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3.3 Model Development

3.3.1 Methodology for productivity estimation of academic departments

Since most of the criteria to be evaluated are human intensive, the results are based on personal judgments and are therefore subjective (Shahroudi & Rouydel, 2012). One such example of subjectivity or personal judgment is: โ€˜rate this research publication in terms of poor, good or excellentโ€™. In this study, all subjective evaluation criteria will be referred to as intangibles. An academic department will also have objective criteria that require evaluation. One such example is: โ€˜how many hours do you lecture per week?โ€™ In this study, the objective criteria will be referred to as tangibles.

The methodology for the productivity estimation model is diagrammatically depicted in the flowchart (Figure 3-2). The steps on the methodology are discussed below the flowchart.

53

MCDM problem is identified, that is, the academic productivity estimation problem

Construct hierarchy structure

Set up reference scale according to management decisions

What kinds of sub-criteria?

Management sets up fuzzy sets for different levels

Attain fuzzy numbers by direct estimates, using historical data and the geometric mean method

Determine sub-score using triangular fuzzy number

Develop fuzzy judgment matrix

The fuzzy weight vector is determined using linguistic terms

Use fuzzy TOPSIS method Quantitative

(tangible) sub-criteria

Qualitative (Intangible) sub-criteria

The fuzzy performance matrix is determined by synthesizing the fuzzy judgment matrix with the fuzzy weight vector

Select optimal solution from the alternatives What kind of information is

required?

Selection and ranking Queries, reports,

comparisons, etc,

Defuzzify fuzzy performance matrix

Obtain crisp data

Output the information

Interpret the output

The fuzzy comparison matrix is attained for each decision-maker

The Consistency Ratio is calculated and revisions of fuzzy comparison matrix are done (if necessary)

The criteria are ranked according to importance intensity using BNP values

Figure 3-2: Methodology for productivity estimation for academic staff

54

Each step of the methodology (Figure 3-2) is discussed below:

1. Problem Identification:

This step of the development (problem identification) was completed in section 3.2 using design science research methodology.

2. The development of the hierarchical structure:

The general structure for the productivity estimation hierarchy is depicted in Figure 3-3.

The evaluation for the MCDM problem is bottom-up with the alternatives in the lowest level and the sub-criteria immediately above the alternatives. Each alternative is firstly measured using the sub-criteria. Each criterion (that is, each key performance attributes) combines with the sub- scores in order to attain the overall goal. An example of a criterion is ๐ถ1and an example of a sub-criterion is ๐ถ11as indicated in Figure 3-3.

3. Identify tangible and intangible operational indicators:

When estimating productivity of academic staff or an academic department as a whole, the attributes to be measured lend themselves more to a qualitative rather than a quantitative evaluation. As a result, most of the attributes to be measured are intangible. However, there are some tangible attributes (or quantitative attributes) that require evaluation. The artifact development will also show how tangible and intangible sub-criteria are handled in the AHP (sun, 2010).

Problem

๐ถ1 ๐ถ2 ๐ถ๐‘˜

๐ถ11 Goal

Criteria

Sub-criteria ๐ถ12 โ€ฆ ๐ถ1๐‘1 ๐ถ๐‘–1 ๐ถ๐‘–2 ๐ถ๐‘–๐‘๐‘– ๐ถ๐‘˜1 ๐ถ๐‘˜2 ๐ถ๐‘˜๐‘๐‘˜

.

โ€ฆ .

โ€ฆ .

โ€ฆ .

โ€ฆ .

Figure 3-3: The General AHP Hierarchy Structure

55 4. Evaluate the tangible sub-criteria

The ratings of alternatives are fuzzy numbers and are measured using the sub-criteria. Sub- criteria that are tangible (that is, with precise ratings) have to therefore be normalised into fuzzy numbers. Ding (2011) therefore two methods of converting the tangible sub-criteria into fuzzy numbers. The first method involves using the triangular fuzzy numbers directly if the sub- criteria can be appropriately estimated. For example, if the average teaching load of an academic is 10 lectures per week, with a minimum of 6 lectures and a maximum of 14 lectures, then this value (10) can be subjectively represented using triangular fuzzy numbers as (6, 10, 14). The second approach uses historical data. Let ๐‘ฅ1, ๐‘ฅ1,โ€ฆ, ๐‘ฅ๐‘˜ represent H (that is, the average number of hours for community engagement) for k periods, then the geometric mean method can be used to express ๐ปas a fuzzy number (๐ฟ, ๐‘€, ๐‘ˆ), where:

(3.1) L = ๐‘š๐‘–๐‘›

๐‘– {๐‘ฅ๐‘–} , M = [โˆ๐‘˜๐‘–=1 ๐‘ฅ๐‘–]1/๐‘˜ and U = ๐‘š๐‘Ž๐‘ฅ

๐‘– {๐‘ฅ๐‘–}

For example if the 4 historical data available for H with respect to an alternative (such as A1) are 8, 12, 13, and 10, then after evaluation, the fuzzy triangular number is (8,4โˆš8X10X12X13, 13)

= (8, 10.57,13).

