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Brain N-Acetylaspartate Measures in Patients with

Schizophrenia

Alessandro Bertolino, Joseph H. Callicott, Venkata S. Mattay,

Karin M. Weidenhammer, Rebecca Rakow, Michael F. Egan, and

Daniel R. Weinberger

Background: The specific intracellular effects of

antipsy-chotic drugs are largely unknown. Studies in animals have

suggested that antipsychotics modify the expression of

various intraneuronal proteins, but no analogous in vivo

data in humans are available. The objective of the present

study was to assess whether antipsychotics modify

N-acetylaspartate (an intraneuronal marker of neuronal

functional integrity) measures in brains of patients with

schizophrenia.

Methods: We used proton magnetic resonance

spectro-scopic imaging to study 23 patients with schizophrenia

(DSM-IV diagnosis) using a within-subject design.

Pa-tients were studied twice: once while on a stable regimen

of antipsychotic drug treatment (for at least 4 weeks) and

once while off medication for at least 2 weeks. Several

cortical and subcortical regions were assessed, including

the dorsolateral prefrontal cortex and the hippocampal

area.

Results: Analysis of variance showed that, while on

antipsychotics, patients had significantly higher

N-acetyl-aspartate measures in the dorsolateral prefrontal cortex

(p

5

.002). No other region showed any significant effect

of treatment.

Conclusions: These results indicate that antipsychotic

drugs increase N-acetylaspartate measures selectively in

the dorsolateral prefrontal cortices of patients with

schizophrenia, suggesting that these drugs modify in a

regionally specific manner the function of a population of

cortical neurons. N-Acetylaspartate measures may

pro-vide a useful tool to further investigate the effects of

antipsychotics at the intracellular level. Biol Psychiatry

2001;49:39 – 46 © 2001 Society of Biological Psychiatry

Key Words: Schizophrenia, dorsolateral prefrontal

cor-tex, N-acetylaspartate, typical antipsychotics, atypical

antipsychotics

Introduction

C

onsiderable evidence has accumulated over several

decades that the efficacy of antipsychotic drugs in

patients with schizophrenia involves antagonistic effects at

dopamine D

2

receptors (Seeman and Lee 1975). However,

it is also clear that not all therapeutic actions are explained

by D

2

receptor blockade. For example, clozapine is an

effective antipsychotic and may have superior efficacy in

treatment-refractory patients with schizophrenia, but it

exerts relatively little D

2

antagonism at clinical doses

(Meltzer 1991). It has been proposed that D

2

blockade is

only part of a cascade of events that eventually lead to

more fundamental intraneuronal changes (Weinberger and

Lipska 1995). In this regard, experiments in animals have

indicated that antipsychotics modify immediate early gene

expression in a regionally specific fashion (Deutch et al

1992; Dragunow et al 1990; Fink-Jensen and Kristensen

1994; Robertson et al 1994) and, though not binding to

glutamate receptors, change the expression of glutamate

receptor genes (Eastwood et al 1995; Fitzgerald et al 1995;

Lidsky et al 1997; Ulas et al 1993). Therefore, it is

conceivable that the antipsychotic properties of these

drugs ultimately lie in their ability to modify the activity of

specific populations of nondopaminergic neurons

(Wein-berger and Lipska 1995).

Evidence from animal studies of intraneuronal effects

are not easily extended to in vivo human studies. Available

human studies that have explored the brain effects of

antipsychotics have involved electroencephalography or

neuroimaging techniques investigating brain glucose

me-tabolism or cerebral blood flow. These latter studies have

generally shown cortical reductions and subcortical

in-creases in brain metabolism or blood flow consequent to

From the Clinical Brain Disorders Branch, Intramural Research Programs, National Institute of Mental Health, National Institutes of Health, Bethesda, Maryland. AB is currently affiliated with Sezione di Clinica per le Malattie Mentali, Dipartimento di Scienze Neurologiche e Psichiatriche, Universita’ degli Studi di Bari, Bari, Italy.

