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PRE-REVIEW VERSION: DO NOT CITE WITHOUT PERMISSION !

 

The publisher (Armand Colin) only allows the publication of the version sent to the peer‐ reviewers – I have only added the name at the top. 

     

BEATRICE PENATI 

The Soviets discover rural Central Asia: the Karp commission in context.

1. Introduction

“Little is known of the life of our Central Asian republics: according to overheard rumours, and to sparse notes by newspaper correspondents. One knows that there cotton grows extensively, that there are some mountains, some deserts, that there live people who were once called ‘Sarts’, but now one must not call them in this way, that, on the top of that, there dwell the ‘Tashkent gentlemen’ Saltykov-Shchedrin wrote about, and that a short time ago there took place the national delimitation and new republics have been founded”.1

These are the opening words of a small book which aimed at showcasing one of the most celebrated

policies of the Soviet regime in Central Asia in the 1920s, the land-and-water reform, to the public

opinion of what some may define as the Russian (or Soviet) ‘metropole’. The book was

commissioned by the Central Asian Bureau of the central committee of the all-Union communist

party (SredAzBiuro in acronym)2. Most materials concerned the Uzbek SSR, overlooking Turkmenia

almost entirely.3 Moreover, despite its criticism of “sparse notes by newspaper correspondents”, the

book referred to materials from the Pravda Vostoka (Pravda of the Orient). What mattered, was that

the ‘Moscow worker’ got the thick of it: that life in Central Asia was changing, shaped by socialism,

to the point that former images of it were no more applicable.

The book also included two documents: the report by the head of the Uzbek communist party,

Akmal Ikramov, on the results of the reform, read at the 2nd Plenum of the Uzbek party central

      

1

Sredne-aziatskoe Byuro TsK VKP(b), Zemel’no-vodnaya reforma v Srednei Azii. Sbornik materialov, pod red. I.S. Kraskin, Moskva-Leningrad, Moskovskii rabochii, 1927, p. I. ‘Sarts’ (Sarty in Russian) are the settled population of the Central Asian oases; on this term: Sergej Abashin, “Les Sartes, un people d’avenir: l’ethnographie et l’Empire au Turkestan russe”, Cahiers d’Asie Centrale, 17/18, 2009, pp. 353-379.

2 On this organ at different times of its history, see: S. Keller, “The Central Asian Bureau, an essential tool in governing

Soviet Turkestan”, Central Asian Survey, 22 (2-3), 2003, p. 281-297; C. Teichmann, “Cultivating the Periphery: Bolshevik Civilising Missions and ‘Colonialism’ in Soviet Central Asia”, Comparativ, 19:1, 2009, p. 34-52.

3 On the reform itself, see: A.L. Edgar, Tribal Nation. The Making of Soviet Turkmenistan, Princeton, Princeton UP, 2004,

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committee in February 1926; and a report by Isaak A. Zelenskii, first secretary of the SredAzBiuro,

read at the Plenum of the Bureau itself on March 14th 1925, and titled “On the land-and-water

reform in Central Asia”. Indeed, on March 14th 1925 Zelenskii did present a report at the Plenum of

the Central Asian Bureau: but it was not on the land reform. It concerned “agrarian relations” and it

was conceived as a stepping stone towards another report, also on “agrarian relations”, to be read at

the central committee of the all-Union party. If the land-and-water reform was ‘in the air’, it was not

mentioned – at least not by Zelenskii – either than as a slogan coming from the countryside itself, the

Bolsheviks being the “firemen” who kept it under control.4 In March 1925, in Moscow, the climate

was still quite relaxed: one still spoke of “creating commissions” at all levels. In the Central Asian

republics themselves, on the other hand, the solution of the “agrarian question” was a top item on the

agenda and an urgent issue in some densely populated areas.

It is at this climate that we need to look to understand the genesis of the Karp commission. Its

product – the collection of monographs called The modern Central Asian village [Sovremennyi

kishlak (or aul) Srednei Azii]5 – had of course little in common with an agitprop book destined to the

average ‘Moscow worker’. But the two had something in common: the discovery of the Central

Asian countryside or, more exactly, its re-discovery through the prism of Soviet goals of economic

and social transformation. Similarly, the two had to deal with Russia’s prerevolutionary knowledge

of Central Asia: a knowledge that could be falsified, but also came to help with its terminology,

research techniques, and experience of the field. That of the Karp commission was at the same time

the first Soviet, and one of the last colonial inquiries about rural Central Asia. One may object that

the usage of pre-revolutionary tools of knowledge was widely spread, in particular as far as the

peasantry and its economy were concerned.6 One may also object that some leaders, for instance

Preobrazhenskii, considered more or less explicitly the countryside as a ‘colony’ of the city,

signifying by this the way surplus should be ‘pumped out’ of the peasant economy to support

industrialisation. Would it make sense to talk about the colonial approach to the Central Asian

countryside in terms of ‘residual’ of Tsarist rule on Turkestan, or wouldn’t it be better to consider it

as another evidence of a Bolshevik ‘urbanocentric’ approach? This paper aims at discussing these

issues, by providing an outline of the inquiry, its origin, and its reception.

      

4

L.Z. Kunakova, Zemel’no-vodnaya reforma v Ferganskoi doline (1925-1926 gg.), Osh, Iz-vo Gospedinstituta, 1962, p. 92; I. Zelenskii, “O zemel’no-vodnoi reforme v Srednei Azii”, in: Zemel’no-vodnaya reforma, pp. 3-27, here p. 7.

5

Kishlak is the Russified version of qishloq: etymologically related to qish (winter), this word originally meant the winter quarters of the nomadic or transhumant pastoralist population. It was usually translated in Russian as ‘village’ or ‘countryside’ [derevnia] in sedentary areas of Turkestan. Aul denotes in Russian sources the nomadic encampment and was used as administrative unit in the pre-revolutionary period.

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2. Institutional aspects: origin, staff, loyalties

“Face to the village” in Central Asia

We need now to take a step back and describe the political climate of 1924-1925, both in the USSR

at large and in Central Asia more specifically. The latter had started a significant recovery from the

tragic situation in which some five years of revolution, civil war, and famine had pushed the

economy.7 In the early 1920s, the some of the regions of what became later known as the Uzbek SSR

had been ripped by disturbances usually referred at as the basmachi insurrection. By 1925,

‘pacification’ (or repression) had almost been completed in Fergana and the Samarkand province, but

band raids were still a matter of concern in the former Bukharan emirate.8 At least symbolically, the

national delimitation of the Central Asian republics and autonomous regions in 1924 marked the

appropriation of this territory by the new Bolshevik regime.