5. Evaluate the intangible sub-criteria

Intangible sub-criteria lend themselves more to a qualitative rather than a quantitative evaluation.

These sub-criteria are difficult to evaluate because they are imprecise and vague. As a result, the evaluation is reliant on human judgment and decision-makers will have many diverse viewpoints for an alternative. A panel or a group with subjective judgments normally carries out the evaluation of an academic department. Therefore, in order to attain a more consistent outcome, a group decision method is proposed. Each decision-maker (๐ท๐‘) grades each alternative (๐ด๐‘–) on the same sub-criteria (๐ถ๐‘—๐‘˜). This approach enables an alternative (๐ด๐‘–) to attain many grades (๐บฬƒ๐‘–๐‘—๐‘˜๐‘) from all the decision-makers (Tsaur et al., 2002). The matrix below shows the group decision method using intangible sub-criteria.

56

[

๐‘ซ๐Ÿ ๐‘ซ๐Ÿ โ€ฆ ๐‘ซ๐’•

๐‘จ๐Ÿ ๐บฬƒ1๐‘—๐‘˜1 ๐บฬƒ1๐‘—๐‘˜2 โ€ฆ ๐บฬƒ1๐‘—๐‘˜๐‘ก ๐‘จ๐Ÿ ๐บฬƒ2๐‘—๐‘˜1 ๐บฬƒ2๐‘—๐‘˜2 โ€ฆ ๐บฬƒ2๐‘—๐‘˜๐‘ก

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘จ๐’ ๐บฬƒ๐‘›๐‘—๐‘˜1 ๐บฬƒ๐‘›๐‘—๐‘˜2 โ€ฆ ๐บฬƒ๐‘›๐‘—๐‘˜๐‘ก]

โ‹ฑโ‹ฑ

A grade of alternate i with respect to decision-maker p on a sub-criterion jk is represented by(๐บฬƒ๐‘–๐‘—๐‘˜๐‘). The fuzzy number (๐บฬƒ๐‘–๐‘—๐‘˜) from (๐บฬƒ๐‘–๐‘—๐‘˜๐‘) represent the sub-score of alternative i with respect to the sub-criterion ๐‘—๐‘˜. The fuzzy number (๐บฬƒ๐‘–๐‘—) represent a score of alternate i with respect to criterion ๐‘—. Each element in the matrix has the subscript ๐‘—๐‘˜ that indicates that the same sub-criterion is being evaluated by all decision-makers (๐ท๐‘ก) for each alternative (๐ด๐‘›) under the criteria j (Tsaur et al., 2002). With(๐บฬƒ๐‘–๐‘—๐‘˜๐‘), a fuzzy number for an intangible sub-criterion can be composed as follows: Let L, M, and U represent the lower middle and upper limits of a triangular fuzzy number. The lowest (L) and highest (U) score of all ๐‘ decision-makers are taken as the lower and upper limits respectively. The middle value (M) between the lowest and highest is calculated. The fuzzy number for an intangible sub-criterion can therefore be derived as follows (Tsaur et al., 2002):

(3.2) (๐บฬƒ๐‘–๐‘—๐‘˜๐‘) = (๐ฟ๐‘–๐‘—๐‘˜๐‘, ๐‘€๐‘–๐‘—๐‘˜๐‘, ๐‘ˆ๐‘–๐‘—๐‘˜๐‘ )

(3.3) ๐ฟ๐‘–๐‘—๐‘˜ = min(๐ฟ๐‘–๐‘—๐‘˜๐‘) with ๐‘ = 1, 2, โ€ฆ , ๐‘ก

(3.4) ๐‘€๐‘–๐‘—๐‘˜ = (โˆ‘ ๐‘€๐‘–๐‘—๐‘˜๐‘

๐‘ก

๐‘=1 )

๐‘ with ๐‘ = 1, 2, โ€ฆ , ๐‘ก (3.5) ๐‘ˆ๐‘–๐‘—๐‘˜ = max(๐‘ˆ๐‘–๐‘—๐‘˜๐‘) with ๐‘– = 1, 2, โ€ฆ , ๐‘ก Therefore the fuzzy number for an intangible sub-criterion is represented as:

(3.6) (๐บฬƒ๐‘–๐‘—๐‘˜) = (๐ฟ๐‘–๐‘—๐‘˜, ๐‘€๐‘–๐‘—๐‘˜, ๐‘ˆ๐‘–๐‘—๐‘˜).