Address reprint requests to Daniel R. Weinberger, M.D., Clinical Brain Disorders Branch NIMH, 10 Center Drive, Room 4S235 (MSC 1379), Bethesda MD 20892.

Received March 20, 2000; revised July 11, 2000; accepted July 19, 2000.

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treatment with antipsychotics (Buchsbaum and Hazlett

1998; Holcomb et al 1996; Miller et al 1997). However,

these techniques have not been able to investigate

neuro-nal-specific events, and the findings are difficult to

inter-pret at the cellular level.

Proton magnetic resonance spectroscopy (

1

H-MRS) is

an in vivo assay technique that provides information about

some aspects of brain biochemistry and neuronal function.

It identifies acetyl– containing compounds (mostly

N-acetylaspartate [NAA]), choline-containing compounds

(CHO), and creatine

1

phosphocreatine (CRE). Whereas

CHO and CRE are present in neurons and in glial cells,

NAA is found almost exclusively in neurons and their

processes (Urenjak et al 1993) and in higher

concentra-tions in rat pyramidal glutamatergic neurons (Moffett and

Namboodiri 1995). The precise function of NAA is still

unclear. Although until relatively recently NAA was

referred to as a marker of neuronal structural integrity, a

number of more recent studies have demonstrated that

NAA reductions are reversible, suggesting that NAA is

sensitive to processes affecting the functioning of neurons

(Cendes et al 1997; De Stefano et al 1995; Vion-Dury et al

1995).

Several studies have been performed with

1

H-MRS and

1

H-MRS imaging (

1

H-MRSI) in schizophrenia to assess

putative neuronal pathology. The majority of these studies

have investigated the hippocampal area and the

dorsolat-eral prefrontal cortex (DLPFC), two anatomic regions long

believed to play an important role in the pathophysiology

of schizophrenia (Goldman-Rakic 1994; Lewis et al 1999;

Weinberger 1999). With some exceptions (Bartha et al

1997; Fukuzako et al 1995; Stanley et al 1996), the large

majority of the experiments have reported NAA

reduc-tions in the hippocampal area and in the DLPFC of

patients with schizophrenia relative to normal control

subjects (Bertolino et al 1996, 1998a, 1998b; Brooks et al

1998; Buckley et al 1994; Callicott et al 1998; Deicken et

al 1997, 1998; Maier et al 1995; Nasrallah et al 1994;

Thomas et al 1998; Yurgelun-Todd et al 1996). Most of

these studies were confounded by the fact that patients

were treated with antipsychotics. However, a few studies

in first-break or in drug-free patients have also found NAA

reductions in the hippocampal area and the DLPFC

(Ber-tolino et al 1998a; Cecil et al 1998; Renshaw et al 1995),

strongly suggesting that the findings are not an

epiphe-nomenon of pharmacologic treatment.

As NAA measures can be affected by various medical

interventions (Cendes et al 1997; De Stefano et al 1995;

Vion-Dury et al 1995), it is conceivable that NAA levels

in the brain may be affected by treatment with

antipsy-chotic drugs. Only three prior studies have attempted to

answer this question. Okumura et al (1959) reported that

30 – 60 days of intraperitoneal administration of

chlor-promazine in rats did not alter NAA levels as measured

with chromatographic analysis of whole brain extracts.

Moreover, Lindquist et al (2000) have shown that,

whereas 7 days of treatment with haloperidol or clozapine

does not cause any change in subcortical NAA levels in

vivo in rats, the same treatment regimen with olanzapine

causes small reductions of NAA in the same brain region.

However, neither of these studies addressed the possibility

that antipsychotic drugs could affect specific populations

of neurons and, thus, regionally specific NAA levels.

Recently, Heimberg et al (1998) reported higher NAA

levels in the frontal lobe of patients treated with atypical

antipsychotics versus patients on typical antipsychotics.

