Number of Shareholders &
During 2018, CIMB Niaga did not conduct a private placement. The history of the listing and issuance of CIMB Niaga shares up to the end of the fiscal year is detailed below:
Year New Shares Issued Stock Exchange
Listing Date
Paid Capital
Number of Shares Description Number of Shares Amount Rupiah
1989 5,000,000 Initial Public Offering (IPO) 29-11-1989 5,000,000 5,000,000,000
1991 1,170,953 Share dividend 19-02-1991 6,170,953 6,170,953,000
1992 5,252,500 Limited Public Offering with pre-
emptive Rights Issue (PUT I) 23-12-1992 11,423,453 11,423,453,000
1993 46,353,964 Company Listing 01-03-1993 57,777,417 57,777,417,000
1995 57,777,417 Shares Bonus from Agio 26-12-1995 115,554,834 115,554,834,000
1996 42,020,000 Convertible Bond 15-02-1996 157,574,834 157,574,834,000
1996 31,514,487 Limited Public Offering with pre-
emptive Rights Issue (PUT II) 15-11-1996 189,089,321 189,089,321,000 1997 Class A (@Rp500)
378,178,642 Stock Split (Rp1,000 to Rp500/
shares) 08-09-1997 378,178,642 189,089,321,000
1997 Class A (@Rp500)
340,360,709 Shares Bonus from Agio 16-09-1997 718,539,351 359,269,675,500
1999 Class B (@Rp5)
71,135,395,749 Limited Public Offering with pre-
emptive Rights Issue (PUT III) 09-08-1999 Class A 718,539,351 Class B 71,135,395,749
359,269,675,500 355,676,978,745 2001 Class B (@Rp5)
6,392,132,084 Limited Public Offering without pre- emptive Rights Issue
(excluding 782,460,672
B Class share which were not listed)
21-3-2001 Class A 718,539,351 Class B 77,527,527,833
359,269,675,500 387,637,639,165 2004 Class A (@Rp500)
9Class B (@Rp5) 7
Limited Public Offering without pre-
emptive Rights Issue 12-5-2004 Class A
718,539,360 Class B 77,527,527,840
359,269,675,500 387,637,639,200 2004 Class A (@Rp5,000)
Class B (@Rp50) Incorporation 10 times of share value
(reverse stock) 21-5- 2004 Class A
71,853,936 Class B 7,752,752,784
359,269,680,000 387,637,639,200 Class B (@Rp50)
3,949,757,610 Limited Public Offering with pre-
emptive Rights Issue (PUT IV) 31-8-2005 Class A 71,853,936 Class B 11,702,510,394
359,269,680,000 585,125,519,700 2004
-2005
Class B (@Rp50)
417,809,500 ESOP Implementation 20-8-2004 Class A
71,853,936 Class B 12,811,858,210
359,269,680,000 640,592,910,500
691,538,316 Warrant Series 1 31-8-2005
2008 Class B (@Rp50)
11,051,151,514 Conversion of 3,915,733,039 PT Bank
Lippo Tbk shares in merger 1-11-2008 Class A
71,853,936 Class B 23,863,009,724
359,269,680,000 1,193,150,486,200 2010 Class B (@Rp50)
1,196,743,183 Limited Public Offering with pre-emptive Rights Issue (PUT V) (excluding 11,967,431 B Class shares which were not listed)
30-12-2010 Class A 71,853,936 Class B 25,059,752,907
359,269,680,000 1,252,987,645,350 Total number of issued shares up to 31 December 2018 is detailed below:
Stock type Total Stock Exchange
Number of A Class listed-shares 71,853,936 Indonesia Stock Exchange
Chronology of Other Securities Listings
Information on chronology of CIMB Niaga other securities issued and listed are as follow:
Bonds Publication
Date Due Date Tenor
(years) Coupon Currency Nominal (In Rp billion)
Rating