๐‘คโ„Ž๐‘’๐‘Ÿ๐‘’ ๐‘– = 1, 2, โ€ฆ , ๐‘›; ๐‘— = 1, 2, โ€ฆ , ๐‘š; ๐‘˜ = 1, 2, โ€ฆ , ๐‘ž; ๐‘ = 1, 2, โ€ฆ , ๐‘ก

57 6. The fuzzy judgment matrix is obtained:

This step will judge the alternatives by examining the scores of the criteria. The sub-scores for all sub-criteria (๐ถ๐‘—๐‘˜) belonging to the same criterion (๐ถ๐‘—) of each alternative (๐ด๐‘—) are added and are represented as(๐บฬƒ๐‘–๐‘—) (Tsaur et al., 2002). This process is carried out for every criterion that has sub-criteria. This calculation is derived as follows:

(3.7) ๐บฬƒ๐‘–๐‘— = โˆ‘๐‘ž ๐บฬƒ๐‘–๐‘—๐‘˜

๐‘˜=1 , ๐‘˜ = 1, 2, โ€ฆ , ๐‘ž

where q is the number of sub criteria for each criteria (๐ถ๐‘—). After applying this equation, the following decision matrix is derived (Sun, 2010):

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž ๐‘จ๐Ÿ ๐บฬƒ11 ๐บฬƒ12 โ€ฆ ๐บฬƒ1๐‘š ๐‘จ๐Ÿ ๐บฬƒ21 ๐บฬƒ22 โ€ฆ ๐บฬƒ2๐‘š

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘จ๐’ ๐บฬƒ๐‘›1 ๐บฬƒ๐‘›2 โ€ฆ ๐บฬƒ๐‘›๐‘š]

This matrix is then normalised so that the values can be matched with the weight vectors (the calculation of weights is discussed in step 7). The normalisation of each criterion (๐ถ๐‘—) is done using the following equation (Chen & Hwang, 1992; Tsaur et al., 2002):

(3.8) ๐‘Ž ฬƒ๐‘–๐‘— = ๐บฬƒ๐‘–๐‘—

โˆšโˆ‘๐‘› (๐บฬƒ๐‘–๐‘—)2 ๐‘–=1

2 and the normalised matrix is now:

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž ๐‘จ๐Ÿ ๐‘Žฬƒ11 ๐‘Žฬƒ12 โ€ฆ ๐‘Žฬƒ1๐‘š ๐‘จ๐Ÿ ๐‘Žฬƒ21 ๐‘Žฬƒ22 โ€ฆ ๐‘Žฬƒ2๐‘š

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘จ๐’ ๐‘Žฬƒ๐‘›1 ๐‘Žฬƒ๐‘›2 โ€ฆ ๐‘Žฬƒ๐‘›๐‘š]

The judgment score of alternate (๐ด๐‘–) with respect to (๐ถ๐‘—) is denoted by ๐‘Žฬƒ๐‘–๐‘—. 7. The fuzzy performance vector is determined:

The overall fuzzy performance vector is attained when each alternative takes all the criteria into consideration. This is achieved when the fuzzy judgment matrix is multiplied by the fuzzy weight vector. The fuzzy judgment matrix was derived in step 6 above. The fuzzy weight vector

A =

58

has to be determined. There are many methods that can be used to attain the fuzzy weight vector. The two most popular ones are the use of absolute values from a Saaty scale that can be converted into fuzzy numbers. The second technique is the geometric mean method (Osman et al., 2013). The first method is discussed in sections 7.1 and 7.2 below. The geometric mean method uses linguistics values of the decision-makers to evaluate the criteria. This method is discussed in section 7.3. Although both methods have been successfully implemented, the nature of the problem should be taken into consideration before deciding on which technique to adopt (Osman et al., 2013). If it can be determined that decision-makers can get a more objective trade-off among all the criteria, then the first method should be used, otherwise the second method should be used (Tseun-Ho et al., 2012).