However, these results depended upon a between-subjects

study design and, therefore, may not reflect drug-specific

effects.

The purpose of this study was to assess whether

treatment with antipsychotic medications affects NAA

levels in patients with schizophrenia. In particular, we

hypothesized that antipsychotics might change NAA

lev-els in the hippocampal area and DLPFC, regions in which

previous studies have reported NAA reductions in

schizo-phrenia. We used a within-subject design that is well

suited to address this question.

Methods and Materials

Subjects

Twenty-three patients (18 male and three female; age [mean6

SD] 5 36.9 6 8.1 years) who met DSM-IV criteria for schizophrenia and had been chronically ill (illness duration 5

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(mean6SD5511.26930.2 days). Table 1 provides further clinical details about the patients studied, including the antipsy-chotics with which they were treated. To avoid order effects, seven of the patients received the first scan while off drugs and the remaining while on drugs. Four patients who had received the on-drugs scan first received a third scan (again on drugs for at least 2 weeks [mean 486 36 days] after they had been drug free). Therefore, these four patients received three scans in the following order: on, off, on. The drug-free data of six patients have been reported in a previous article (Bertolino et al 1998a). Psychopathology of each subject was also assessed at the two time points by means of the Scale for the Assessment of Negative Symptoms (Andreasen 1989) and the Positive Symptoms Assess-ment Scale (Bigelow and Berthot 1989).

1

H-MRSI Procedure

The same1

H-MRSI procedure was used for all the scans. Proton magnetic resonance spectroscopy imaging was performed on a GE-SIGNA 1.5-T MR scanner (GE Medical Systems, Milwau-kee) as in earlier reports (Bertolino et al 1996; Duyn et al 1993). The 1

H-MRSI slices were positioned parallel to the sylvian fissure and encompassing the hippocampal formation as visual-ized on T1-weighted MRI scans (Spin Echo, repetition time [TR] 5500 msec, echo time [TE]512 msec). Briefly, the1

H-MRSI sequence involves a spin echo slice selection with TR of 2200 msec and TE of 272 msec and includes suppression of water and most of the signal arising from lipids in the skull marrow and in surface tissues (outer volume saturation; Duyn et al 1993). Phase encoding procedures were used to obtain a 323 32 array of spectra from volume elements in each selected slice. Each volume element (“voxel”) had nominal dimensions of 7.5 mm3

7.5 mm315 mm (0.84 mL). Actual volume, based on full width at half maximum after filtering of k-space, was 1.4 mL (Duyn et al 1993). The filter was a radial cosine filter starting at half-maximum radius. At the end of each 1

H-MRSI scan a second T1-weighted MRI scan was acquired at the same level as the first.

This further scan was used for visually checking for gross motion that may have intervened during the1

H-MRSI scan.

To produce metabolite maps, location and integration of the signal strength (range50.2 ppm and 0.1 ppm on each side of the center of the peak) of NAA, CHO, and CRE peaks in all brain voxels were automatically computed. Metabolite signals are reported as ratios of the area under the peaks NAA/CRE, NAA/CHO, and CHO/CRE. Regions of interest (ROIs) were drawn blindly with reference to standard anatomic atlases by two raters on coplanar structural MRI scans (intraclass correlation coefficient for the two raters5.9). The method for drawing the ROIs is described in detail elsewhere (Bertolino et al 1996). These ROIs were then transferred by computer on the1

H-MRSI maps and the average NAA, CHO, and CRE values were computed. Regions of interest were identified in the DLPFC, hippocampal area, superior temporal gyrus, inferior frontal gyrus, occipital cortex, anterior and posterior cingulate gyrus, thalamus, putamen, prefrontal white matter, and centrum semiovale (CSO).

