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Copyright © 2005, S. K. Mitra

Digital Processing of Continuous

Continuous- -Time Signals Time Signals

• Digital processing of a continuous-time signal involves the following basic steps:

(1) Conversion of the continuous-time signal into a discrete-time signal,

(2) Processing of the discrete-time signal, (3) Conversion of the processed discrete- time signal back into a continuous-time signal

2

Copyright © 2005, S. K. Mitra

Digital Processing of Digital Processing of Continuous

Continuous- -Time Signals Time Signals

• Conversion of a continuous-time signal into digital form is carried out by ananalog-to- digital(A/D)converter

• The reverse operation of converting a digital signal into a continuous-time signal is performed by a digital-to-analog(D/A) converter

3

Copyright © 2005, S. K. Mitra

Digital Processing of Digital Processing of Continuous

Continuous- -Time Signals Time Signals

• Since the A/D conversion takes a finite amount of time, asample-and-hold(S/H) circuitis used to ensure that the analog signal at the input of the A/D converter remains constant in amplitude until the conversion is complete to minimize the error in its representation

4

Copyright © 2005, S. K. Mitra

Digital Processing of Digital Processing of Continuos

Continuos- -Time Signals Time Signals

• To prevent aliasing, an analoganti-aliasing filteris employed before the S/H circuit

• To smooth the output signal of the D/A converter, which has a staircase-like waveform, an analogreconstruction filter is used

5

Copyright © 2005, S. K. Mitra

Digital Processing of Digital Processing of Continuous

Continuous- -Time Signals Time Signals

Complete block-diagram

• Since both the anti-aliasing filter and the reconstruction filter are analog lowpass filters, we review first the theory behind the design of such filters

• Also, the most widely used IIR digital filter design method is based on the conversion of an analog lowpass prototype

Anti- aliasing

filter S/H A/D processorDigital D/A Reconstruction filter

6

Copyright © 2005, S. K. Mitra

Sampling of Continuous

Sampling of Continuous- -Time Time Signals

Signals

• As indicated earlier, discrete-time signals in many applications are generated by

sampling continuous-time signals

• We have seen earlier that identical discrete- time signals may result from the sampling of more than one distinct continuous-time function

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7

Copyright © 2005, S. K. Mitra

Sampling of Continuous

Sampling of Continuous- -Time Time Signals

Signals

• In fact, there exists an infinite number of continuous-time signals, which when sampled lead to the same discrete-time signal

• However, under certain conditions, it is possible to relate a unique continuous-time signal to a given discrete-time signal

8

Copyright © 2005, S. K. Mitra

Sampling of Continuous

Sampling of Continuous- -Time Time Signals

Signals

• If these conditions hold, then it is possible to recover the original continuous-time signal from its sampled values

• We next develop this correspondence and the associated conditions

9

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Let be a continuous-time signal that is sampled uniformly at t= nT, generating the sequence g[n]where

with Tbeing the sampling period

• The reciprocal of Tis called the sampling frequency , i.e.,

<

<

=g nT n

n

g[ ] a( ), )

(t ga

T T

F =1 FT

10

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Now, the frequency-domain representation of is given by its continuos-time Fourier transform (CTFT):

• The frequency-domain representation of g[n]

is given by its discrete-time Fourier transform (DTFT):

) ga(t

dt e t g j

Ga( Ω)=

a() jt

=−∞ ω

ω = n j n

j g n e

e

G( ) [ ]

11

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• To establish the relation between and , we treat the sampling operation mathematically as a multiplication of by aperiodic impulse trainp(t):

∑δ −

=

−∞

= n

nT t t

p() ( )

) (ejω G

) (jGa

×

) (t

ga gp(t)

) (t p

) (t ga

12

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

p(t) consists of a train of ideal impulses with a periodTas shown below

• The multiplication operation yields an impulse train:

∑ δ −

=

=

−∞

=

n a

a

p t g t p t g nT t nT

g () () () ( ) ( )

(3)

13

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• is a continuous-time signal consisting of a train of uniformly spaced impulses with the impulse att= nTweighted by the sampled value of at that instant

) (t gp

) ga(nT ga(t)

14

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Frequency Domain Frequency Domain

• There are two different forms of :

