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Generalized escape probability formalism

4.5.4.1 Preliminaries

Let us consider the probability distribution Πνof photons injected with a total rate Γinjand a profile ϕinj(ν) (normalized to unity), that then undergo line and continuum absorption. The evolution of the probability distribution is given by an equation similar to the radiative transfer equation Eq. (4.99) (assuming complete redistribution and taking the exponential terms to unity):

ν

dt = ∂Πν

∂t −Hν∂Πν

∂ν = Γinjϕinj(ν)−HνX

n

τnϕn(ν)Πν−cσ(ν)NHx1sΠν. (4.106)

The rate at which these photons are absorbed in the Ly-ntransition is thenHντnR

ϕn(ν)Πνdν, and the rate at which they are absorbed by the continuum isR

cσ(ν)NHx1sΠνdν. Finally, these photons may also escape the set of overlapping lines by redshifting below their resonant frequencies. If we only consider lines above a given frequencyνlow (below which lines can be considered as isolated), then the escape rate isHνlowΠνlow. In practice,νlow is many Doppler widths below νc (so xlow −1), but still close enough toνc that we can approximate the escape rate byHνcΠν(x→ −∞).

Now in steady state, the sum of all these rates must equal the injection rate (there are no other possible fates than those described above for the injected photons). This can be checked explicitly by integrating Eq. (4.106) from νlow to +∞ in the steady-state limit (with boundary condition Π(+∞) = 0 since no photons are injected at infinity). Therefore, the steady-stateprobability that injected photons are absorbed in the Ly-nline is

P(inj→n) =Hνc

Γinj

τn

Z

ϕn(ν)Πνdν, (4.107)

the probability that they cause a photoionization is P(inj→c) = 1

Γinj

Z

cσ(ν)NHx1sΠνdν, (4.108)

and the probability that they escape without being absorbed is P(inj→esc) =Hνc

Γinj

Πν(x→ −∞). (4.109)

In what follows, we apply this idea to develop a formalism for interline transition probabilities.

4.5.4.2 Interline transition probabilities

Taking advantage of the linearity of Eq. (4.105), we can decomposef(x) on a set of basis functions:

f(x) =X

j

feqj τjvj(x) +feqc Z +∞

−∞

Φc(y)G(x, y)dy, (4.110)

where the functionsvj(x) satisfy the linear inhomogeneous differential equations:

dvj

dx = Φ(x)vj(x)−φj(x), (4.111)

with boundary conditionsvj(+∞) = 0, and the Green’s functionG(x, y) satisfy a similar equation:

dG

dx = Φ(x)G(x, y)−δ(x−y), (4.112)

with boundary conditionG(+∞, y) = 0. The asymptotic behavior ofG(x, y) atx1 is:

G(x, y)x1





0 ifx > y, eτc(xy) ifx < y,

(4.113)

where we used Φ(+∞) = Φc(+∞) =τc. We therefore recover the appropriate boundary condition forf(x) at +∞:

f(x1)≈feqc Z +

x

τceτc(x−y)dy=feqc . (4.114) We can now use the results from the previous section. Using Πν = vj(x)/(νcH), ϕinj(ν) = φj(x)/(νcH), and Γinj=H/∆H, we see that Eq. (4.111) is the steady-state version of Eq. (4.106).

Therefore the steady-state probabilities that a photon emitted in the Ly-j line is later absorbed in a Ly-itransition, or subsequently photo-ionizes an atom in its ground state are, respectively:

P(j→i) = Z

Φi(x)vj(x)dx, (4.115)

P(j →c) = Z

Φc(x)vj(x)dx. (4.116)

The probability that a photon emitted in the Ly-jline escapes atx=−∞without being reabsorbed in any line or causing a photoionization is given by

P(j→esc) =vj(−∞). (4.117)

Clearly, the probability of escape from the whole set of overlapping lines is vanishingly small, except possibly for photons emitted from the lowest lying line considered as “overlapping”. The region of line overlap blends smoothly into the region of quasi-instantaneous feedback between neighboring Lyman lines, forn∼<20–30. Therefore, even for photons emitted from the lowest line considered as

“overlapping” with the next higher line, there is still a near-unity probability of being reabsorbed quasi instantaneously in the next lower transition. Therefore, in practice, we haveP(j →esc) = 0 for all lines considered as overlapping, or simply close enough that feedback is quasi-instantaneous.

Integrating Eq. (4.111) from−∞to +∞, we can see that these probabilities are complementary, as they should:

X

i

P(j→i) +P(j→c) = 1. (4.118)

The Green’s functionG(x, y) can similarly be interpreted as the steady-state number distribution for continuum photons initially injected at the frequencyy. The probabilities that a photon emitted at frequencyyis absorbed in the Ly-itransition, absorbed by the continuum, or escapes at−∞are,

respectively:

P(y→i) = Z

Φi(x)G(x, y)dx (4.119)

P(y→c) = Z

Φc(x)G(x, y)dx (4.120)

P(y→esc) = G(−∞, y). (4.121)

Again, the probability for photons emitted in the continuum to escape the whole set of high-lying overlapping lines is vanishingly small, which means that in practice we haveP(y→esc) = 0.