Yet, the countryside remained largely out of the grasp of the Soviet and Party institutions. To

a different extent, this was also true in Russia proper. After having concluded its civil war against

White forces (or even during the civil war itself) the Bolsheviks became engaged in a sort of war

against their own peasantry. This struggle, analysed among others by Andrea Graziosi,9 left unhealed

wounds in the relations between Soviet power and the peasants. In an attempt to highlight the

pro-peasantry features of the New Economic Policy, between May 1924 and the first months of 1925 the

all-Union party adopted a new attitude, condensed by Zinoviev’s slogan “Face to the village”

[Litsom k derevne]. The beginning of this campaign is conventionally seen in the 13th all-Union Party

congress in May 1924, where the regime seemed to shift the general accent of its policies towards the

peasant economy.10 This shift spurred initiatives to attain a better knowledge of the social life of the

villages, if not else in order to “study the objective conditions in which the activity of Party and

Soviet organizations took place”.11

In Central Asia, a key agency in this process belonged to the Central Asian Bureau of the

Party’s central committee (SredAzBiuro). In 1924-1925, the Central Asian Bureau intended to tackle

agrarian issues not only in nomadic and resettlement areas, but also in the southern oases of the

former Turkestan republic – without forgetting the former Bukharan and Khorezm republics. On the

      

7

The best account for these years is: M. Buttino, La rivoluzione capovolta, Napoli, L’Ancora del Mediterraneo, 2004.

8 On the basmachi in eastern Bukhara, see my: B. Penati, “The reconquest of Eastern Bukhara. The struggle against the

Basmachi as a prelude to Sovietization”, Central Asian Survey, 26:4, 2007, pp. 521-534.

9

A. Graziosi, La grande guerra contadina in Urss, Napoli, Edizioni Scientifiche Italiane, 1998.

10 M. Wehner, « Licom k derevne : Sowjetmacht und Bauernfrage, 1924-1925 », Jahrbücher für Geschichte Osteuropas,

42 (1), 1994, p. 20-48; Stephan Merl, Der Agrarmarkt und die Neue Ökonomische Politik, München-Wien, Oldenbourg, 1981, pp. 40-49; T. McDonald, Face to the Village. The Riazan Countryside under Soviet Rule, 1921-1930, Toronto, Toronto UP, 2011, p.4.

11

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occasion of its meeting of December 28th, 1924, the executive commission of the SredAzBiuro

appointed the three leading members of a commission in charge of collecting and organising all the

materials produced by all the committees, groups, etc. who had dealt with “land use, land

organisation works, and the land stock” in Central Asia. The head of the commission was Dunaev,

who would soon be appointed president of the planning commission (Gosplan) of the Uzbek SSR,

but was then the deputy head of its council of people’s commissars. With him collaborated Andreev

and, above all, Asfendiarov, the former people’s commissariat of the Turkestan republic who had

played a leading role in the management of land reform of the early 1920s.12 While it is unclear what

materials this commission produced, it is quite likely that it soon included other members, such as

Shelekhes, the plenipotentiary of the all-Union Labour and Defence Council [Sovet Truda i Oborony,

STO in acronym] in Central Asia.

Then, in early February 1925, the executive commission of the SredAzBiuro approved the

commencement of a thorough inquiry, generally labelled “on the countryside”, to be carried out in

the next months.13 One month and a half later, inquiries took the form of a more focused commission

for the study of a sample of sedentary and nomadic “villages” (kishlak and aul, respectively); parallel

to this, a SredAzBiuro commission composed by Zelenskii himself, Shelekhes, Udarov, Rykunov (of

the Central Asian Water Administration), and Manzhara, started preparing a report on land

relations.14 Indeed, this second commission may have contributed to the formulation of Zelenskii’s

and Molotov’s doklad to the Politbiuro in May, but it is quite likely that the two relied upon the data

collected until then by the ‘technical’ commissions.

The commission charged of the sample study was guided by Karp, a technician, expert in

irrigation works. It included, among others, Rykunov of the water administration, but also

agronomists and economists (such as Foteev) and a representative of the koshchi [poor peasants’]

union (Odeli). When Karp, in his correspondence, had to define the affiliation of the commission he

presided, he referred to it as a “Commission of the Central Asian Bureau”.15 This is how apparently

the Karp commission was born in Spring 1925. Things, however, were more complicated.

      

12 Ispolkomissia SredAzBiuro, protokol, 28.12.1924, RGASPI, f. 17, op. 16, d. 1175, ll. 1-16, here l. 11. Asfendiarov had

made clear his views on the “agrarian question” in a short programmatic article in the official journal of the Central Asian Economic Council one year before. In his view, the land issue was still urgent in central Asia but was neglected, and people like him “were regarded as relics of war communism, or even leftist social-revolutionaries, supporters of land equalisation [chernoperedel’tsy]”: S. Asfendiarov, “Zemel’nyi vopros v Turkestane”, Narodnoe Khoziaistvo Srednei Azii, no. 2-3, September-October 1924, pp. 54-56, here p. 54.

13 Ispolkomissia SredAzBiuro, protokol, 1.2.1925, RGASPI, f. 17, op. 16, d. 1175, ll. 57-60, here l. 57. 14

Ispolkomissia SredAzBiuro, protokol, 19.3.1925, RGASPI, f. 17, op. 16, d. 1175, ll. 88-98, here ll. 89, 93.

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The commission who lived twice

There is a reason why most materials about the Karp commission are concentrated in the archival

collection of the Plenipotentiary of the all-Union Labour and Defence Council [Sovet Truda i

Oborony, or STO], now in the Uzbekistani central archive in Tashkent (TsGARUz). This organ

gathered the representatives of the republics, of the economy (glavki, VSNKh, etc.) and of the

all-Union people’s commissariats, and acted as a sort of ‘clearing house’ between conflicting interests.

The STO plenipotentiary in Central Asia (UpolSTO in acronym) was an essential step of the chain of

command between Moscow and this region and had a soft spot for the demands of the Central Cotton

Committee. The UpolSTO was not the only ‘regional’ institution in Central Asia: there were the

Central Asian Economic Council, too, and the Central Asian Water Administration, and others with

more specific tasks. Yet, the UpolSTO seems to have represented Moscow’s views more than those

others.

In January or February 1924, five agricultural experts, economists and technicians met in

Tashkent under the chairmanship of Karp. They gathered on the premises of the UpolSTO and

defined themselves as the “UpolSTO commission for the inquiry of the countryside” [po

obsledovaniyu kishlaka]. 16 Besides Karp, the commissioners were Magidovich, Mitkevich,

Yaroshevich, and Putilov. The commission would meet again and its ranks will increase, to include

Yurii Poslavskii and a Berezov, at the end of February. Minutes of most meetings of this UpolSTO

commission are available throughout 1925 and there is no possible doubt that this commission

gradually transformed itself in the Karp commission which was responsible for The Modern Central

Asian Village, whose genesis I described at the end of the last sub-section. The names of many of the

authors of the latter are to be found on the proceedings of this ‘first’ UpolSTO-backed commission

since May 1925: the Karp commission started its ‘second life’ under the SredAzBiuro, but retained

its liaison with the UpolSTO.17

Did this shift in the commission’s main affiliation change its scope? There are a few

differences between the original working plan of the ‘first Karp commission’ and the final outcome

of the inquiry. Nevertheless, it is possible that these changes did not occur depend on the

commission’s changing affiliation, but simply on the latter’s need to revise its goals in a context of

insufficient and problematic access to financing. The ‘first Karp commission’, based at the

UpolSTO, envisaged its own role in a perspective of strong institutional continuity with previous

initiatives of organizations linked to the UpolSTO itself. In particular, the ‘first commission’

      

16 Commission for the inquiry of the countryside at the UpolSTO, Protokol no. 1, [before 23.2.1925], TsGARUz, f. r-1,

op. 1, d. 305, l. 1.