7.1 The fuzzy weight vector is determined using a Saaty scale with absolute values The relative importance among the criteria is determined using a weight vector. This is achieved in the AHP with pair-wise comparisons of elements (based on human judgment) and is represented using precise values attained from a nominal scale such as the one indicated in Table 2-1 (Saaty, 2008). These precise values will be used to determine priorities or weights that will be used to select the best alternative. However, using precise values of individual decision- makers does not provide a credible evaluation of an intangible attribute. In order to address this deficiency, the scores of all decision-makers (a group decision method) based on triangular fuzzy numbers is proposed (Sun, 2010).

In order to achieve such triangular fuzzy numbers, a scale (see Table 2-1) with precise ratings to carry out pair-wise comparisons of the criteria is used. This is indicated as follows (Saaty, 2008):

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž

๐‘ช๐Ÿ ๐‘11๐‘ ๐‘12๐‘ โ€ฆ ๐‘1๐‘š๐‘ ๐‘ช๐Ÿ ๐‘21๐‘ ๐‘22๐‘ โ€ฆ ๐‘2๐‘š๐‘

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘ช๐’Ž ๐‘๐‘š1๐‘ ๐‘๐‘š2๐‘ โ€ฆ ๐‘๐‘š๐‘š๐‘]

If C1 represents โ€œteachingโ€ and C2 represents โ€œadministrationโ€ and using a value of 9 in a Saaty scale means that teaching is 9 times more important than administration. The converse means that administration is 9 times less important than teaching, that is, the value for (administration,

๐‘ซ๐’‘ =

59

teaching) is 19 (the reciprocal value). The โ€œequally preferredโ€ values are ๐‘11๐‘, ๐‘22๐‘,..., ๐‘๐‘š๐‘š๐‘ and will yield a value of 1. The above situation can be represented as follows (Sun, 2010): ๐‘๐‘—๐‘’๐‘

= ๐‘๐‘’๐‘—๐‘โˆ’1 if j โ‰  e and ๐‘๐‘—๐‘’๐‘ = 1 if j = e (j = 1, 2...m and e = 1, 2โ€ฆ.m) where a decision-maker ๐ท๐‘ measures the relative importance between criteria e and j. In order to attain triangular fuzzy numbers from all the decision makers, the following equations are used:

(3.9) ๐ฟ๐‘—๐‘’ = min(๐‘๐‘—๐‘’๐‘) with ๐‘ = 1, 2, โ€ฆ , ๐‘ก; ๐‘— = 1, 2, โ€ฆ , ๐‘š ๐‘Ž๐‘›๐‘‘ ๐‘’ = 1, 2, โ€ฆ , ๐‘š

(3.10) ๐‘€๐‘—๐‘’ = (โˆ‘ ๐‘๐‘—๐‘’๐‘

๐‘ก

๐‘=1 )

๐‘ with ๐‘ = 1, 2, โ€ฆ , ๐‘ก; ๐‘— = 1, 2, โ€ฆ , ๐‘š ๐‘Ž๐‘›๐‘‘ ๐‘’ = 1, 2, โ€ฆ , ๐‘š (3.11) ๐‘ˆ๐‘—๐‘’ = max(๐‘๐‘—๐‘’๐‘) with ๐‘ = 1, 2, โ€ฆ , ๐‘ก; ๐‘— = 1, 2, โ€ฆ , ๐‘š ๐‘Ž๐‘›๐‘‘ ๐‘’ = 1, 2, โ€ฆ , ๐‘š The fuzzy numbers are now represented as:

(3.12) (๐‘ฬƒ๐‘—๐‘’) = (๐ฟ๐‘—๐‘’, ๐‘€๐‘—๐‘’, ๐‘ˆ๐‘—๐‘’) , ๐‘— = 1, 2, โ€ฆ , ๐‘š; ๐‘’ = 1, 2, โ€ฆ , ๐‘š.

