 1 ~ p ~ 00 and define a linear map Ton E by T f(x)=
f( -x) for any fEE and any x E R. Then T is a lattice isomorphism such that (i)T2
=T
and (ii)T 1.1,
and thusaCT)
= {-I,I}.Here
aCT)
is contained in a sector of angle 7r. If we writeT
=P + B
withP
EZ(E)
and BEZ(E)d,
thenP =
0,B = T
andB
is not quasi-nilpotent.If the adjoint
T'
ofT
is also a disjointness preserving operator, then Proposi- tion 3.2.I(ii) shows that BP = 0, and in this case we have the following decomposi-tion theorem. First recall that a band H of E is said to T-reducing if both Hand Hd are T-invariant.
Theorem 3.2.7. Let T be an orner continuous disjointness preserving operator on E with the Fatou norm. Suppose that u(T) is contained in a sector 6. of angle less than 7r and suppose that the adjoint
T'
is also a disjointness preserving operator.Then there exist
T
-reducing bands HandK
such that (i)E=HffiK;(ii) TIH E Z(H) and TIK is quasi-nilpotent.
Proof. By Theorem 3.2.4,
T
=P + B
withP
E Z(E) andB
E Z(E)d such thatIPIIBI
= 0 and thatIBI
is a quasi-nilpotent operator. Consider the adjointT'
ofT.
ThenT'
=P' + B'
withP'
E Z(E') andB'
E Z(E')d sinceIB'I
=IBI'
(byProposition 3.1.5) is also quasi-nilpotent. On the other hand, since E' has the Fa- tou norm and since
T'
is an order continuous disjointness preserving operator such that u(T')=
u(T), by applying Theorem 3.2.4 to T' we see that T'=
G+
D withG E Z(E') and D E Z(E')d such that
IGIIDI = o.
Therefore, P'=
G and B'=
D,i.e.,
IP'IIB'I = o.
Now notice that(IBIIPI)' =
IPI'IBI'=
IP'IIB'I=
0 by Proposi- tion 3.1.5. Hence,IBIIPI
= O.Let Po = sup{ nlPI!\
I:
n = 1,2,· .. }. Then we know that Po is a band projection on E. By Proposition 3.2.5, we have PoB=
BPo=
O. Let H be the associated band with Po. Then the above shows that Hand K := Hd are T-reducing. Now it is easy to see that TIH=
PIH and TIK=
BIK. SO the proof is finished.Corollary 3.2.8. Let T be a disjointness preserving operator on an arbitrary Ba- nach lattice F such that (i) T is invertible and (ii) u(T) is contained in a sector 6. of angle less than 7r. Then T E Z(F).