2017 2018
Bonds and Sukuk
Subordinated Bond II Bank CIMB
Niaga Year 2010 23 Dec 2010 23 Dec 2020 10 10.85% Rupiah 1,600 AA (Fitch) AA- (Fitch)
Shelf Registration Bond II Bank CIMB
Niaga Phase I Year 2016 Series B 3 Nov 2016 3 Nov 2019 3 8.00% Rupiah 386 AAA (Pefindo) AAA (Pefindo) Shelf Registration Bond II Bank CIMB
Niaga Phase I Year 2016 Series C 3 Nov 2016 3 Nov 2021 5 8.25% Rupiah 182 AAA (Pefindo) AAA (Pefindo) Shelf Registration Bond II Bank CIMB
Niaga Phase II Year 2017 Series B 23 Aug 2017 23 Aug 2020 3 7.70% Rupiah 376 AAA (Pefindo) AAA (Pefindo) Shelf Registration Bond II Bank CIMB
Niaga Phase II Year 2017 Series C 23 Aug 2017 23 Aug 2022 5 8.15% Rupiah 822 AAA (Pefindo) AAA (Pefindo) Shelf Registration Bond II Bank CIMB
Niaga Phase III Year 2017 Series B 2 Nov 2017 2 Nov 2020 3 7.50% Rupiah 657 AAA (Pefindo) AAA (Pefindo) Shelf Registration Bond II Bank CIMB
Niaga Phase III Year 2017 Series C 2 Nov 2017 2 Nov 2022 5 7.75% Rupiah 843 AAA (Pefindo) AAA (Pefindo) Shelf Registration Bond II Bank CIMB
Niaga Phase IV Year 2018 Series A 20 Sep 2018 30 Sep 2019 1 7.50% Rupiah 766 - AAA (Pefindo)
Shelf Registration Bond II Bank CIMB
Niaga Phase IV Year 2018 Series B 20 Sep 2018 20 Sep 2021 3 8.50% Rupiah 137 - AAA (Pefindo)
Shelf Registration Bond II Bank CIMB
Niaga Phase IV Year 2018 Series C 20 Sep 2018 20 Sep 2023 5 8.80% Rupiah 118 - AAA (Pefindo)
Shelf Registration Sukuk Mudharabah I Bank CIMB Niaga Phase I Year 2018 Series A
15 Nov 2018 25 Nov 2019 1 8.35% Rupiah 441 - AAA (Pefindo)
Shelf Registration Sukuk Mudharabah I Bank CIMB Niaga Phase I Year 2018 Series B
15 Nov 2018 15 Nov 2021 3 9.25% Rupiah 559 - AAA (Pefindo)
Subordinated Bond III Bank CIMB
Niaga Year 2018 Series A 15 Nov 2018 15 Nov 2023 5 9.85% Rupiah 75 - AA (Pefindo)
Subordinated Bond III Bank CIMB
Niaga Year 2018 Series B 15 Nov 2018 15 Nov 2025 7 10.00% Rupiah 75 - AA (Pefindo)
All outstanding bonds 7,037
All outstanding securities issued by CIMB Niaga are listed at Indonesia Stock Exchange
Bonds Publication
Date Due Date Tenor
(years) Coupon Currency Nominal (In Rp billion)
Rating
2017 2018
Bonds Settlement
Subordinated Bond Bank CIMB Niaga
Year 2010 8 Jul 2010 8 Jul 2017 7 11.30% Rupiah 1,380 AA (Fitch) -
Bank CIMB Niaga Bond I Bank CIMB
Niaga Year 2011 Series A 23 Dec 2011 23 Dec 2014 3 7.38% Rupiah 180 - -
Bank CIMB Niaga Bond I Bank CIMB
Niaga Year 2011 Series B 23 Dec 2011 23 Dec 2016 5 8.30% Rupiah 1,320 - -
Shelf Registration Bond I Bank CIMB
Niaga Phase I Year 2012 Series A 30 Oct 2012 30 Oct 2015 3 7.35% Rupiah 600 - -
Shelf Registration Bond I Bank CIMB
Niaga Phase I Year 2012 Series B 30 Oct 2012 30 Oct 2017 5 7.75% Rupiah 1,400 AAA (Pefindo)
AAA (Fitch) -
Shelf Registration Bond I Bank CIMB
Niaga Phase II Year 2013 Series A 20 Nov 2013 20 Nov 2015 2 8.75% Rupiah 285 - -
Shelf Registration Bond I Bank CIMB
Niaga Phase II Year 2013 Series B 20 Nov 2013 20 Nov 2016 3 9.15% Rupiah 315 - -
Shelf Registration Bond I Bank CIMB
Niaga Phase II Year 2013 Series C 20 Nov 2013 20 Nov 2018 5 9.75% Rupiah 850 AAA (Pefindo)
AAA (Fitch) AAA (Pefindo) AA+ (Fitch) Shelf Registration Bond II Bank CIMB