• One form is given by the weighted sum of the CTFTs of :

• To derive the second form, we make use of the Poisson’s formula:

where and is the CTFT of

) (jGp

) (tnT δ

=−∞

=

n a j nT

p j g nT e

G ( ) ( )

T =2π/T

t jk

k T

n t nT T =−∞ jk e T

=−∞ = ∑ Φ Ω

∑ φ( + ) 1 ( )

) ( Ω Φ j )

φ(t

15

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Fort= 0 reduces to

• Now, from the frequency shifting property of the CTFT, the CTFT of is given by

t jk

k T

n t nT T =−∞ jk e T

=−∞ = ∑ Φ Ω

∑ φ( + ) 1 ( )

) ( )

( = ∑ Φ Ω

=−∞φ k=−∞ T

n nT T1 jk

t j at e g () Ψ ))

( (j Ω+Ψ Ga

16

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Substituting in we arrive at

• By replacing with Ωin the above equation we arrive at the alternative form of the CTFT of

∑ Ω +Ψ

n=−∞ Ψ =T k=−∞ a T nT

j

a nT e G j k

g ( ) 1 ( ( ))

) ( )

( = ∑ Φ Ω

=−∞φ k=−∞ T

n nT T1 jk

Ψ

t j at e g

t = Ψ

φ() ()

) (t gp ) (jGp

17

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• The alternative form of the CTFT of is given by

• Therefore, is a periodic function of Ωconsisting of a sum of shifted and scaled replicas of , shifted by integer multiples of and scaled by

( )

−∞

=

− Ω

= Ω

k

T T a

p j G j k

G ( ) 1 ( )

) (jGp

) (jGa

T

T 1

) gp(t

18

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• The term on the RHS of the previous equation fork= 0 is the basebandportion of , and each of the remaining terms are the frequency translated portions of

• The frequency range

• is called thebasebandorNyquist band )

(jGp

) (jGp

2 2

T

T

Ω≤

(4)

19

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Assume is a band-limited signal with a CTFT as shown below

• The spectrum of p(t)having a sampling period is indicated below

) (t ga

) (jGa

T

T =)2π (jP

20

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Two possible spectra of are shown below

) (jGp

21

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• It is evident from the top figure on the previous slide that if , there is no overlap between the shifted replicas of generating

• On the other hand, as indicated by the figure on the bottom, if , there is an overlap of the spectra of the shifted replicas of generating

) (jGa )

(jGp

) (jGp )

(jGa

m T > Ω Ω 2

m T < Ω Ω 2

22

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

If , can be recovered exactly from by passing it through an ideal lowpass filter with a gain Tand a cutoff frequency greater than and less than as shown below

m T > Ω Ω 2 ga(t)

) (t gp

) (jHr

c

mT −Ωm

23

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• The spectra of the filter and pertinent signals are shown below

24

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• On the other hand, if , due to the overlap of the shifted replicas of , the spectrum cannot be separated by filtering to recover because of the distortion caused by a part of the replicas immediately outside the baseband folded back oraliasedinto the baseband

m T < Ω Ω 2

) (jGa )

(jGa

) (jGa

(5)

25

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Frequency Domain Frequency Domain

Sampling theorem-Let be a band- limited signal with CTFT for

• Then is uniquely determined by its samples , if

where

) (t ga

0 ) (jΩ = Gam

>

) (t ga

) (nT

ga −∞≤n≤∞

m T ≥ Ω Ω 2

T =2π/T

26

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• The condition is often referred to as the Nyquist condition

• The frequency is usually referred to as thefolding frequency2

T m T ≥ Ω Ω 2

27

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Given , we can recover exactly by generating an impulse train

and then passing it through an ideal lowpass filter with a gain Tand a cutoff frequency satisfying

=−∞ δ −

= n a

p t g nT t nT

g () ( ) ( )

)}

(

{ga nT ga(t)

) (jHr

c

(

T m

)

c

m<Ω < Ω −Ω Ω

28

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• The highest frequency contained in is usually called theNyquist frequency since it determines the minimum sampling frequency that must be used to fully recover from its sampled version