17

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intended to use the inquiries on peasant households’ budgets conducted by the Water Administration

(as well as by the Central Statistical Direction [TsSU]) as the foundation of its work, and was

unwilling to compile its own.18 The Water Administration had carried out its own inquiry in 1924 on

around one hundred units in all the regions of the Uzbek SSR (and in Semirechie and Turkmenia),

although ostensibly excluding Fergana19. It is unclear whether the ‘second Karp commission’ used

the data on peasant households’ budgets of the Water Administration, but surely it did not neglect

those of the Central Statistical Directions of each republic: hence, it used a part of the documentary

basis of the ‘first commission’, but to a lesser extent and only in preparation for its own inquiries.20

The Karp commission officially started its work in the second half of March 1925, after the

corresponding deliberation by the Party’s Central Asian Bureau. Fieldwork did not take off before

the good season had started and all the staff had been recruited. The Karp commission was initially

supposed to finish its fieldwork in two months and a half (roughly, April to June 1925). In practice,

the commissioners and their staff were still scouting the villages in August 1925, while other

administrations, namely the Statistical Direction and its branches, provided some additional data

(e.g. prices, bazaar days, etc.) in October or even in 1926.21 Moreover, the elaboration of these raw

data should have taken three months, but it actually occupied the commission for no less than eight.

As a result, the conclusion of the commission’s activity was put off to April 1926.22 This means that

its results were made available only after the official completion of the land-and-water reform in the

three ‘core provinces’ of the Uzbek SSR (Tashkent, Samarkand, Fergana): the inquiry, instead of

providing the necessary know-how to carry out the reform, was regarded at the moment of its

publicationmore correctly as a historical document, portraying the situation in the countryside before

the first significant measure aiming at the transformation of agrarian relations.

The prolongation of the work of the Karp commission beyond what had been initially

forecast had important consequences on its budgetary sustainability and, again, on its institutional

affiliation. At the end of 1925, Karp wrote to the plenipotentiary of the Central Cotton Committee in

Central Asia, Grigoriants, lamenting that, once the fieldwork and the collection of materials

concluded, the commission he presided lacked funding to process and publish them.23 It is relevant

      

18

UpolSTO commission for the inquiry of the countryside, minute, no. 4, 24.2.1925, TsGARUz, f. r-1, op. 1, d. 305, ll. 3-4.

19 ‘List of the localities where budget inquiries took place in 1924 and number of budgets described’, [early 1925],

TsGARUz, f. r-1, op. 1, d. 305, ll. 16-18

20 ‘Organisational plan for the inquiry of the Central Asian village and aul’, [after mid-March 1925], TsGARUz, f. r-1,

op. 1, d. 305, ll. 126-138, here l. 130.

21 For instance: Karp to the District Statistical Bureau of Gidjuvan, 19.4.1926, TsGARUz, f. r-1, op. 1, d 343, l. 98. 22 Conclusion on the commission’s work, Financial-credit section of the UpolSTO, [autumn 1925], TsGARUz, f. r-1, op.

1, d. 305, ll. 117-118.

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here that Karp did neither write to the Uzbek Cotton Committee (which had little autonomy), nor to

the Central Cotton Committee itself, therefore highlighting the regional dimension of this initiative.

In addition, in explaining the nature of the commission to Grigoriants, Karp did not refer to it as an

initiative of the Party’s Bureau, but as an initiative of the UpolSTO. And it is quite clear that the

UpolSTO was again deeply involved in the inquiry by then, because only two days later, in an

identical plead to obtain enough money for publication, Karp co-signed a letter with the UpolSTO

himself, Shelekhes, to the Uzbekistani republican government. In that letter, the Uzbekistani

government was named as one of the initiators of the inquiry, together with the UpolSTO itself.24

Knowing that, in April 1926, Karp would however define again his commission as an organ

of the Central Asian Bureau, how should we interpret this evidence? In other words, was the Karp

commission a party initiative, or a Soviet one? Perhaps Karp only wanted to insist on the institutional

liaison which he deemed most useful in each case: given the intimate relation between Shelekhes and

the Central Cotton Committee, and the tense relations between the latter and the Central Asian

Bureau,25 he chose the UpolSTO when writing to Grigoriantz. But the involvement of the UpolSTO

at these dates seems more substantial than that of the Uzbek SSR. For instance, the expenses of the

commission were not handled by the Central Asian Bureau, or by a Party organ, but by the Central

Asian Water Authority, which depended from the STO and, given its regional focus, from the latter’s

plenipotentiary in Tashkent.26 Indeed, the Central Asian Water Administration was the first source of

funding for the Karp commission, contributing for 25,000 rubles out of its original total budget of

67,580. The rest was paid by the individual republics, namely by Uzbekistan (some 23,950 rubles)

and the Kirghiz republic (ca. 7,980 rubles). The Turkmen republic should have participated with

10,645 rubles, but in the late autumn of 1925 it pulled out of the commission’s work and decided to

conduct its own inquiry.27 The Uzbek and Kirghiz republic, together with the Central Asian Water

Administration and, this time, the Uzbek Cotton Committee, would also cover part of the publishing

expenses.28 Republican communist parties participated in the inquiry indirectly and only after the

first shift in institutional affiliation (from UpolSTO to SredAzBiuro): each central committee had to

      

24 Karp and Shelekhes to the SNK UzSSR, 30.12.1925, TsGARUz, f. r-1, op. 1, d. 113, ll. 461-463.

25 See B. Penati, “Le Comité du Coton et les autres : secteur cotonnier et pouvoir économique en république ouzbek”,

Cahiers du Monde Russe, à paraitre.

26 Karp to SNK UzSSR, 17.6.1925, TsGARUz, f. r-1, op. 1, d. 113, l. 24. 27

Note on the financial situation of the commission for the inquiry of the Central Asian village and aul on August 1st, 1925, TsGARUz, f. r-1, op. 1, d. 305, ll. 67-68; summary of the work of the commission, [November-December 1925], ibidem, ll. 91-94.

28

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create a special commission to recruit reliable translators and ‘Party collaborators’ [partrabotniki] for

the Karp commission.29

Composition of the Karp commission

The Karp commission is named after its leader, B.B. Karp, an expert in irrigation having worked

both for the pre-revolutionary government and under Bolshevik rule. Thus, he was a technician or, to

use a typical, slightly depreciative Soviet term, a “bourgeois specialist”.30 He led a team of 29 people

to conduct fieldwork. In the final phase of research eight more people joined the commission to

provide advice on specific issues; among them, there were six professors of the Central Asian State

University in Tashkent (SAGU). The latter’s Institute of Soil Studies and Geobotanics also acted as a

consultant for the commission. The Central Asian Water Administration and the various regional

cotton organisations were also involved. Despite the link with the Central Asian Bureau, party

elements seem to have played a relatively minor role: in particular, some of the “young people” who

helped the commissioners on the spot seem to have been Bolshevik militants,31 possibly what the

Party called vydvizhentsy, urban factory workers detached to the countryside as leaders and

role-models. Commissioners were recruited through academic institutions (the Central Asian State

University in Tashkent), military organizations, and the apparatus of the Soviet State itself (for

instance, one commissar was detached from the all-Union people’s commissariat for internal trade).

