CR07974-2017
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
Far Eastern University, Incorporated FEU
PSE Disclosure Form 17-18 - Other SEC Forms/Reports/Requirements
Form/Report Type General Information Sheet Report Period/Report
Date Nov 20, 2017
Description of the Disclosure
Attached is the 2017 General Information Sheet (GIS) of Far Eastern University, Inc.
Filed on behalf by:
Name Santiago Jr. Garcia
Designation Corporate Secretary/Compliance Officer
2017 GENERAL INSTRUCTIONS:
1.
2.
3.
4.
5.
6.
7.
BUSINESS/TRADE NAME:
THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF EXISTING LAWS, RULES AND REGULATIONS
FAR EASTERN UNIVERSITY, INC.
FAR EASTERN UNIVERSITY, INC.
FOR THE YEAR
IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER, SHOULD AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.
THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT ONLY THE AFFECTED PAGE OF THE GIS THAT RELATES TO THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPORATE SECRETARY OF THE CORPORATION. THE PAGE OF THE GIS AND COVER LETTER SHALL BE SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURRED OR BECAME EFFECTIVE.
SUBMIT FOUR (4) COPIES OF THE GIS TO THE CENTRAL RECEIVING SECTION, GROUND FLOOR, SEC BLDG., EDSA, MANDALUYONG CITY. ALL COPIES SHALL UNIFORMLY BE ON A4 OR LETTER‐SIZED PAPER WITH A STANDARD COVER PAGE. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE. CORPORATIONS SUBMITTING A COPY OF THEIR GIS ONLINE OR VIA INTERNET SHALL SUBMIT ONE (1) HARD COPY OF THE GIS, TOGETHER WITH A CERTIFICATION UNDER OATH BY ITS CORPORATE SECRETARY THAT THE COPY SUBMITTED ONLINE CONTAINS THE EXACT DATA IN THE HARD COPY.
SEC REGISTRATION NUMBER:
11/11/1980 FISCAL YEAR END:
ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.
GENERAL INFORMATION SHEET (GIS)
FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS' MEETING.DO NOT LEAVE ANY ITEM BLANK.WRITE "N.A." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF THE INFORMATION IS NON‐EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHER THAN THAT STATED IN THE BY‐LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE ACTUAL DATE OF THE ANNUAL STOCKHOLDERS' MEETING.
STOCK CORPORATION
THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION.
================================ PLEASE PRINT LEGIBLY =====================================
DATE REGISTERED:
CORPORATE NAME:
WEBSITE/URL ADDRESS:
INDUSTRY CLASSIFICATION:
CORPORATE TAX IDENTIFICATION NUMBER (TIN)
DATE OF ANNUAL MEETING PER BYLAWS:
GEOGRAPHICAL CODE:
000225442 www.investors.feu.edu.ph 3rd Saturday of October
ACTUAL DATE OF ANNUAL MEETING:
PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN:
21Oct17
Nicanor Reyes Street, Sampaloc, Manila
PUNONGBAYAN & ARAULLO CHRISTOPHER M. FERAREZA
SEC ACCREDITATION NUMBER (if applicable):
COMPLETE BUSINESS ADDRESS:
ADDRESS
66675 538
Filinvest City, Alabang, Muntinlupa 10/F Pacific Star Bldg, Makati Ave., Makati City
1382 FEU High School, Inc.
121116
CS201412150 Nicanor Reyes Street, Sampaloc, Manila Nicanor Reyes Street, Sampaloc, Manila
FERN Realty Corporation
Roosevelt College, Inc.
NOTE: USE ADDITIONAL SHEET IF NECESSARY Far Eastern Univeristy
Juliana Management Co., Inc.
PARENT COMPANY
7350232
EDUCATION
FAX NUMBER:
COMPLETE PRINCIPAL OFFICE ADDRESS:
TELEPHONE NUMBER(S):
NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER:
EDUCATION
SEC Group A Acrreditation Partner No. 1185AR1 (until May 11, 2018) Firm No. 0002FR4 (until April 30,
2018)
538 May 31
Cainta, Rizal East Asia Computer Center, Inc.
Far Eastern CollegeSilang, Inc. CS200900434 MetroGate Silang Estates, Silang, Cavite CS201300136
FEU Alabang, Inc.
ASO92002797 P. Paredes Street, Sampaloc, Manila
================================ INTERCOMPANY AFFILIATIONS =======================================
Nicanor Reyes Street, Sampaloc, Manila
EMAIL ADDRESS:
c/o FEU Nicanor Reyes Street, Sampaloc, Manila ADDRESS
SEC REGISTRATION NO.
SUBSIDIARY/AFFILIATE SEC REGISTRATION NO.
7358686
_STOCK(v.2016) Page 1
A.