• The frequency is called the Nyquist rate

m

m T = Ω Ω 2

) (t ga

m

2

) (t ga

29

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

Oversampling-The sampling frequency is higher than the Nyquist rate

Undersampling-The sampling frequency is lower than the Nyquist rate

Critical sampling-The sampling frequency is equal to the Nyquist rate

• Note:A pure sinusoid may not be recoverable from its critically sampled version

30

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• In digital telephony, a3.4 kHz signal bandwidth is acceptable for telephone conversation

• Here, a sampling rate of8 kHz, which is greater than twice the signal bandwidth, is used

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31

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• In high-quality analog music signal

processing, a bandwidth of20 kHz has been determined to preserve the fidelity

• Hence, in compact disc (CD) music

systems, a sampling rate of44.1 kHz, which is slightly higher than twice the signal bandwidth, is used

32

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Example -Consider the three continuous- time sinusoidal signals:

• Their corresponding CTFTs are:

) 6 cos(

)

1(t t

g = π

) 14 cos(

)

2(t t

g = π

) 26 cos(

)

3(t t

g = π

)]

26 ( ) 26 ( [ )

3(jΩ =πδ Ω− π +δΩ+ π G

)]

14 ( ) 14 ( [ )

2(jΩ =πδΩ− π +δ Ω+ π G

)]

6 ( ) 6 ( [ )

1(jΩ =πδΩ− π +δ Ω+ π G

33

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• These three transforms are plotted below

34

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• These continuous-time signals sampled at a rate ofT= 0.1 sec, i.e., with a sampling frequency rad/sec

• The sampling process generates the

continuous-time impulse trains, , , and

• Their corresponding CTFTs are given by π

= ΩT 20

)

1 (t g p )

2 (t

g p g3p(t)

(

( )

)

, 1 3

10 )

( Ω =

=−∞ l Ω− Ω ≤l≤

lp j k G j k T

G

35

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Plots of the 3CTFTs are shown below

36

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• These figures also indicate by dotted lines the frequency response of an ideal lowpass filter with a cutoff at and a gainT= 0.1

• The CTFTs of the lowpass filter output are also shown in these three figures

• In the case of , the sampling rate satisfies the Nyquist condition, hence no aliasing

π

= Ω

=

c T/2 10

)

1(t g

(7)

37

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Moreover, the reconstructed output is precisely the original continuous-time signal

• In the other two cases, the sampling rate does not satisfy the Nyquist condition, resulting in aliasing and the filter outputs are all equal tocos(6πt)

38

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Frequency Domain Frequency Domain

• Note:In the figure below, the impulse appearing atΩ= 6πin the positive

frequency passband of the filter results from the aliasing of the impulse in at

• Likewise, the impulse appearing atΩ= 6π in the positive frequency passband of the filter results from the aliasing of the impulse in at

)

2(jΩ π G

= Ω 14

π

= Ω 26 )

3(jG

39

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• We now derive the relation between the DTFT ofg[n] and the CTFT of

• To this end we compare with

and make use of

) (t gp

=−∞ ω

ω = n j n

j g n e

e

G( ) [ ]

=−∞

=

n a j nT

p j g nT e

G ( ) ( )

<

<

=g nT n n

g[ ] a( ),

40

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Observation:We have

or, equivalently,

• From the above observation and

p T

j G j

e

G( ω)= ( Ω)=ω/

T p j Gej

G ( Ω)= ( ω)ω=

( )

−∞

= Ω− Ω

= Ω

k

T T a

p j G j k

G ( ) 1 ( )

41

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

we arrive at the desired result given by

k a T T

T

j G j jk

e G

/

1 ( )

) (

ω

=

−∞

=

ω = ∑ Ω− Ω

)

1 ∑ ( − Ω

=

−∞

=

ω

k a T T

T G j jk

)

( 2

1 ∑ −

=

−∞

=

π ω

k T

k a T

T G j j

42

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• The relation derived on the previous slide can be alternately expressed as

• From or from

it follows that is obtained from by applying the mapping

∑ Ω− Ω

= =−∞

k a T

T T

j G j jk

e

G( ) 1 ( )

p T

j G j

e

G( ω)= ( Ω)=ω/ T p j G ej

G ( Ω)= ( ω)ω=

T

=ω

Gp(jΩ) )

(ejω G

(8)