The score (๐‘ฬƒ๐‘—๐‘’) indicates the comprehensive judgment scores of all decision-makers regarding all the criteria and is represented in the matrix as:

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž ๐‘ช๐Ÿ ๐‘ฬƒ11 ๐‘ฬƒ12 โ€ฆ ๐‘ฬƒ1๐‘š ๐‘ช๐Ÿ ๐‘ฬƒ21 ๐‘ฬƒ22 โ€ฆ ๐‘ฬƒ2๐‘š

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘ช๐’Ž ๐‘ฬƒ๐‘š1 ๐‘ฬƒ๐‘š2 โ€ฆ ๐‘ฬƒ๐‘š๐‘š]

The purpose of using a Saaty scale (Table 2-1) is to show that the criteria have varying degrees of importance. It is therefore important to acquire weights or priorities (๐‘คฬƒ๐‘—) that correspond to a criterion (๐ถ๐‘—). The following equation is used to calculate these weights (Rana et al., 2012):

(3.13) ๐‘คฬƒj =

โˆ‘๐‘š ๐‘ฬƒ๐‘—๐‘’ ๐‘’=1

โˆ‘ โˆ‘๐‘š ๐‘ฬƒ๐‘—๐‘’

๐‘’=1 ๐‘š

๐‘—=1

, ๐‘— = 1, 2, โ€ฆ , ๐‘š ๐‘Ž๐‘›๐‘‘ ๐‘’ = 1, 2, โ€ฆ , ๐‘š

The criteria weights (๐‘คฬƒ๐‘—) collectively will make up the fuzzy weight vector ๐‘Š = (๐‘คฬƒ1,๐‘คฬƒ2, โ€ฆ ,๐‘คฬƒ๐‘š).

๐‘ซ =

60

7.2 Synthesize the fuzzy judgment matrix with the fuzzy weight vector:

The next step involves calculating the fuzzy performance matrix. However, before the fuzzy performance matrix is calculated, the pair-wise comparison matrix will have to be checked for inconsistencies in the decision-makers choices (Lee, 2010). Consistency checking is discussed in number 8 below. After the pair-wise comparison matrix has been checked for any consistencies (and revisions implemented), the fuzzy performance matrix is calculated by multiplying the fuzzy judgment matrix by the fuzzy weight vector. The fuzzy-judgment matrix provides an overall score of alternate ๐ด๐‘– with respect to criteria ๐ถ๐‘—. However, the relative weights between each criterion are not taken into consideration. The fuzzy judgment matrix and the fuzzy weight vector have to therefore be synthesized and this is done by multiplying each criterion weight ๐‘คฬƒ๐‘— to its corresponding criterion of the fuzzy judgment matrix as indicated

below (Lee, 2010).

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž

๐‘จ๐Ÿ ๐‘คฬƒ1๐‘Žฬƒ11 ๐‘คฬƒ2๐‘Žฬƒ12 โ€ฆ ๐‘คฬƒ๐‘š๐‘Žฬƒ1๐‘š ๐‘จ๐Ÿ ๐‘คฬƒ1๐‘Žฬƒ21 ๐‘คฬƒ2๐‘Žฬƒ22 โ€ฆ ๐‘คฬƒ๐‘š๐‘Žฬƒ2๐‘š

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘จ๐’ ๐‘คฬƒ1๐‘Žฬƒ๐‘›1 ๐‘คฬƒ2๐‘Žฬƒ๐‘›2 โ€ฆ ๐‘คฬƒ๐‘š๐‘Žฬƒ๐‘›๐‘š] =

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž ๐‘จ๐Ÿ โ„Žฬƒ11 โ„Žฬƒ12 โ€ฆ โ„Žฬƒ1๐‘š ๐‘จ๐Ÿ โ„Žฬƒ21 โ„Žฬƒ22 โ€ฆ โ„Žฬƒ2๐‘š

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘จ๐’ โ„Žฬƒ๐‘›1 โ„Žฬƒ๐‘›2 โ€ฆ โ„Žฬƒ๐‘›๐‘š]

The fuzzy performance score with alternate (๐ด๐‘–) corresponding to (๐ถ๐‘—) with fuzzy numbers (๐ฟ๐‘–๐‘—, ๐‘€๐‘–๐‘—, ๐‘ˆ๐‘–๐‘—) is denoted by โ„Žฬƒ๐‘–๐‘—. The overall fuzzy performance scores of each alternative with all criteria are represented by H.

7.3 The fuzzy weight vector is determined using linguistic values:

The first step involves constructing pair-wise comparison matrices among all the criteria as indicated below. These matrices indicate the judgment scores of all decision-makers regarding all the criteria. The decision-makers will use a linguistic scale (like the one depicted in Table 3- 1) to rate all the criteria.