1.
a.
b.
c.
d.
e.
f.
g.
h.
i.
j.
k.
2.
a.
b. a.
c. b.
d.
e.
f Holding Companies
acting as a formation agent of juridical persons Company service providers which, as a business, provide any of the following services to third parties:
Professional Reinsurers Reinsurance Brokers
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
Please check the appropriate box:
Is the Corporation a covered person under the Anti Money Laundering Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)
acting as (or arranging for another person to act as) a director or corporate secretary of a company, a partner of a partnership, or a similar position in relation to other juridical persons
Insurance Brokers Foreign Exchage Dealers Money Changers Remittance Agents Electronic Money Issuers
Insurance Companies
Financial Institutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation, including their subsidiaries and affiliates.
Corporate Name:
Offshore Banking Units Quasi‐Banks
Trust Entities
Non‐Stock Savings and Loan Associations
4. Jewelry dealers in precious metals, who, as a business, trade in precious metals
5. Jewelry dealers in precious stones, who, as a business, trade in precious stone
6.
Banks
Pawnshops
Insurance Agents
Yes No
Yes No
GIS_STOCK(v.2016) 1-A
f.
g.
h. c.
i.
j.
3.
a. d.
b.
c. 7.
d. a.
e.
f. b.
g.
h. c.
i.
j.
k. d.
l.
m. 8.
n. Describe
nature of business:
B.
Entities administering of otherwise dealing in valuable objects Entities administering or otherwise dealing in cash Substitutes and other similar monetary instruments or property supervised and/or regulated by the Securities and Exchange Commission (SEC)
Mutual Funds or Open‐end Investment Companies Close‐end Investment Companies
Persons who provide any of the following services:
Holding Company Systems Pre‐need Companies
Common Trust Funds or Issuers and other similar entities Transfer Companies and other similar entities
Other entities administering or otherwise dealing in currency, commodities or financial derivatives based there on
Holding Companies
Educational Institution
management of bank, savings or securities accounts providing a registered office, business address or accommodation, correspondence or administrative address for a company, a partnership or any other legal person or arrangement
None of the above
acting as (or arranging for another person to act as) a nominee shareholder for another person
All Other Persons and entities supervised and/or regulated by the Insurance Commission (IC)
relation to other juridical persons
Securities Brokers Mutual Benefit Association
organization of contributions for the creation, operation or management of companies Securities Salesman
Securities Dealers
Other entities managing Securities or rendering similar services Investment Houses
Investment Agents and Consultants Trading Advisors
Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), recordkeeping, and submission of reports under the AMLA, as amended, since the last filing of its GIS?
creation, operation or management of juridical persons or arrangements, and buying and selling business entities
managing of client money, securities or other assets
Yes No
Yes No
GIS_STOCK(v.2016) 1-A
NUMBER OF SHARES
COMMON 20,000,000 100.00
TOTAL 20,000,000 TOTAL P
F I L I P I N O
NO. OF STOCK
HOLDERS
NUMBER OF SHARES
NUMBER OF SHARES IN THE HANDS OF THE
PUBLIC **
PAR/STATED
VALUE AMOUNT (PhP) % OF
OWNERSHIP
19 COMMON 10,966,498 100.00 1,096,649,800.00 66.56
1,454 COMMON 5,332,734 100.00 533,273,400.00 32.36
TOTAL 10,966,498 5,332,734 TOTAL P 1,629,923,200.00 98.92 F O R E I G N
(INDICATE BY NATIONALITY)
NO. OF STOCK
HOLDERS
NUMBER OF SHARES
NUMBER OF SHARES IN THE HANDS OF THE
PUBLIC **
PAR/STATED
VALUE AMOUNT (PhP) % OF OWNERSHIP AMOUNT (PhP) (No. of shares X Par/Stated Value)
2,000,000,000.00 TYPE OF SHARES *
TYPE OF SHARES * SUBSCRIBED CAPITAL
2,000,000,000.00
TYPE OF SHARES *
FAR EASTERN UNIVERSITY, INC.