43

Copyright © 2005, S. K. Mitra

Effect of Sampling in the Effect of Sampling in the

Frequency Domain Frequency Domain

• Now, the CTFT is a periodic function ofΩwith a period

• Because of the mapping, the DTFT is a periodic function ofωwith a period2π

) (jGp

) (ejω G

T =2π/T

44

Copyright © 2005, S. K. Mitra

Recovery of the Analog Signal Recovery of the Analog Signal

• We now derive the expression for the output of the ideal lowpass reconstruction filter as a function of the samples g[n]

• The impulse response of the lowpass reconstruction filter is obtained by taking the inverse DTFT of :

) (jHr ) (t g^a

) (jHr

⎩⎨⎧

= Ω) (j Hr

c

T c

>

Ω Ω

≤ Ω , 0

, ) (t hr

45

Copyright © 2005, S. K. Mitra

Recovery of the Analog Signal Recovery of the Analog Signal

• Thus, the impulse response is given by

• The input to the lowpass filter is the impulse train :

π

π Ω Ω= Ω

= c

ce d

d e j H t

hr r j t T j t

2 2

1 ( )

) (

∞ Ω −

= Ω t

t t

T c ,

2 /

) sin(

=−∞ δ −

= n

p t g n t nT

g () [ ] ( )

) (t gp

46

Copyright © 2005, S. K. Mitra

Recovery of the Analog Signal Recovery of the Analog Signal

• Therefore, the output of the ideal lowpass filter is given by:

• Substituting in the above and assuming for simplicity

, we get ) (t g^a

−∞

=

=

=

n

r p

r

a t h t g t g nh t nT

g^ () ()* () [ ] ( ) ) 2 / /(

) sin(

)

(t t t

hr = ΩcT

T T

c=Ω /2=π/ Ω

) (t g^a

−∞

= π −

= π

n t nT T

T nT n t

g ( )/

] / ) ( ]sin[

[

47

Copyright © 2005, S. K. Mitra

Recovery of the Analog Signal Recovery of the Analog Signal

• The ideal bandlimited interpolation process is illustrated below

48

Copyright © 2005, S. K. Mitra

Recovery of the Analog Signal Recovery of the Analog Signal

• It can be shown that when in

and for

• As a result, from we observe

for all integer values of rin the range

2 /

)

) sin(

( t

t

r T

t c

h

=

2

T/

c=Ω Ω 1

) 0

( =

hr hr(nT)=0 n≠0 )

(t

g^a

=−∞ π

= n π

T nT t

T nT

n t

g ( )/

] / ) (

]sin[

[

) ( ] [ )

(rT g r g rT

ga = = a

<

<

r

(9)

49

Copyright © 2005, S. K. Mitra

Recovery of the Analog Signal Recovery of the Analog Signal

• The relation

holds whether or not the condition of the sampling theorem is satisfied

• However, for all values of tonly if the sampling frequency satisfies the condition of the sampling theorem

) ( ] [ )

(rT g r g rT g^a = = a

) ( ) (rT g rT g^a = a

T

50

Copyright © 2005, S. K. Mitra

Implication of the Sampling Process

Process

• Consider again the three continuous-time signals: , , and

• The plot of the CTFT of the sampled version of is shown below

) 6 cos(

)

1(t t

g = π g2(t)=cos(14πt) )

26 cos(

)

3(t t

g = π

)

1(t g )

1 (t gp

)

1 (jGp

51

Copyright © 2005, S. K. Mitra

Implication of the Sampling Implication of the Sampling

Process Process

• From the plot, it is apparent that we can recover any of its frequency-translated versions outside the baseband by passing through an ideal analog bandpass filter with a passband centered at

] ) 6 20 cos[( k± πt

)

1 (t gp

π

±

=

Ω (20k 6)

52

Copyright © 2005, S. K. Mitra

Implication of the Sampling Implication of the Sampling

Process Process

• For example, to recover the signalcos(34πt), it will be necessary to employ a bandpass filter with a frequency response

where∆is a small number

⎩⎨⎧

= Ω) (j Hr

otherwise ,

0

) 34 ( )

34 ( , 1 .