Niaga Phase I Year 2016 Series A 3 Nov 2016 13 Nov 2017 1 7.25% Rupiah 432 AAA (Pefindo) -
Shelf Registration Bond II Bank CIMB
Niaga Phase II Year 2017 Series A 23 Aug 2017 3 Sep 2018 1 6.75% Rupiah 802 AAA (Pefindo) AAA (Pefindo) Shelf Registration Bond II Bank CIMB
Niaga Phase III Year 2017 Series A 2 Nov 2017 12 Nov 2018 1 6.20% Rupiah 500 AAA (Pefindo) AAA (Pefindo)
Table of Bank CIMB Niaga Negotiable Certificates of Deposit (NCD)
Description Publication
Date Due Date Tenor
(months) Coupon Currency Nominal
(In Rp billion) Status NCD I CIMB
Niaga Year 2015 Series A
15 Dec 15 15 Jun 16 6 9,00% Rupiah 760 Paid
NCD I CIMB Niaga Year 2015 Series B
15 Dec 15 15 Dec 16 12 9,10% Rupiah 170 Paid
NCD II Bank CIMB Niaga Year 2016 Series A
16 Jun 16 16 Sep 16 3 6,95% Rupiah 60 Paid
NCD II Bank CIMB Niaga Year 2016 Series B
16 Jun 16 13 Jan 17 7 7.60% Rupiah 230 Paid
NCD II Bank CIMB Niaga Year 2016 Series C
16 Jun 16 16 Mar 17 9 7.80% Rupiah 910 Paid
NCD III Bank CIMB Niaga Year 2017 Series A
18 May 17 17 Nov 17 6 7.20% Rupiah 576 Paid
NCD III Bank CIMB Niaga Year 2017 Series B
18 May 17 15 Feb 18 9 7.35% Rupiah 214 Paid
NCD III Bank CIMB Niaga Year 2017 Series C
18 May 17 18 May 18 12 7.45% Rupiah 710 Paid
List of Business Partnerships
Capital Market Supporting Institutions and Professionals
In the midst of competitive environment and to ensure the optimum level of the Bank’s performance, CIMB Niaga has developed partnerships with various business partners, domestic and overseas. Through these partnerships, the Bank aims to achieve its established targets as set out in the Bank Business Plan.
Among the various forms of partnerships undertaken by the Bank to provide the best financial products and services, as well as best optional transaction access to its customers in 2018 are:
1. Partnership in Sunlife and Sompoo bancassurance products, using the Bank’s distribution network and customer base as a target market;
PUBLIC ACCOUNTANT
Public Accounting Office “Tanudiredja, Wibisana, Rintis
& Rekan”
(Affiliated with PriceWaterhouseCoopers in Indonesia) WTC 3
Jl. Jend. Sudirman Kav. 29-31 Jakarta 12920 – Indonesia Telp. : (62 21) 521 2901
Fax. : (62 21) 52905555, 52905050 Website : www.pwc.com/id SHARE REGISTRAR PT Bima Registra Satrio Tower, 9th Floor A2 Jl. Prof. Dr. Satrio Blok C4
Kuningan Setiabudi - Jakarta Selatan Jakarta 12950 - Indonesia
Telp. : (62 21) 25984818 Fax. : (62 21) 25984819
Website : www.bimaregistra.co.id RATING AGENCY
PT Pemeringkat Efek Indonesia (Pefindo) Panin Tower - Senayan City, Lantai 17 Jl. Asia Afrika Lot 19
2. Partnership in card and network services, such as ATM Bersama, VISA, and Mastercard, in order to expand Bank’s network on card-based products;
3. Partnership with the software licensee for Silverlake applications in support of the Bank’s digital network;
4. Partnership with remittance businesses, such as MoneyGram International and Speedsend CIMB Malaysia;
5. Other forms of partnerships undertaken by the Bank in the interests of business expansion and sustainable performance improvement.