GENERAL INFORMATION SHEET
STOCK CORPORATION
==================================== PLEASE PRINT LEGIBLY ==================================
CAPITAL STRUCTURE
PAR/STATED VALUE CORPORATE NAME:
AUTHORIZED CAPITAL STOCK
AMERICAN 23 COMMON 104,480 104,480 100.00 10,448,000.00 0.63
CANADIAN 4 COMMON 1,875 1,875 100.00 187,500.00 0.01
CHINESE 6 COMMON 5,762 5,762 100.00 576,200.00 0.03
AUSTRALIAN 7 COMMON 56,366 56,366 100.00 5,636,600.00 0.34
OTHERS 1 COMMON 9,308 9,308 100.00 930,800.00 0.06
TOTAL 177,791 TOTAL P 17,779,100.00 1.08
***1,647,702,300.00 100.00
F I L I P I N O
NO. OF STOCK
HOLDERS
NUMBER OF
SHARES AMOUNT (PhP) % OF
OWNERSHIP
1,473 COMMON 16,299,232 100.00 1,629,923,200.00 98.92
TOTAL 16,299,232 TOTAL P 1,629,923,200.00 98.92 F O R E I G N
(INDICATE BY NATIONALITY)
NO. OF STOCK
HOLDERS
NUMBER OF
SHARES AMOUNT (PhP) % OF
OWNERSHIP
AMERICAN 23 COMMON 104,480 100.00 10,448,000.00 0.63
CANADIAN 4 COMMON 1,875 100.00 187,500.00 0.01
CHINESE 6 COMMON 5,762 100.00 576,200.00 0.03
AUSTRALIAN 7 COMMON 56,366 100.00 5,636,600.00 0.34
OTHERS 1 COMMON 9,308 100.00 930,800.00 0.06
TOTAL 177,791 TOTAL P 17,779,100.00 1.08
TOTAL PAIDUP P ***1,647,702,300.00 100.00
Percentage of Foreign Equity :
TOTAL SUBSCRIBED P
TYPE OF SHARES *
NOTE: USE ADDITIONAL SHEET IF NECESSARY
** Other than Directors, Officers, Shareholders owning 10% of outstanding shares.
PAIDUP CAPITAL
PAR/STATED VALUE
PAR/STATED VALUE TYPE OF SHARES *
* Common, Preferred or other classification *** Net of Treasury Stock amounting to PHP3,733,100.00
GIS_STOCK (v.2016) Page 2
1,057
TYPE NUMBER AMOUNT (PhP)
% OF OWNER
SHIP
1. SEYREL INVESTMENT & REALTY CORP. Common 4,717,162 100.00 28.63%
Filipino
TOTAL 4,717,162 100.00
2. SYSMART CORPORATION Common 3,546,138 100.00 21.52%
Filipino
TOTAL 3,546,138 100.00
3. DESREY, INC. Common 1,318,464 100.00 8.00%
Filipino
TOTAL 1,318,464 100.00
4. PCD Nominee Corporation (Filipino) Common 749,845 100.00 4.55%
Filipino
TOTAL 749,845 100.00
5. ANGELINA D. PALANCA Common 531,873 100.00 3.23%
Filipino
TOTAL 531,873 100.00
6. SR. VICTORINA D. PALANCA Common 369,600 100.00 2.24%
Filipino
TOTAL 369,600 100.00
7. ICM SISTERS PHIL. MISSION BOARD Common 361,200 100.00
Filipino
TOTAL 361,200 100.00
70.36%
131,846,400.00
53,187,300.00
36,960,000.00
36,120,000.00 74,984,500.00
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS TOTAL AMOUNT OF SUBSCRIBED CAPITAL
TOTAL AMOUNT OF PAIDUP CAPITAL
2.19%
1,159,428,200.00
SHARES SUBSCRIBED NAME AND NATIONALITY
Php8,375,404,498.00
AMOUNT PAID (PhP)
471,716,200.00
354,613,800.00
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
TOTAL NUMBER OF STOCKHOLDERS:
STOCKHOLDER'S INFORMATION
CORPORATE NAME:
FAR EASTERN UNIVERITY, INC.
NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:
TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS:
1,514
GIS_STOCK (v.2016) Page 4
1,057
TYPE NUMBER AMOUNT (PhP)
% OF OWNER
SHIP
8. AURELIO R. MONTINOLA III Common 313,812 100.00 1.90%
Filipino
TOTAL
9. MARCO P. GUTANG Common 210,135 100.00 1.27%
Filipino
TOTAL
10. GONZAGA‐LOPEZ ENTERPRISES, INC. Common 201,828 100.00 1.22%
Filipino
TOTAL
11. AMON TRADING CORPORATION Common 191,764 100.00 1.16%
Filipino
TOTAL
12. JOMIBEL AGRICULTURAL DEV., CORP. Common 178,884 100.00 1.08%
Filipino
TOTAL
13. ZARE, INC. Common 83,361 100.00 0.50%
Filipino
TOTAL
14. ROSARIO P. MELCHOR Common 81,022 100.00 0.49%
Filipino
TOTAL
7.62%
NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:
GENERAL INFORMATION SHEET
STOCK CORPORATION
CORPORATE NAME:
FAR EASTERN UNIVERSITY, INC.
1,514
TOTAL NUMBER OF STOCKHOLDERS:
31,381,200.00 STOCKHOLDER'S INFORMATION
NAME AND NATIONALITY
TOTAL AMOUNT OF PAIDUP CAPITAL
19,176,400.00
17,888,400.00
8,336,100.00
Php8,375,404,498.00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.