Those who belonged to the Party or to State institutions were paid by their permanent employers, not

from the commission’s own budget.32

The commission had a staff of some twenty people: according to one document (June 1925)

one third of them consisted of local translators and interpreters. Out of the other fourteen

(technicians, team leaders…) only three have vaguely Muslim names, but it is hard to tell what their

background was.33 One exception is a Mustafa Buraliev (or Buralkiev), who had ‘graduated’ in

Oriental Studies at the Red Army Academy. Although the latter was located in Moscow, it had

strong relations with the Turkfront – the headquarters of the Red Army in Central Asia. Hence,

‘local collaborators’ were certainly involved, but the leadership of the inquiry was solidly in the

      

29 Organisational plan for the inquiry of the Central Asian village and aul’, [after mid-March 1925], TsGARUz, f. r-1, op.

1, d. 305, ll. 126-138, here l. 130.

30 On the alternate fortunes of “bourgeois specialists” in the Russian people’s commissariat for agriculture (Narkomzem),

see J.W. Heinzen, “Professional Identity and the Vision of the Modern Soviet Countryside: Local Agricultural Specialists at the End of the NEP,” Cahiers du Monde Russe, 39 (1-2), 1998, pp. 9-25.

31 G. Cherdantsev, “Sovremennyi kishlak i aul Srednei Azii. (Kriticheskii ocherk)”, Narodnoe khoziaistvo Srednei Azii,

no. 12, December 1927, pp. 197-204, here p. 199.

32 Correspondence between Karp and various institutions, Summer 1925, TsGARUz, f. r-1, op. 1, d. 113, ll. 147, 151;

Karp commission [?] to a Party provincial committee [unclear], 30.9.1925, ibidem, l. 320.

33

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hands of Russian or European elements. Moreover, in Autumn, when the commission moved to the

analysis of the materials, ‘native’ staff decreased: the commission then counted fifteen “economists”

(all of them Russian or European, including two women), two “senior economists”, three

consultants, two statisticians and two accountants. Among them, we find some of the most prominent

experts in agrarian relations and related subjects of Soviet Central Asia, who were sometimes quite

young at that date. This is the case of L. Pogorelskii, later author of an important study on agriculture

in pre-revolutionary and early Soviet Khorezm,34 Demidovich, and Yurii M. Poslavskii. The latter,

then a “consultant”, will soon write a virulent critique of the commission’s result.

3. Fieldwork and methods

Precedents

We have already mentioned some of the inquiries carried out in the 1920s, which constituted the

informative basis of the work of the Karp commission: the controversial 1917-1920 agricultural

census, but above all the works of the republican (especially Uzbek) Central Statistical Directions

and those of the Central Asian Water Administration. To these, one must add the materials of the

commission for administrative delimitation [rayonirovanie]. The latter were not available for all the

districts targeted by the Karp commission, but only for three cantons [volosti] in Fergana, and one

in Khorezm. In the case of districts located in the province of Bukhara, or in that of Pishpek (now

Bishkek), no materials from this commission were available. In those cases, the Karp commission

collected its own data and carried out its own delimitation, although it is unclear whether the latter

(functional to the inquiry) ‘spilled over’ and was endorsed in the ultimate administrative

delimitation.35 We only know that the commission for rayonirovanie offered to pay 3,000 rubles (a

relatively modest sum) for the final publication of the results of the Karp commission: it is therefore

possible that materials were shared in both directions, and that some of the Karp commission’s work

was also used for delimitation.36

Besides and before the inquiries that directly provided some informational basis, there existed

a few studies on the Central Asian countryside which included the analysis of peasant households’

budgets. Some of them were carried out before the revolution; the most important one, to which

everybody seemed to refer, was the one published as The budgets of 45 households of the Fergana

      

34 I.V. Pogorel’skii, Ocherki èkonomicheskoi i politicheskoi istorii Khivinskogo khanstva kontsa XIX i nachala XX vv.

(1873-1917), Leningrad, Izdatel-stvo Leningradskogo Universiteta, 1968.

35 Commission for the inquiry of the village, minute, no. 10, 3.6.1925, TsGARUz, f. r-1, op. 1, d. 305, ll. 61-62. Materials

of the rayonirovanie commission were available for the volosti of Isfara, Balykchi, Aravan, Assaka, and Khanki-Urgench.

36

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province. The inquiry had been carried out in 1915, but the results were only published in 1924, by

the Economic Council [Ekonomicheskoe Soveshchanie] of the Turkestan republic.37 The relatively

marginal position of cotton in the general design of the Karp inquiry marks the difference between

the work of his commission and some others studies of peasant households’ budgets which had taken

place with the manifest goal of improving the cotton sector. We have mentioned the fact that the

Uzbek Cotton Committee only paid for a fraction of the commission’s costs – and only in the last

phase of its activity. In other cases, on the contrary, even ‘independent’ scholarship had chosen a

cotton-centric approach: for instance, in 1924 the ‘Seminar on Agricultural Economy and

Organisation’ of SAGU’s Faculty of Agriculture published a series of monograph studies titled

“Typology of cotton culture” in various provinces. The monographs about Fergana and the Hungry

Steppe were authored by I.M. Foteev and K. Arasimovich.38 Despite the fact that these authors

studied cotton-growing households only, some elements of this inquiry anticipate what one would

see in The Modern Central Asian Village. First, the inquiries have in common the focus on peasant

households’ budgets; second, they analyse the budgets over the same lapse of time (from March to

March); third, both look very closely at an extremely small sample of households (under 10

elements).

Of course, this raises the question of whether such a small sample could be considered as

representative. Both in the Karp inquiry and in the one of SAGU’s agriculture specialists a couple of

years before, this problem was solved by choosing “typical” households. The typicality of a

household depended on its ability to condense a set of features that were dominant for a specific

population (i.e. the households, or a category of households, in a given province). The same

happened in the selection of villages. Looking for these features, both the Karp commission and

SAGU’s specialists focused on natural elements, namely the nature of the soil, precipitation, etc. In

doing so, they openly endorsed the methods of Professor N.N. Kazhanov.39 Technical choices are

seldom politically anodyne: we will see how Kazhanov and his fortune will cast a shadow on The

Modern Central Asian Village.

      

37

Byudzhety 45 khoziaistv Ferganskoi oblasti po obsledovaniu 1915 g., Tashkent, Izdanie Ekonomicheskogo

Soveshchania TSSR, [1924]. For a list of surveys of peasant households’ budgets in the region, which does not however mention the Karp commission, see S.N. Abashin, “Semeinyi byudzhet sel’skikh Uzbekov”, Vostok, 2, 2000, pp. 61-77, here pp. 61-65.

38 I.M. Foteev, Tip khlopkovogo khoziaistva Fergany, Tashkent, SAGU, 1924; K. Arasimovich, Tip khlopkovogo

khoziaistva Golodnoi Stepi, Tashkent, SAGU, 1924.