Finally, one can check that these probabilities are indeed complementary by integrating Eq. (4.112) between−∞and +∞:

X

i

P(y→i) +P(y→c) = 1. (4.122)

4.5.4.3 Net decay rate in the Ly-i transition From Eq. (4.42), the net decay rate in the Ly−iline is

˙

xip→1s= 3x1sAip,1s

Z feqi −f(x)

φi(x)dx=Aip,1sxi−3x1s

Aip,1s

τi

Z

f(x)Φi(x)dx. (4.123) Using the expansion (4.110) forf(x) and the definitions for the interline transition probabilities, we rewrite

˙

xip1s=Aip,1sxip−Aip,1s

τi

X

j

τjxjpP(j→i)−3x1s

Aip,1s

τi feqc Z +

−∞

Φc(y)P(y→i)dy. (4.124)

We notice thatAip,1si×τj =Ajp,1s(approximating νi ≈νj ≈νc). Also, using Eqs. (4.6), (4.95) and (4.101), we obtain that

3x1sAip,1s

τi feqc Φc(y) =NHx2e1s

dy , (4.125)

where dx1s ≡ νcH1s

is the differential recombination coefficient to the ground state per unit Doppler width. Using the complementarity relation (4.118), we can now rewrite the net decay rate in the Ly-i transition as:

˙

xip1s=xip

X

j6=i

R(ov)ip→jp(ov)ip

−X

j6=i

xjpR(ov)jp→ip−NHx2eα(ov)ip , (4.126)

where we have defined the overlap-induced transition rates

R(ov)ip→jp≡Aip,1sP(i→j), (4.127)

and the overlap-induced recombination coefficients and photoionization rates:

α(ov)ip

Z dα1s

dy P(y→i)dy, (4.128)

βip(ov) ≡ Aip,1sP(i→c). (4.129)

4.5.4.4 Net rate of recombinations to the ground state

The net rate of recombinations to the ground state, per hydrogen atom, is

˙

xc1s = 8πνc2 c2 x1s

Z σ(ν)h

eh(ν−kTmνc)feqc −fν

idν

≈ 8πνc2

c2 x1sνcHσ0

Z

φc(x)

feqc −f(x)

dx, (4.130)

where in the second line we took eh(ν−νkTmc ) ≈1 in the vicinity of the Lyman limit. Using again the decomposition (4.110) and the definitions of the interline transition probabilities, we get:

˙

xc1s=8πνc2

c2 x1sνcHσ0feqc ×Γc−8πνc3 3c2Hσ0

X

j

xjp

τj

τc

P(j→c), (4.131)

where we have defined Γc

Z φc(x)

1−

Z

Φc(y)G(x, y)dy

dx

= Z

dx φc(x) Z

dy

δ(y−x)− Z

Φc(y)G(x, y)

= Z

dy Z

dx φc(x)

δ(y−x)− Z

Φc(y)G(x, y)

= Z

φc(y) [1−P(y→c)] dy= Z

φc(y)X

j

P(y→j), (4.132)

where we have used the definition (4.120) ofP(y→c) in the fourth equality, and in the last equality we have used the complementarity relation (4.122).

After some algebraic manipulations, we can cast the net rate of recombinations to the ground state in the following form:

˙

xc1s=X

j

hNHx2eα(ov)jp −xjpβjp(ov)i

, (4.133)

where the overlap-induced recombination coefficients and photoionization rates have been defined in Eqs. (4.128) and (4.129).

Ly-30 Ly-40 Ly-50

Figure 4.7: Differential optical depth per unit Doppler width, Φ(x), for fiducial valuesτLyα= 6×108 andTm= 3000 K. The dashed line is the contribution from Lyman lines, the dot-dashed line is the contribution from photoionization from the ground state, and the solid line is their sum. The position of the Lyman-30 to 100 resonant frequencies (spaced by ∆n= 10) is shown.

4.5.4.5 Rate of change of the ground state population

Adding Eqs. (4.126) and (4.133), we see that the net rate of change for the ground state population due to decays from the overlapping lines and recombination to the ground state is zero:

˙

x(ov)1s =−x˙(ov)e = X

j,ov

˙

xjp1s+ ˙xc1s= 0. (4.134)

This can be understood intuitively since any photon emitted from one of the overlapping lines is bound to be reabsorbed in a neighboring line or photoionize an atom from the ground state; similarly, a photon emitted after a recombination to the ground state will almost certainly be reabsorbed in a high-lying Lyman line, or cause a subsequent photoionization. In other words, no escape is possible from the series of high-lying lines, and the net decay rate to the ground state therefore vanishes.

Line overlap can therefore only influence the recombination history indirectly, through changing the populations of the excited states.

We now turn to the numerical evaluation of the overlap-induced transition rates.