8,102,200.00 21,013,500.00
20,182,800.00
==================================== PLEASE PRINT LEGIBLY ==================================
TOTAL AMOUNT OF SUBSCRIBED CAPITAL
SHARES SUBSCRIBED
126,080,600.00 AMOUNT PAID
(PhP) TOTAL ASSETS BASED ON LATEST AUDITED FS:
GIS_STOCK (v.2016) Page 5
1,057
TYPE NUMBER AMOUNT (PhP)
% OF OWNER
SHIP
15. JUAN MIGUEL R. MONTINOLA Common 75,144 100.00 0.46%
Filipino
TOTAL
75,144 100.00
16. ROSARIO PANGANIBAN‐ MELCHOR Common 73,552 100.00 0.45%
Filipino
TOTAL
73,552 100.00
17. GIANNA R. MONTINOLA Common 72,626 100.00 0.44%
Filipino
TOTAL
72,626 100.00
18. ANTONIO R. MONTINOLA Common 72,412 100.00 0.44%
Filipino
TOTAL
72 412 100 00
CORPORATE NAME: FAR EASTERN UNIVERSITY, INC.
TOTAL NUMBER OF STOCKHOLDERS: 1,514
TOTAL ASSETS BASED ON LATEST AUDITED FS: Php 8,375,404,498.00
NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:
AMOUNT PAID (PhP)
7,241,200.00 7,262,600.00 7,514,400.00
7,355,200.00
GENERAL INFORMATION SHEET
STOCK CORPORATION
==================================== PLEASE PRINT LEGIBLY ==================================
STOCKHOLDER'S INFORMATION SHARES SUBSCRIBED NAME AND NATIONALITY
72,412 100.00
19. CONSORCIA P. REYES Common 66,085 100.00 0.40%
Filipino
TOTAL
66,085 100.00
20. THE CARIDAD I. SANTOS GIFTING TRUST Common 55,944 100.00 0.34%
American
TOTAL
55,944 100.00
21. OTHERS (Indicate the number of the remaining
stockholders) Common 3,206,172 100.00 19.46%
1,494
TOTAL
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. *Net of Treasury stock amounting to PHP3,733,100.00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS TOTAL AMOUNT OF SUBSCRIBED CAPITAL
TOTAL AMOUNT OF PAIDUP CAPITAL *1,647,702,300.00
320,617,200.00 6,608,500.00
5,594,400.00
GIS_STOCK (v.2016) Page 6
CORPORATE NAME:
1.
1.1 1.2 1.3 1.4 1.5 2.
3.
4.
AMOUNT (PhP) DATE OF BOARD RESOLUTION
2,368,157,973.00 4/17/2012
938,509,824.00 250,806,551.00
4/17/2012
TREASURY SHARES
NO. OF SHARES % AS TO THE TOTAL NO. OF SHARES ISSUED
37,331 0.23
UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR P1,366,235,419 STOCKS
BONDS/COMMERCIAL PAPER (Issued by Private Corporations)
LOANS/ CREDITS/ ADVANCES
GOVERNMENT TREASURY BILLS 4/17/2012
4/17/2012
NONE N/A
INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:)
413,651,744.00 449,740,573.00
DATE OF BOARD RESOLUTION
DATE OF STOCKHOLDERS
RATIFICATION N/A
GENERAL INFORMATION SHEET
STOCK CORPORATION PLEASE PRINT LEGIBLY
4/17/2012
OTHERS
INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION
FAR EASTERN UNIVERSITY, INC.
5. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:
5.1 CASH 5.2 STOCK 5.3 PROPERTY 6.
TOTAL ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING FISCAL
YEAR (in PhP)
P38,931,575.95
TOTAL NO. OF OFFICERS
University Officials 13 Administration Officials
55
TOTAL NO. OF RANK &
FILE EMPLOYEES NonTeaching:
Supervisor 47, Rank & File 228 Teaching:
Lecturer 566 Regular 239 19Apr93
Certificate of Permit to Offer
Securities for Sale NONE
DATE ISSUED: N/A
SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY:
NAME OF AGENCY: SEC B S P I C
TYPE OF LICENSE/REGN.
NONE P362,494,506
6/21/2016 & 2/21/2017 N/A
N/A TOTAL
TYPE OF DIVIDEND
P362,494,506 NONE
AMOUNT (PhP) DATE DECLARED
DATE NO. OF SHARES AMOUNT
DATE STARTED N/A OPERATIONS:
1933 (First Registration)
111180 (Second Registration) N/A N/A
NONE N/A
NONE
TOTAL MANPOWER COMPLEMENT
1,148 ADDITIONAL SHARES ISSUED DURING THE PERIOD:
N/A
NOTE: USE ADDITIONAL SHEET IF NECESSARY
GIS_STOCK (v.2016) Page 7