Morphometry

To exclude the possibility that 1

H-MRSI findings were due to morphometric changes, we measured the volume of the prefron-tal lobe. The T1-weighted axial MRI scans used to localize the

MRSI slices were resliced coronally using Medex software (version 3.21, Sensor Systems, Stirling, VA). The same software package was then used to manually outline prefrontal lobe areas Table 1. Clinical Characteristics of the Patients Studied

Patient Age Drug Dose Illness duration (years) Time on (days) Time off (days)

1 44 Clozapine 300 mg 18 2160 20

2 33 Risperidone 6 mg 10 27 30

3 37 Haloperidol 5 mg 7 1620 24

4 33 Risperidone 7 mg 9 69 14

5 33 Fluphenazine 5 mg 4 120 23

6 36 Haloperidol 5 mg 14 40 41

7 30 Risperidone 6 mg 11 120 17

8 50 Fluphenazine 5 mg 10 40 12

9 30 Risperidone 4 mg 2 240 23

10 40 Fluphenazine 5 mg 14 20 18

11 36 Trifluoperazine 10 mg 16 550 19

12 25 Fluphenazine 10 mg 6 360 26

13 30 Olanzapine 20 mg 6 70 8

14 46 Thiothixene 15 mg 17 3600 33

15 40 Clozapine 400 mg 1 28 Naive

16 39 Haloperidol 5 mg 16 150 20

17 30 Risperidone 6 mg 6 14 Naive

18 50 Risperidone 6 mg 13 20 28

19 39 Clozapine 600 mg 20 990 24

20 44 Mesoridazine 200 mg 29 90 60

21 45 Clozapine 100 mg 20 52 20

22 33 Risperidone 6 mg 11 14 85

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on the coronal images. Measurements of frontal lobe were done by outlining the area of each slice rostral to the genu of the corpus callosum.

Statistical Analysis

Statistical analysis to assess the effects of drugs on1

H-MRSI and morphometric measures was performed with repeated-measures analysis of variance (ANOVA) for each ROI with treatment and hemisphere (left and right) as within-subject factors. Correlations between NAA measures and clinical variables were performed with Spearman analysis.

Results

Figure 1 shows the on– off comparison for all ROIs. By

repeated-measures ANOVA, the only significant effect of

treatment for NAA/CRE was in the DLPFC [F(1,22)

5

11.5, p

5

.002]. All other p values were

.

.2. Post hoc

analysis with Tukey honest significant difference showed

that patients off neuroleptics had lower NAA/CRE in the

DLPFC (mean on

5

2.78, mean off

5

2.54, p

5

.002).

Figure 2 provides each individual’s NAA/CRE data in the

DLPFC while on and off antipsychotics. Nineteen of 23

patients have lower NAA/CRE while off antipsychotics

(Fisher exact test, p

5

.05). No effect of side or interaction

of side by treatment was found in the DLPFC. No other

significant main effect of treatment, of side, or of their

interaction was found in any of the other ROIs for any of

the metabolite ratios.

To evaluate whether the ratio changes (NAA/CRE)

arise because of changes in the numerator or denominator

terms, the mean integrated areas of NAA and CRE

resonances were normalized to the corresponding mean

integrated areas in the CSO (i.e., NAA DLPFC/NAA

CSO, CRE DLPFC/CRE CSO). We used the CSO as a

reference because in a previous study (Bertolino et al

1996) its metabolite ratios showed a low coefficient of

variation among several other ROIs and because it is

probably not involved in the primary pathophysiology of

schizophrenia. This further analysis in the DLPFC showed

a trend of NAA to be lower in patients while they are drug

free [ANOVA, F(1,22)

5

3.4, p

,

.07], whereas no

difference was found for normalized CRE [ANOVA,

F(1,22)

5

.14, p

.

.7], indicating that the ratio differences

previously seen arise due to differences in NAA.