0 −∆ π≤Ω≤ +∆ π

53

Copyright © 2005, S. K. Mitra

Implication of the Sampling Implication of the Sampling

Process Process

• Likewise, we can recover the aliased baseband componentcos(6πt)from the sampled version of either or by passing it through an ideal lowpass filter with a frequency response:

⎩⎨⎧

= Ω) (j Hr

otherwise ,

0

) 6 ( )

6 ( , 1 .

0 −∆π≤Ω≤ +∆ π

)

2 (t

g p g3p(t)

54

Copyright © 2005, S. K. Mitra

Implication of the Sampling Implication of the Sampling

Process Process

• There is no aliasing distortion unless the original continuous-time signal also contains the componentcos(6πt)

• Similarly, from either or we can recover any one of the frequency- translated versions, including the parent continuous-time signal or as the case may be, by employing suitable filters

)

2 (t

g p g3p(t)

)

3(t g )

2(t g

(10)

55

Copyright © 2005, S. K. Mitra

Sampling of

Sampling of Bandpass Bandpass Signals Signals

• The conditions developed earlier for the unique representation of a continuous-time signal by the discrete-time signal obtained by uniform sampling assumed that the continuous-time signal is bandlimited in the frequency range from dc to some frequency

• Such a continuous-time signal is commonly referred to as a lowpass signal

m

56

Copyright © 2005, S. K. Mitra

Sampling of

Sampling of Bandpass Bandpass Signals Signals

• There are applications where the continuous- time signal is bandlimited to a higher frequency range with

• Such a signal is usually referred to as the bandpass signal

• To prevent aliasing a bandpass signal can of course be sampled at a rate greater than twice the highest frequency, i.e. by ensuring

H T ≥ Ω Ω 2

H L≤Ω≤Ω

Ω ΩL>0

57

Copyright © 2005, S. K. Mitra

Sampling of

Sampling of Bandpass Bandpass Signals Signals

• However, due to the bandpass spectrum of the continuous-time signal, the spectrum of the discrete-time signal obtained by sampling will have spectral gaps with no signal components present in these gaps

• Moreover, if is very large, the sampling rate also has to be very large which may not be practical in some situations

H

58

Copyright © 2005, S. K. Mitra

Sampling of

Sampling of Bandpass Bandpass Signals Signals

• A more practical approach is to use under- sampling

• Let define the bandwidth of the bandpass signal

• Assume first that the highest frequency contained in the signal is an integer multiple of the bandwidth, i.e.,

H L

H−Ω Ω

=

∆Ω

(∆Ω)

= ΩH M

59

Copyright © 2005, S. K. Mitra

Sampling of

Sampling of Bandpass Bandpass Signals Signals

• We choose the sampling frequency to satisfy the condition

which is smaller than , the Nyquist rate

• Substitute the above expression for in ΩH

2

T

T MH

=

∆Ω

=

Ω 2( ) 2

T

( )

−∞

=

− Ω

= Ω

k

T T a

p j G j k

G ( ) 1 ( )

60

Copyright © 2005, S. K. Mitra

Sampling of

Sampling of Bandpass Bandpass Signals Signals

• This leads to

• As before, consists of a sum of and replicas of shifted by integer multiples of twice the bandwidth∆Ωand scaled by1/T

• The amount of shift for each value ofk ensures that there will be no overlap between all shifted replicas no aliasing

( )

∑∞ −∞= Ω− ∆Ω

=

k G j j k

j

G a

p( ) T1 2 ( )

) (jGp

) (jGa

) (jGa

(11)

61

Copyright © 2005, S. K. Mitra

Sampling of

Sampling of Bandpass Bandpass Signals Signals

• Figure below illustrate the idea behind

) (j Ga

0 L

H

L H

) (j Gp

0 L

H

L H

62

Copyright © 2005, S. K. Mitra

Sampling of Signals

• As can be seen, can be recovered from by passing it through an ideal

bandpass filter with a passband given by and a gain ofT

• Note:Any of the replicas in the lower frequency bands can be retained by passing

through bandpass filters with

passbands ,

providing a translation to lower frequency ranges

) (t ga )

(t gp

H L≤Ω≤Ω Ω

) (t gp

) ( )

(∆Ω ≤Ω≤Ω − ∆Ω

L k H k

1 1≤kM

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