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Sampling and rayonirovanie

There is quite an extensive literature on the history of statistics in general, and on its history in

Russia and the USSR in particular. Martine Mespoulets has thoroughly discussed the nature and

methodological problems related to the choice of “typical villages” and, within them, “typical

households”.40 One of the products of the Great Reforms in Russia was the establishment of local

self-government bodies (zemstvo). Yet, no zemstvo had existed either in the steppe areas inhabited by

the Kazakhs (or Kirghiz, as they were called at that time) or in Turkestan, i.e. in the territory where

the Karp commission was operating. In a way somewhat similar to the flourishing of monograph

studies on single French villages mentioned by Marc Bloch and studied by Alain Desrosières,41 the

zemstvo carried out their own statistical surveys and published them. Since 1870, and above all after

the first national conference of the zemstvos in 1887, the opportunities for local statisticians to

compare their methods and results multiplied themselves and an effort to harmonise local practices

became visible. The method of sample surveying itself was thoroughly discussed, together with the

sampling techniques to be used. In practice, a sample survey does not look at the whole population,

but, as the name says, at a sample within it. This is what makes a sample survey different from a

census, which, by definition, does not exclude any element of the population concerned. Because

sample surveys were less costly, the zemstvos used them to obtain ‘snapshots’ of the economic and

social situation between two censuses. Sample censuses were also employed by the local offices of

the Russian State Statistical Committee, for instance in 1870 to study the Terek Cossacks, and again

between 1876 and 1881.42

The first national conference of 1887 consecrated sample surveying in Russia, by stating at

which conditions its results would be acceptable and comparable.43 One of these conditions was

‘typicality’ in the choice of the sample (villages and households): a ‘typical village’ was

characterised by “the most important economic features and the peculiarities of each specific area”,44

while ‘typicality’ was defined as “conformity to the local usual environment”.45 Of course, in order

to know about this ‘environment’, statisticians had to rely upon previous censuses, and hope that the

      

40 M. Mespoulets, Statistique et révolution en Russie. Un compromis impossible (1880-1930), Rennes, Presses

Universitaires de rennes, 2001, esp. pp. 79-90 ; see also : idem & A. Blum, L’anarchie bureaucratique. Statistique et pouvoir sous Staline, Paris, La Découverte, 2003, p. 301.

41 A. Desrosières, La politique des grands nombres. Histoire de la raison statistique, La Découverte, Paris, 2000, ch. 7. 42

Blum – Mespoulets, Anarchie bureaucratique, p. 301.

43 N.A. Svavitskii, “Kombinatsionnye tablitsy, kak priem izuchenia tipov i faktorov krest’yanskogo khoziaistva v

zemskikh podvornykh perepisyakh” , Vestnik Statistiki, 10-12, 1924, pp. 99-164, here p. 106, quot. In Mespoulets, Statistique et révolution, p. 82.

44 A.A. Gur’ev, “Proskhozhdenie vyborochnogo issledovania i pervye ego opyty v Rossii”, Vestnik statistiki, 1-4, 1921, p.

1-48, here p. 16, quoted in : Mespoulets, Statistique et révolution, p. 80.

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latter were reliable. If the census were inaccurate, ‘typicality’ would be ill-defined – and the sample

with it.

This definition of ‘typicality’ had an important logical implication: in order to identify ‘typical

villages’ that could reunite a maximum of the ‘typical characteristics’ of a given area, it was

advisable to define areas that were as much homogeneous as possible. In other words, the

‘population’ in question was defined in order to create a better sample of it. This is the reason why

sample statistics was intimately related to the first experiments in the delimitation in economically

homogeneous areas [rayony], which would combine with the redefinition of economic boundaries in

the early Soviet period. This practice is known by the Russian term rayonirovanie: lacking a good

translation (“regionalisation” has a completely different meaning), the Russian term will be used in

the following paragraphs.

In early Soviet Central Asia, when the Karp commission started working, not only was there

a census available, but an effort of thorough rayonirovanie was also underway. A rural census had

taken place in 1917-1920, at least in the ‘core provinces’ of Tsarist Turkestan and in Semirechie. It

covered the bulk of the main oases, with their irrigated agriculture and sedentary population, and also

included some nomadic or ‘semi-nomadic’ districts, especially in the Syr-Daria and the Semirechie

provinces. Yet, the rural 1917-1920 census was all but reliable: at that time, the region was in turmoil

because of the revolution and civil war. Rural areas (Fergana in particular) were not easily accessible

and data were compiled in a haphazard way, often relying upon pre-1917 statistics or extrapolating

from them.46 In 1925, when the land-and-water reform took place in Uzbekistan, it was clear that the

‘revolutionary’ census could not constitute a solid informational ground.47 This cast a doubt on the

process of rayonirovanie and subsequent sampling.

A specific rayonirovanie commission had been charged to revise pre-1917 administrative

boundaries so that they could make sense from an economic point of view. Partly related to the

operation of delimitation [razmezhevanie] of the national republics and autonomous provinces of

Central Asia, the administrative-economic rayonirovanie does not seem to have influenced it in a

decisive manner.48 Administrative units were ultimately modified in 1927, replacing the former

cantons [volosti] with the new, larger rayony, and suppressing the district [uezd] level. Although

economic reasons were still relevant, in 1927 the rationale for rayonirovanie included the need to

      

46

For an overview of pre-revolutionary demographic statistics, focusing on definitions of ethnicity in Turkestan, see: S. Abashin, “Empire and demography in Turkestan. Numbers and the Politics of Counting” in: T. Uyama (ed), Asiatic Russia, London, Routledge, 2011, pp. 129-149.

47 Head of the Administration for Land Consolidation (Upravlenie z/u) to the commissariat of agriculture (NKZ),

[beginning of 1926], TsGARUz, f. R-226, op. 1, d. 23, ll. 1-3, here l. 2.

48

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simplify and make Soviet institutions closer to the citizen by merging the cantons together. Indeed,

the new notion of rayon first occurred in the land reform (starting in late 1925), when it simply

meant a group of contiguous cantons: it is true that this merge took place looking at economic

similarities, but the boundaries of each canton were almost never altered on this occasion.

When the Karp commission started its work in March 1924, sincere efforts to redefine

boundaries from scratch were underway. The method chosen bore the name of Kazhanov and was

described as “biological theory”. As anticipated above, Kazhanov’s parameters were exclusively

natural, or physical. He advised to look only at the quality of the soil, the availability of water, the

climate, etc., because it was from these, and from these only, that possible crops and yields

depended. In this perspective, “specialisation consisted in the preference given to the crop that

[already] prevailed in a given area”.49 Kazhanov’s method had been also employed in SAGU’s

inquiries on cotton culture.50 Yet, it was not the only theoretical framework available in those years.