To evaluate whether the effect seen on NAA/CRE in the

DLPFC could have been influenced by order effects, we

performed a further ANOVA with order as an additional

within-subject factor. No main effect of order was found

Figure 1. Bar graph showing N-acetylaspartate (NAA)/ creatine1phosphocreatine (CRE) levels in patients on (lighter bar) and off (darker bar) antipsychotics for all identified regions of interest. N5 23. THAL, thalamus; PUT, putamen; HIPPO, hippocampal area; STG, superior temporal gyrus; IFC, inferior frontal cortex; DLPFC, dorsolateral prefrontal cortex; A CING, anterior cingulate; P CING, posterior cingulate; OCC, occipital cortex; FWM, prefrontal white matter; CSO, centrum semiovale. *p,.002.

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[F(1,22)

5

0.8, p

.

.7]. Since the patients were treated

with different antipsychotic drugs, we also performed

further analyses to test for differences between treatment

with typical or atypical drugs. Indeed, whereas both

pharmacologic treatments showed a moderate effect size,

the one for atypical antipsychotics was higher (atypical

5

0.52, typical

5

0.375).

The data in the four patients studied three times

pro-vided additional support to the contention that neuroleptics

increase NAA/CRE in the DLPFC. A consistent

predict-able pattern is observed in every subject (p

,

.03, Fisher

exact test). These data further suggest that the neuroleptic

effect is reversible.

There were no significant correlations between NAA/

CRE changes in the DLPFC and changes in

symptomatol-ogy, illness duration, drug treatment duration, or duration

of withdrawal from antipsychotics. No significant main

effect of drug was found on the volume of the prefrontal

lobe (F

5

1.8, p

.

.1).

Discussion

The results of this study show that NAA measures in the

DLPFC are selectively increased by treatment with

anti-psychotic drugs in patients with schizophrenia. This effect

seems to be produced by both typical and atypical

antip-sychotics, though the effect may be slightly greater with

the atypicals. In addition, antipsychotic treatment did not

affect NAA measures in any of the other regions surveyed,

including the hippocampal area, the other region where

previous studies have consistently shown NAA reductions

in schizophrenia.

This report is the first in vivo evidence that treatment

with antipsychotics in patients with schizophrenia

selec-tively affects a population of neurons in the DLPFC.

Although the origins of these NAA changes in the DLPFC

are not clear, it is tempting to implicate glutamatergic

neurons. N-Acetylaspartate concentration in the rat brain

is highest in pyramidal, glutamatergic neurons (Moffett

and Namboodiri 1995), and NAA synthesis in the

mito-chondria is dependent on glutamate and pyruvate or

3-hydroxybutyrate (Clark 1998). Therefore, it is logical to

expect that changes in glutamate may in turn affect NAA

synthesis and concentration, if only as a surrogate measure

of neuronal metabolic activation. Reductions in NAA

concentration are seen in association with various

patho-logic conditions involving glutamatergic neurons (Cendes

et al 1997; Hugg et al 1996; Tedeschi et al 1996). Other

data also suggest that NAA concentration varies with the

structural and functional state of glutamatergic cells

(Cen-des et al 1997; Hugg et al 1996; Najim et al 1998). Several

studies have now shown that NAA levels are reduced in

patients with schizophrenia in the hippocampal area and

the DLPFC, two areas in which glutamatergic pathology

has been implicated (Akbarian et al 1996; Eastwood et al

1995; Weinberger 1999). N-Acetylaspartate reductions in

the DLPFC predict several neurobiological phenomena

associated with schizophrenia, such as dopamine

regula-tion in striatum and working memory–related cortical

activation, which depend on corticofugal and intracortical

glutamate projections, respectively (Bertolino et al 1999a,

2000a, 2000b; Callicott et al, in press). Consistent with the

data in schizophrenia, neonatal lesions of the hippocampal

area in rodents and primates produce developmental

im-pairment of the DLPFC that predicts dysregulation of the

dopaminergic system (Bertolino et al 1997, 1999a, 1999b).

Taken together, these various data suggest that NAA

measures, at least in the context of neuronal pathology,

may vary as a correlate of the activity of glutamate

neurons.