H =

61

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž ๐‘ช๐Ÿ 1 ๐‘Žฬƒ12 โ€ฆ ๐‘Žฬƒ1๐‘š ๐‘ช๐Ÿ ๐‘Žฬƒ21 1 โ€ฆ ๐‘Žฬƒ2๐‘š

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘ช๐’Ž ๐‘Žฬƒ๐‘š1 ๐‘Žฬƒ๐‘š2 โ€ฆ 1 ] =

[

๐‘ช๐Ÿ ๐‘ช๐Ÿ โ€ฆ ๐‘ช๐’Ž ๐‘ช๐Ÿ 1 ๐‘Žฬƒ12 โ€ฆ ๐‘Žฬƒ1๐‘š ๐‘ช๐Ÿ ๐‘Žฬƒ1

12 1 โ€ฆ ๐‘Žฬƒ2๐‘š

โ‹ฎ โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

๐‘ช๐’Ž ๐‘Žฬƒ1

1๐‘š 1

๐‘Žฬƒ2๐‘š โ€ฆ 1 ]

where

๐‘Žฬƒ๐‘–๐‘— = {9ฬƒโˆ’1, 8ฬƒโˆ’1, 7ฬƒโˆ’1, 6ฬƒโˆ’1, 5ฬƒโˆ’1, 4ฬƒโˆ’1, 3ฬƒโˆ’1, 2ฬƒโˆ’1, 1ฬƒโˆ’1, 1ฬƒ, 2ฬƒ, 3ฬƒ, 4ฬƒ, 5ฬƒ, 6ฬƒ, 7ฬƒ, 8ฬƒ, 9ฬƒ ๐‘– โ‰  ๐‘— 1 ๐‘– = ๐‘—

The next step involves using the geometric mean technique to define the fuzzy geometric mean and fuzzy weights of each criterion as follows (Sun, 2010):

(3.14) ๐‘Ÿฬƒ๐‘– = (๐‘Žฬƒ๐‘–1โŠ— โ€ฆ โŠ— ๐‘Žฬƒ๐‘–๐‘— โŠ— โ€ฆ โŠ— ๐‘Žฬƒ๐‘–๐‘›) 1/๐‘› (3.15) ๐‘คฬƒ๐‘– = ๐‘Ÿฬƒ๐‘–โŠ— [๐‘Ÿฬƒ1โŠ• โ€ฆ โŠ•๐‘Ÿฬƒ๐‘– โŠ• โ€ฆ โŠ• ๐‘Ÿฬƒ๐‘›]โˆ’1

where ๐‘Žฬƒ๐‘–๐‘— is a fuzzy comparison value of dimension i to criterion j. Thus ๐‘Ÿฬƒ๐‘– is a geometric mean of fuzzy comparison value of the criterion i to each criterion. The fuzzy weight of the ๐‘–๐‘กโ„Ž criterion is ๐‘คฬƒ๐‘– and can be indicated as a triangular fuzzy number as ๐‘คฬƒ๐‘– = (๐‘™๐‘ค๐‘–, ๐‘š๐‘ค๐‘–, ๐‘ข๐‘ค๐‘–) where ๐‘™๐‘ค๐‘–, ๐‘š๐‘ค๐‘– and ๐‘ข๐‘ค๐‘– stands for the lower, middle and upper values of the fuzzy number.

D =

62

The next step involves calculating the fuzzy performance matrix. However, before the fuzzy performance matrix is calculated, the pair-wise comparison matrix will have to be checked for inconsistencies in the decision-makers choices (Rostamy et al., 2012). Consistency checking is discussed in section 8 below. After the pair-wise comparison matrix has been checked for any inconsistencies (and revisions implemented), the fuzzy performance matrix is calculated by multiplying the fuzzy judgment matrix with the fuzzy weight vector (Ramik & Korviny, 2013).

The fuzzy judgment matrix has to be synthesized with the fuzzy weight vector during the multiplication process. Synthesizing is done by multiplying each criterion weight ๐‘คฬƒ๐‘– to its corresponding criterion of the fuzzy judgment matrix. This process is discussed in section 7.2.

8. Consistency test of the fuzzy pair-wise comparison matrix

Since the criteria to be measured are vague and imprecise, the evaluations are reliant on human judgment. As a result of the varying viewpoints from different decision-makers, the AHP does not demand perfect consistency but allows for a small measure of inconsistency (Ramik &

Korviny, 2013). A Consistency Ratio (CR) โ‰ค 10% (or CR โ‰ค 0.1) is considered acceptable (Osman et al., 2013). If the CR is > 10% (or CR > 0.1) then the pair-wise judgments will have to be revised by the decision-makers. The consistency of the pair-wise comparison matrix has to therefore be measured, checked and revised (if necessary) before the fuzzy performance matrix is calculated (Rostamy et al., 2012).