In 1921, when the definition of economic regions at all levels was discussed throughout Soviet

Russia, N. Nikitin had pointed at two other methods: A.N. Chelintsev’s and A.I. Skvortsov’s, both

formulated in 1910.51 The famous agricultural economist A. Chayanov had been also engaged in

these debates.52 In spite of these competitors, Kazhanov seem to have exercised a very strong

influence in the 1920s, but his role has not been fully appreciated by historians, possibly because he

soon fell in disgrace. By 1929-1930, one spoke openly of a “Kazhanov deviation” [kazhanovshchina]

and scholars publicly denounced his ideas: among them, the same Foteev who had referred to them

while writing on Fergana.53 What was wrong in Kazhanov’s theories? By looking at the natural

conditions of agricultural activity, and in particular at the land as a factor of production, they had a

scent of Marxist materialism. What they neglected, it seems, were “social relations”. In the

perspective of State-led industrialisation and, above all, social transformation that emerged from the

ashes of the New Economic Policy, though, Kazhanov’s “biological theory” sounded almost

fatalistic: if everything depended on the nature of soil, precipitation, etc., what room was left for

socialist agency?54

      

49

H. Chambre, La pianificazione territoriale nella Unione Sovietica. Introduzione allo studio delle regioni economiche sovietiche, Milano, Franco Angeli, 1975 (original French ed. 1959), p. 191.

50 Foteev, Tip khlopkovogo khoziaistva Fergany, p. 2. 51

Chambre, Pianificazione territoriale, p. 188.

52 Ibidem. On Chayanov and his role in Russian and early Soviet economics, see again: Stanziani, Economie en

revolution.

53 I. Foteev, “O ‘teorii’ prof. Kazhanova’, Na agrarnom fronte, no. 7, 1930, p. 73ss, cit. in: Chambre, Pianificazione

territoriale, p. 207.

54

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Sampling and categorisation

First, the Karp commission identified sub-district [podrayony] on the basis of the features of local

agriculture; second, it chose ‘typical villages’ within them. The latter always included the ‘centre’ of

these sub-districts and, “whenever possible”, villages where “institutions that [were] important for

the life of the inhabitants” were located: Party cells, of course, but also schools, markets, and so on.

If a ‘typical village’ had none of these, it was dropped in favour of the nearest village possessing

them. The ‘typicality’ criterion was therefore employed somewhat leisurely, in order to allow the

discussion of institutional aspects that were peripheral in Kazhanov’s approach, but essential to

appreciate the degree of ‘sovietisation’ of the Central Asian countryside – or, more probably, its

disappointing absence.

Something similar happened within the village: all households were scrutinised individually a

first time. The results were then skimmed and three groups of households were identified: first, those

who “sold their labour” out of the household itself; second, those who neither “sold” nor “bought”

labour; third, those who “bought labour”. Within these categories, the commission selected the

households to be included in the sample within the ‘wealth layer’ (usually defined on the basis of the

land and capital stock owned) that made up the relative majority of each ‘labour category’, and,

within that ‘wealth layer’, among households displaying average values in all other variables

(number of members etc.).55 Here again, it is worth to remark a few points: a) the idea of ‘typicality’

is applied, but neither thoroughly nor rigorously, in the selection of the relative majority ‘wealth

layer’; b) typical Soviet criteria intervene in the first skimming (sale/purchase of labour) and the

variable defining the ‘layers’ (wealth); c) the first classification, though, takes place on the basis of

labour relations, not of wealth. On the contrary, on the occasion of the land-and-water reform new

“ascribed identities” will essentially depend on the surface of possessed land.

These were the orientations ultimately followed by the Karp commission – those, in other

words, that affected its final, published results. If one looks at the preliminary instructions circulated

within the Karp commission itself, there are some slight, but significant, differences in the sampling

procedure. In particular, an early “general instruction” stated that, after the general inquiry of all

households, the latter should be classified in ten categories on the basis of landownership, from zero

to 10 desyatiny (little more than 10 hectares). Each group would have included elements from the

three labour-related categories mentioned above, and of absentee merchant landowners. Then the

commissioners had to exclude from the sample those falling in the lowest and the highest layer of

landownership, as well as the absentee landowners. The households constituting the sample were

      

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chosen among those of the ‘majority wealth layer’, as above. In the case of households ‘buying

labour’ from others (a naturally stigmatized category, although it could include, for instance, widows

with underage children), there was a possible bias, though: if the number of households for each

‘labour category’ in one of the ‘wealth layers’ was identical, then the ‘labour-buying’ households in

question could not serve as a sample, but for this category the commissioners had to look at the

closest upper layer where ‘labour-buying’ households outnumbered the other two categories.

Although this would only have happened in a very few cases, the instructions reflected a bias against

‘labour buyers’. In practice, it would favour the depiction of ‘labour buyers’ as well-off households,

richer than the other categories.

Besides this possible bias, what was the main difference between these first instructions and

the final ones? First, it seems that, in the end, the ‘tails’ of the wealth (landownership) distribution

were not automatically excluded. Second, the order of priority is inverted: households were first

classified on the basis of their ‘labour status’, then on the basis of their landownership. The effect of

these two changes would be mixed: it is not possible to be positive as to whether method would lead

to stronger distortions.

Objects of inquiry

Although agriculture constituted the most important object of inquiry, as reflected (both qualitatively

and quantitatively) in the final publication, the Karp commission equally scrutinised other aspects:

industry, credit, trade, the situation of co-operatives, “cultural and educational institutions”, and

party and Soviet institutions. Indeed, the last aspect (Soviet and Party construction) was only

included in the first three monograph volumes of The Modern Village, because otherwise it would

have sounded repetitive – or so claimed the authors. The volumes also contained occasional

historical and ethnographic sketches.

A 1927 review in the official journal of the Central Asian Economic Council (SredAzEkoSo),

however, considered this abundance of foci as the major shortcoming of the inquiry and of its

publications. The industry, Party, etc. were described on the basis of interviews with representatives

of specific institutions. These representatives, though, were seldom questioned individually: more

often, the commissioner listened to more than one at the same time.56 In good or bad faith, this

practice inevitably meant that the speakers were the victims of some kind of social pressure. This

may have led to more complete information, but biased or incomplete judgments.

      

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In the case of agriculture, commissioners and their assistants, having identified their sample

households through the procedure described above, studied their economic life throughout one year

using a typical budget form [anketa], the form of which had been long consecrated. The choice of

studying the budgets from March to March (1922-23 in SAGU’s inquiries, 1924-25 in Karp’s) was

quite sensible. Not only it corresponded to the natural cycle of the agricultural year, but it also made

interviews with the local peasants easier. “March to March” meant from one sowing to the next, and

at the same time “from one Nowruz to the next”, as Foteev acknowledged – Nowruz (March 21st)

being the beginning of the new year according to the solar Iranian calendar. Although changes in the

capital stock or patrimony of each sample households were recorded separately when they occurred,

in the final publication of the results this aspect went lost: expenses and gains were re-classified and

only the sum for the year was reported in the published budget tables. The tables in this section of

The Modern Central Asian Village also allow a glimpse in prices, although other sources would

probably provide more details, especially in order to assess seasonal cycles. Nonetheless, in the case

of consumption, a breakup in different goods is sometimes available. We can therefore know, for

instance, how many kilos of dried apricots a household did produce, and how many of them were

destined to self-consumption.