PT FITCH RATINGS INDONESIA DBS Bank Tower, lantai 24, suite 2403
Jl. Prof. Dr. Satrio, Kav. 3-5, Jakarta 12940 – Indonesia Telp. : (62 21) 298 86800
Fax. : (62 21) 29886820
Website : www.fitchratings.co.id CUSTODIAN
PT Kustodian Sentral Efek Indonesia
Gedung Bursa Efek Indonesia, Tower I, Lantai 5 Jl. Jendral Sudirman Kav. 52– 53, Jakarta 12190 Telp. +62 21 5299 1099
Fax. +62 21 5299 1199 Website: www.ksei.co.id TRUSTEE
PT Bank Permata Tbk WTC II, Lantai 28
Jl. Jend. Sudirman Kav 29-31, Jakarta 12920 Telp. : +62 21 523 7788
Fax. : +62 21 523 7253
Website : www.permatabank.com NOTARY
Kantor Notaris Ashoya Ratam, SH, MKn
Data Access and Bank’s Information
Supporting
Professionals Service Commission (fee) in Rp million
(including tax) Assignment
Period Public Accountant To audit Consolidated Financial Statements for
Fiscal Year 2018 The Bank’s annual audit fees of Rp7.432 Annually for the book of 2018
Legal Consultant No Periodic services None None
Appraiser No Periodic services None None
Notary No Periodic services None None
Corporate Secretary Graha CIMB Niaga Lantai 16 Jl. Jend. Sudirman Kav. 58 Jakarta 12190 - Indonesia Tel. : (62-21) 250 5252, 250 5353 Fax. : (62-21) 252 6749
Email : [email protected]
Investor Relations Menara Sentraya, Lantai 31 Jl. Iskandarsyah Raya I A Jakarta 12160 - Indonesia Tel. : (62-21) 270 0555
Email : [email protected]
Bank’s Website
CIMB Niaga is committed to continually improving the application of the Openness Principle as mandated by Law Number 8 of 1995 concerning Capital Markets and enhancing the implementation of good corporate governance, especially to shareholders, customers, the public, the government, and other stakeholders through the presentation of information on the main website www.cimbniaga.com
In line with the enactment of OJK Regulation No.8/POJK.04/2015 concerning the Website of the Issuer or Public Company, the Bank has completed the company’s website with important information that is regularly updated as such as :
• CONSUMER
This menu bar contains information about products and services provided by CIMB Niaga Bank for Consumer Banking customers such as conventional and sharia banking products including Savings, Demand Deposits, Time Deposits, Debit Cards, Credit Cards, Home Loans, Car Loans, Car Loans, Loans without Collateral, iB Gold Pawn, Wealth Management, Bancassurance and Endowments.
• BUSINESS
This menu bar contains information about products and services provided by Bank CIMB Niaga for Business customers such as banking products Demand Deposit Accounts, General Financing for Working Capital and Investment, Trade Finance services, Value Chain, Cash Management, internet banking BizChannel, treasury product, company program benefits and bancassurance.
• ABOUT US
This menu bar contains a selection of general information about the Company Profile, Investor Relations, GCG, Career, AML and CSR through microsite integration of investor.cimbniaga.co.id
• Home
Contains various information on products & services to consumer and business customers that are presented on the main website www.cimbniaga.com
• Investor Relations
Contains the publication of financial reports and company presentation material, information on dividends, information on stock prices along with information on bonds that have credit ratings, press release material and disclosure information submitted to the stock exchange.
• Corporate Governance
Contains information about the GCG practices that CIMB Niaga has carried out, among others, about us (history, vision and mission, organizational structure, shareholding structure, group structure, sharia business units, ratings, awards, affiliated companies); Management (Board of Commissioners, Sharia Supervisory Board, Directors, Corporate Secretary, Management team), GMS (Annual General Meeting of Shareholders) and Extraordinary General Meeting of Shareholders, GCG Structure (Committee and Policy Governance), GCG Reports (Reports, GCG Self-Assessment Results and Implementation of Public Company Governance Guidelines), ASEAN CG Scorecard and other information.
• CIMB Niaga Care
Contains information about the 4 pillars of CSR practices that CIMB Niaga has undertaken namely Education, Development and Empowerment of Community, Environment and Philanthropy.