In order to measure consistency, a triangular fuzzy positive reciprocal (TFPR) matrix is used.

The elements of a TFPR matrix are positive triangular positive numbers ๐‘Žฬƒ๐‘–๐‘—= (๐‘Ž๐‘–๐‘—๐ฟ, ๐‘Ž๐‘–๐‘—๐‘€, ๐‘Ž๐‘–๐‘—๐‘ˆ) where

Linguistic scale for importance

Triangular fuzzy scale Triangular fuzzy reciprocal scale

Just equal (1, 1, 1) (1, 1, 1)

Equally important (EI) (1/2, 1, 3/2) (2/3, 1, 2)

Weakly more important (WMI)

(1, 3/2, 2) (1/2, 2/3, 1)

Strongly more important (SMI)

(3/2, 2, 5/2) (2/5, 1/2, 2/3)

Very strongly more important (VSMI)

(2, 5/2, 3) (1/3, 2/5, 1/2)

Absolutely more important (AMI)

(5/2, 3, 7/2) (2/7, 1/3, 2/5)

Table 3-1: Linguistic terms for criteria ratings

63

๐‘Ž๐‘–๐‘—๐ฟ > 0 and by using the formula for the reciprocal of fuzzy numbers, that is, (๐‘Žฬƒ1ฬƒ = (1

๐‘Ž๐‘ˆ,1

๐‘Ž๐‘€ ,1

๐‘Ž๐ฟ)), the following matrix is constructed:

[

(1, 1, 1) (๐‘Ž12๐ฟ , ๐‘Ž12๐‘€, ๐‘Ž12๐‘ˆ ) โ€ฆ (๐‘Ž1๐‘›๐ฟ , ๐‘Ž1๐‘›๐‘€, ๐‘Ž1๐‘›๐‘ˆ)

( 1

๐‘Ž12๐‘ˆ , 1

๐‘Ž12๐‘€, 1

๐‘Ž12๐ฟ ) (1, 1, 1) โ€ฆ (๐‘Ž2๐‘›๐ฟ , ๐‘Ž2๐‘›๐‘€, ๐‘Ž2๐‘›๐‘ˆ)

โ‹ฎ โ‹ฎ โ‹ฑ โ‹ฎ

( 1

๐‘Ž1๐‘›๐‘ˆ , 1

๐‘Ž1๐‘›๐‘€ , 1

๐‘Ž1๐‘›๐ฟ ) (1

๐‘Ž2๐‘›๐‘ˆ , 1

๐‘Ž2๐‘›๐‘€ , 1

๐‘Ž2๐‘›๐ฟ ) โ€ฆ (1, 1, 1) ]

Using triangular fuzzy numbers are considered to be the most appropriate technique in group decision making. This is so because ๐‘Ž๐ฟ is interpreted as the minimum possible values, ๐‘Ž๐‘ˆ is interpreted as the maximum possible value and ๐‘Ž๐‘€ is the geometric mean, that is, the mean value or the most possible value of all decision makers. Hence triangular fuzzy numbers can therefore be effectively used to measure the consistency of the pair-wise comparison matrix.

When calculating the Consistency Ratio (CR), Saatyโ€™s absolute value method is adapted in order to take fuzzy requirements into consideration. Saatyโ€™s method is chosen as a reference because it can handle multiple criteria with ease as well as calculate the weights and Consistency Index (CI) without cumbersome mathematics. His method uses the eigenvector method to determine the weights of the various criteria by implementing a pair-wise reciprocal comparison matrix (Odeyale et al., 2014). The largest eigenvector is defined as ฮป๐‘š๐‘Ž๐‘ฅ of matrix A and the weight ๐‘ค๐‘– as a component of the normalised vector corresponding to ฮป๐‘š๐‘Ž๐‘ฅ where ๐‘ค๐‘– = (r r๐‘–

1+ r2 +โ‹ฏ+ r๐‘›) and ๐‘Ÿ๐‘– is the geometric mean of each row with ๐‘Ÿ๐‘– = [โˆ๐‘›๐‘—=1 ๐‘Ž๐‘–๐‘—]1/๐‘› (Aly & Vrana, 2008). The consistency of the pair-wise comparisons can be assessed through calculating the consistency ratio (CR) from the consistency index and the random (RI) as follows:

(3.16) CI = ฮปmax โˆ’ ๐‘›๐‘›โˆ’1

(3.17) CR = ๐ถ๐ผ๐‘…๐ผ

The random index values provide different values for n (that is, n = the number of factors or criteria) as indicated in Table 3-2.