These pieces of information are very important in view of the reconstruction of a reliable

average ‘basket’ of consumers’ goods for Central Asia in this period, which was of course different

from that of the European parts of the USSR usually based to calculate fluctuations in the general

level of consumers’ prices and provide estimated of peasants’ incomes from the sale of agricultural

products. Moreover, the budgets allowed the estimation of a household’s dependence from the

market for its subsistence or, inversely, the rate of marketed agricultural production on its total (in

kind). The latter, also known as ‘market-orientedness’ or ’marketability’ (in Russian, tovarnost’)

depended on an array of factors: the crop mix, in particular, but also the structure of relative prices at

a specific time, the household’s internal consumption, etc. In Central Asia though, a high tovarnost’

coincided (and somehow symbolised) the prevalence of cotton culture on food crops; indeed, this

dependence from the market could bring about tragic consequences in case of abrupt interruption of

grain shipments (as during the revolution and civil war) or when wheat prices peaked, whatever the

reason (as in the summer and autumn of 1925, for instance).

Was attention to tovarnost’ a specifically Soviet or a ‘colonial’ trait? It is impossible to

answer univocally: it is true that the Soviet State in the 1920s was obsessed, with some reason, by

‘grain marketings’ and the extraction of surplus from the countryside. Nonetheless, the study of

tovarnost’ was quite present before the revolution, both in European Russia and in Central Asia,

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When looking at Turkestan, tovarnost’ was a synonym of progress, embodying the integration of this

region in the Russian empire and in the world market and the advance from ‘natural economy’ to

‘monetary economy’. It is not by chance that the term tovarnost’ was often used interchangeably

with denezhnost’ – itself a derivate from the root of “money” [den’gi]. Indeed, the authors of The

Modern Central Asian Village also use the term tovarnost’ with a positive connotation or, at least,

lamented the regression into a non-monetary economy after 1917.

4. The Karp commission and its critics

First doubts

The original plans of the ‘second’ Karp commission, whose activity took place after the endorsement

of the SredAzBiuro, were already reduced in comparison to what the ‘first’ Karp commission had

envisaged. The ‘first’ commission had decided to study seventeen districts [volosti],57 while the

‘second’ first expressed the ambition to study twenty of them (including four villages in

Tajikistan).58 Soon it limited itself to sixteen: nine of them in Uzbekistan, three in the Kirghiz

autonomous republic, and four in Turkmenistan. We know that the Turkmen republic would pull out

of this inquiry to carry out its own before the end of 1925. Publication plans reflected this focus on

the Uzbek SSR: the first six volumes concerned this republic; there followed two volumes on

districts located in the Kirghiz cantons of Osh and Pishpek, and then two more volumes on localities

in the Uzbek SSR. This publication program fell short of the original scope by one fourth. Moreover,

even though all volumes carry the date of 1927, last four volumes did not exist in print at the end of

that year.59

The first criticisms to the work of the Karp commission emerged when it had become clear

that the latter was going to cost more than one had initially thought. We already know how Karp was

looking for money at the end of 1925. Illustrating the costs of the commission one year after it had

started its work, Karp performed a samokritika (self-critique), explaining what were the limits of the

commission’s results. In particular, he seemed sceptical about the possibility to extend the results

obtained for single villages (however ‘typical’) to entire districts, because some “economic markers”

(in Karp’s words) had weighed more in the sampling operation. Even before publication and despite

the commission’s financial hardships, Karp adopted a very low profile in describing his own work.60

      

57 UpolSTO commission for the inquiry of the village, minute, no. 4, 24.2.1925, TsGARUz, f. r-1, op. 1, d. 305, ll. 3-4. 58

Organisational plan for the inquiry of the Central Asian village and aul’, [after mid-March 1925], TsGARUz, f. r-1, op. 1, d. 305, ll. 126-138, here l. 127.

59 Cherdantsev, “Kriticheskii ocherk”. 60

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And he did well: as anticipated above, the first ‘semi-official’ review of his commission’s

work was far from a panegyric. Writing for the official organ of the Central Asian Economic

Council, the agriculture specialist Cherdantsev lamented methodological shortcomings, without

nevertheless commenting on the results of the inquiry itself. Those shortcomings were triggered by

the asymmetry between the commission’s goals and the time and means this had at its disposal.

Cherdantsev pointed at the striking differences in quality between different sections of the inquiry, as

well as the different relative importance of each scrutinised aspect (industry, educational institutions,

etc.) in various monograph studies. Above all, he stigmatised the inadequacy of methods used to

assess sectors other than agriculture: while for the latter the commissioners could rely upon the long

experience of zemstvo statistics, nothing similar was available for the study of industry, or even less

for the assessment of ‘Soviet socialisation’ through schools, hospitals, and so on.61

Poslavskii’s critique

Despite being a “consultant” of the Karp commission, Yurii M. Poslavskii would distance himself

from some of their methods. He is the probable author of a long (144-page) typed essay titled “The

characteristics of the agrarian question in Central Asia” or “The agrarian structure of Central Asia”

and based, as the sub-titled made clear, on “the materials of the commission for the inquiry of the

village and aul”. This text was submitted to the Central Asian Bureau and, although it is not dated,

the completion of fieldwork in Autumn 1925 constitutes its post quem term. The document is

particularly interesting because it contains some marginalia, probably by the Bureau’s first secretary,

Zelenskii.

In his report, Poslavskii tried to sketch the overall picture of agrarian relations in Central Asia

and draw some policy-relevant conclusions from it. On the contrary, the individual monograph

studies in The Modern Village series limited themselves to a mere description of the situation.

Poslavskii’s report was likely commissioned by the Central Asian Bureau, in whose archive was then

stored. The author had to find answers to some hot questions on the Bureau’s agenda, in particular in

the imminence of the land-and-water reform. We know that, when the inquiry was commissioned,

the reform was in the air, but there was no explicit relation between the two initiatives. Between

March and September 1925, though, when the commissioners were scouting rural districts, the

situation gradually changed, together with its theoretical interpretation.

      

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As summarised by Carr and Davies,62 Lenin had reproduced in 1898 Marx’s idea that, in a

capitalist system, rural society would become polarised. This was not compatible with the troubling

presence of “middling peasants” in the Russian countryside. The revolution, leading to a vast

equalisation in landownership (at least in Russia proper), made polarisation still more improbable:

yet, the New Economic Policy, with the rapid demographic and economic recovery it brought about

by 1925, seemed to encourage “differentiation”. The existence of poor hired labourers was at the

same time an issue to be solved in the ideal socialist society, and, as a symptom of “differentiation”,

a necessary precondition of socialist revolutionary change. The debate on “differentiation”, its

existence, and whether it should be encouraged or levelled out, was theoretically thick in 1925-1927.

This is why the Karp commission had to pay attention to these signs of “differentiation” and

“stratification”, in its final publications even more than in its fieldwork. This was the cultural

background of the commission’s activity and of Poslavskii’s comments to it.

To understand Poslavskii’s remarks and Zelenskii’s reaction one should also look at Party

politics in 1925. In the same days as the 3rd all-Union congress of Soviets, which was asking for

more attention to the peasant economy and raising the issues of rural over-population and land

consolidation [zemleustroistvo], the Political Bureau [Polibiuro] of the all-Union Party central

committee examined agrarian relations in Central Asia twice, albeit cursorily. On May 15th,

Zelenskii proposed and obtained the constitution of a commission “on Central Asian affairs”

including himself and ten other members. Among them there were the representatives of Uzbekistan

and Turkmenistan (Fayzulla Khodjaev and Nusrotulla Maksum), the STO regional plenipotentiary

Shelekhes, the deputy head of the central planning commission (Gosplan) Ivar T. Smilga, the deputy

head of VSNKh Emmanuil I. Kviring, and the deputy people’s commissar for war Iosef S.