These speculations are consistent with an emerging

basic science literature suggesting that both typical and

atypical antipsychotics affect glutamatergic metabolism in

a regionally specific fashion. In this regard several basic

science studies have shown that both typical and atypical

antipsychotics increase the expression of glutamate

recep-tor subunit (GluR2) messenger RNA (Eastwood et al

1996), GluR1 protein levels (Fitzgerald et al 1995), and

N-methyl-

D

-asparate (NMDA) activity in the rat prefrontal

cortex (Lidsky et al 1997), as well as stimulate glutamate

release in the striatum (Bardgett et al 1993; See and Lynch

1995, 1996; Yamamoto and Cooperman 1994), a region

that receives glutamatergic inputs from the prefrontal

cortex. Therefore, both typical and atypical antipsychotics

seem to affect glutamatergic activity, even though they do

not “bind” to NMDA receptors, per se. It is yet to be

determined whether the NAA changes in the prefrontal

cortex reflect any of these effects.

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CHO may suggest that there is no significant membrane

turnover.

There are several limitations of this study. The change

in NAA measures in the DLPFC associated with

antipsy-chotic treatment is about 9%. In a previous study in which

we assessed the reproducibility of NAA measures in 10

patients with schizophrenia on stable treatment with

anti-psychotics, we reported a coefficient of variation of about

9% in the DLPFC (Bertolino et al 1998b). Thus, the

magnitude of our findings here does not exceed the degree

of expected variability. However, as 19 of the 23 (p

,

.05,

Fisher exact text) patients studied in this experiment

showed NAA changes in the same direction (higher NAA

on antipsychotics), and as all four of the patients studied

on three occasions showed consistent effects, the results

appear to be determined by the effect of drugs. It is also

important to remember that, whereas other anatomic

regions have shown similar or even higher coefficients of

variation, the DLPFC was the only region with a

signifi-cant change. It also should be noted that, as both the

treatment and the off-medication phases of this study were

relatively brief, it is conceivable that a longer period

would have resulted in greater changes in NAA measures.

Another limitation of this study is the rather gross

volumetric measurement of the prefrontal lobe. We

per-formed this measurement to exclude any major volume

change in the prefrontal lobe that could have confounded

the NAA measurements. However, the images we had

acquired did not allow us to measure more specifically the

volume of the DLPFC, which is where we found the NAA

changes. Therefore, we cannot definitively exclude

volu-metric DLPFC changes. Nonetheless, the use of

metabo-lite ratios (which should be less sensitive to volume

changes) along with these data does not support any gross

volumetric change of the prefrontal lobe.

Another possible confound of our data is motion.

Indeed, patients off antipsychotics are not sedated and are

therefore more anxious about any procedure. We cannot

exclude that any subtle motion may have affected the data.

However, as noted above, we screened for motion that

may have affected the spectra. Moreover, it is unlikely that

the results would have been so regionally specific if they

were a result of motion artifacts. It is also worth

under-lining that antipsychotic treatment may have contributed

to some of the inconsistencies in the

1

H-MRS literature.

Even though the majority of studies have shown NAA

reductions in the frontal cortex of patients with

schizo-phrenia, some studies have failed to do so. It is possible

that the latter studies have not found differences in NAA

measures in the frontal cortex because they studied

pa-tients under treatment with antipsychotics.

In conclusion, treatment with antipsychotics, both

typ-ical and atyptyp-ical, increases NAA measures selectively in

the DLPFC of patients with schizophrenia. Even though

the neurobiological mechanism responsible for these

changes is unclear,

1

H-MRSI may be an ideal tool to

further investigate in vivo changes induced by

antipsy-chotics at the neuronal level.

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Gambar

Table 1. Clinical Characteristics of the Patients Studied
Figure 1 shows the on–off comparison for all ROIs. Byrepeated-measures ANOVA, the only significant effect of

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