๐ดฬƒ =

64

N 1 2 3 4 5 6 7 8 9 10 11 12

RI 0 0 0.58 0.9 1.12 1.24 1.32 1.41 1.45 1.49 1.51 1.58

The value in this table is simply a look-up table for the values of n from 1 to 12 (Rostamy et al., 2012). These values have been determined experimentally and have been universally accepted.

The demonstration in Chapter 5 will therefore make use of this table.

The ฮป๐‘š๐‘Ž๐‘ฅ value for absolute values is a single precise value. The ฮป๐‘š๐‘Ž๐‘ฅ value for fuzzy inputs is computed as the modal value of the resulting fuzzy number and fuzzy operations are used in all the calculations. Annexure C shows detailed calculations involving Saatyโ€™s method to calculate the weights and the CR for precise values. The purpose of Annexure C is to demonstrate the steps involved when precise values are involved so that this technique can be adapted to take fuzzy data into consideration.

9. Apply fuzzy TOPSIS method for ranking and selection:

The fuzzy performance matrix H in step 7 above was derived after applying fuzzy logic and fuzzy set theory to the AHP. Since each element of the matrix is a triangular fuzzy number, it will be used as the input for the fuzzy TOPSIS method (for selection and ranking). The fuzzy TOPSIS method was discussed in detail in section 2.7.2.

10. Selecting the optimal solution:

This step in the model development selects the optimal solution from all the alternatives with respect to all the criteria. The ranking and selection process is incorporated in the discussion on fuzzy TOPSIS in section 2.7.2.

11. Defuzzify the fuzzy performance matrix:

Defuzzification is a technique that converts fuzzy numbers into crisp real values in order to determine the best non-fuzzy performance (BNP) value (Tsaur et al., 2002). Although there are many methods of accomplishing this, the most popular method is the Centre-of-Area method (also called the centroid method). This method is popular because it is simple to implement.

Table 3-2: The random index RI for number of factors/criteria n

65

Also, the analystโ€™s personal judgment is not required when this equation is used (Zhao &

Govind, 1991). The equation for defuzzification is:

(3.18) ๐ต๐‘๐‘ƒ๐‘–๐‘— = [(๐‘ˆ๐‘–๐‘—โˆ’ ๐ฟ๐‘–๐‘—)+(๐‘€3 ๐‘–๐‘—โˆ’ ๐ฟ๐‘–๐‘—)]+ ๐ฟ๐‘–๐‘— (Tsaur et al., 2002) In this study, the centroid method will be used for defuzzification to:

๏‚ท Rank each performance criteria according to its importance intensity. This is done in section 5.5.5 (e)

๏‚ท Evaluate the performance of an academic based on each criterion. A BNP value will indicate how an academic has performed when a certain criteria is considered. This is discussed in section 5.6. For example: โ€œShow the evaluation of alternative ๐ด1 on

โ€œAdministrationโ€. This evaluation can be attained from the fuzzy performance matrix if alternative ๐ด1 represents an academic and criteria ๐ถ1 represent โ€œAdministrationโ€. The fuzzy performance score for the academic with respect to Administration is therefore โ„Ž๐‘–๐‘—.

Defuzzification of the fuzzy data โ„Žฬƒ๐‘–๐‘—will be done using the BNP equation.

3.4 Conclusion

In Chapter 2, a detailed discussion was provided as to why a fuzzy-based multi-criteria decision making method is most suitable for estimating productivity of academic staff. This chapter (chapter 3) discussed in detail the methodology for developing a productivity estimation model of academic staff and academic departments using a fuzzy-based approach. A design science research methodology (DSRM) with six activities was proposed. The design was accomplished using a Multi-Criteria Decision Making (MCDM) method called Fuzzy Analytic Hierarchy Process (FAHP) and a ranking and selection method called Fuzzy TOPSIS (Technique for Order Preference by Similarity to Ideal Solution). The first three activities of the design science research (DSR) approach were adopted in the model development phase. The demonstration activity (4th activity) will show how the model can be used to solve the productivity estimation problem of academic staff and an academic department. This activity is discussed in Chapter 5.

However, before the demonstration activity, it is imperative to show how imprecise and fuzzy data can be modeled using fuzzy objects in an object-oriented programming environment. A fuzzy object-oriented approach to programming is therefore discussed in chapter 4.