Unshlikht.63 Then, on May 21st, Zelenskii and Molotov presented to the Polibiuro a joint report on

agrarian relations.64 It was Zelenskii’s second report on this topic, after the one at the 6th Plenum of

the Central Asian Bureau, but it seems that the session was dominated by Molotov. It was then

agreed that the Central Asian Bureau would present its own proposals on the occasion of the Plenum

of the central committee. So, mid-June, the executive commission of the Central Asian Bureau asked

the Uzbek and Turkmen communist parties to provide their own proposals on the land question, to be

further discussed.65 Zelenskii would then report to the Politbiuro of the central committee on

September 24th, this time not on “agrarian relations” but on the “land reforms” (note the plural) in

      

62 E.H. Carr – R.W. Davies, Foundations of a Planned Economy, vol. 1, part 1, London, Macmillan, 1969, pp. 18-23. 63 Politbiuro, protokol, 15.5.1925, RGASPI, f. 17, op. 163, d. 490, l. 23.

64

Politbiuro, protokol, 21.5.1925, RGASPI, f. 17, op. 163, d. 491, l. 39.

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Central Asia.66 This was the kick-off, in Moscow, of the process leading to the land-and-water

reform, implying the shift from an ‘intellectual’ interest in land relations to a commitment to change,

which included political mobilisation, propaganda, and financial planning. Poslavskii wrote his

report – and Zelenskii read it – on the event of either of the latter’s two reports to the Politbiuro (May

21st or September 24th). Knowing how slowly the Karp commission worked, the second option is

more likely. Zelenskii wanted a theoretical basis for the land reform, which was now on the Party’s

agenda: Poslavskii instead wrote an essay on “the agrarian structure” of the region.

Poslavskii was refractory to the classification of the rural population on the basis of

semi-automatic operational definitions, based on the acreage of land possessed. The commission itself had

hesitated between “wealth (landownership) layers” and “labour categories” as a first criterion of

classification and sampling. While sharing some of the commission’s theoretical basis (e.g.

Kazhanov’s rayonirovanie), Poslavskii demolished many of its results. First, he insisted on the

impossibility to use categories typical of the European parts of the Soviet Union to explain social

relations in Central Asia.67 In particular, he defined land as a factor of production: from there, he

inferred that land could not be considered separately from capital and, conversely, that the farming

household’s capital (especially draught animals and agricultural implements) should be central, and

not peripheral, as it happened in The Modern Central Asian Village. Hence, according to Poslavskii,

“the presence of landless households, small landowners, households renting or letting land does not

by all means signify either rural over-population or social differentiation in the village”.68 In Fergana

the cleavage between those who gave and those who took land for rent was transversal to any

classification based on possessed land. In the district of Balykchi – he wrote – peasants were so poor

that they would sell their land in kind, for a “handful” of grain. Poverty consisted in the lack of

capital: some peasants, who had some land but no ox, would rent their plots out in exchange for food

and capital, but still till the land themselves and give up all the harvest.69

Poslavskii seemed also to be tolerant of the presence of land rent and big landownership:

talking about the region surrounding Tashkent, he lamented that large plots of land lay fallow and

were unproductive because land rent was discouraged by Soviet power, while their redistribution

would have neither allowed equalisation, nor triggered growth: quite on the contrary, it would have

      

66 This first report led to the creation of another commission, to report to the Politbiuro on the same topic one week later,

whne the Politbiuro decided to take on this issue from the agenda of the central committee. Politbiuro, protokol, 24.9.1925, RGASPI, f. 17, op. 163, d. 507, l. 34; Politbiuro, protokol, 1.10.1925, RGASPI, f. 17, op. 163, d. 508, l. 18.

67

Dopolnenie k ocherku t. Poslavskogo ‘Agrarnyi stroi v Srednei Azii’ po materialam komissii po obsledovaniu kishlaka, RGASPI, f. 62, op. 2, d. 217, l. 3.

68 Kharakeristiki agrarnogo voprosa v Srednei Azii po dannym komissii po obsledovaniu kishlaka i aula, [Summer 1925],

RGASPI, f. 62, op. 2, d. 217, l. 53.

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badly affected agricultural production.70 In the district of Kitab (Qashqa-Darya), the kulaki – if one

needed to identify them – would rather be searched, and found, among landless households, than

among large landowners: one would find them in the local bazaars, selling fruit, wheat, and other

agricultural goods which were traded privately.71 “Labour-selling” and “labour-buying” categories

were not viable either, because they told nothing about the true reasons for impoverishment: in

non-irrigated, rain-fed areas, small landowners worked as daily labourers because their technique was

primitive, and thus they were incapable of supporting themselves – not because the land was

insufficient.72 Therefore, land redistribution alone made little sense, and land should not be given to

very poor peasants (bednyaki) who lacked all means to cultivate it.73 To those who looked for signs

of capitalistic relations (and consequently “differentiation”) in the Central Asian countryside,

Poslavskii replied that those relations were visible in the dependence from Soviet credit, especially

among landless peasants.74

This explains Zelenskii’s disappointment, expressed in some of the marginalia he scribbled

on the essay. This also explains why Poslavskii’s long report was never published, nor disseminated.

It may even explain why the journal of the Central Asian Economic Council, where book reviews

were usually signed, published in 1926 Poslavskii’s harsh review of Zel’kina’s agitprop booklet on

the land reform in Uzbekistan with his initials only.75 In it, Poslavskii insisted on the same idea:

“differentiation” could not be seen if one looked at the Central Asian countryside through the prism

of landownership. Zel’kina had first attempted a comprehensive sketch of agrarian relations, but

failed to provide a correct analysis of the latter. Zel’kina relied on ‘special surveys’ ordered by the

Uzbek people’s commissariat for agriculture before the beginning of the reform: in this way, she

reproduced the same policy-relevant categories of her sources. Again, some months later the same

journal published Poslavskii’s article “On the agrarian question in the Zeravshan province”, warning

the reader in a footnote that “the editorial board [did] fundamentally [printsipial’no] disagree with

some of the author’s positions” and “the article [was] printed as a contribution to discussion” only.76

Here, the economist insisted on the nature of the relation between city and countryside in the region

of Bukhara, explaining that the latter depended on the former not for trade, but for credit. “The

differentiation took place between different social groups on the basis of social-political power and

      

70 Ibidem, ll. 106, 114. 71 Ibidem, l. 133. 72

Ibidem, l. 35.

73 Ibidem, l. 6. 74

Ibidem, l. 83.

75 Yu. P[oslavskii], review of: E. Zel’kina, Zemel’naya reforma v Uzbekistane, Tashkent, Uzgosizdat, 1925; Narodnoe

Khoziaistvo Srednei Azii, no. 12-13, January-February 1926, pp. 192-193.

76

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