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Best Broker Award Criteria

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Academic year: 2023

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Best Broker Award Criteria

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The award is attributed to the Member that shows best performances and records along the below criteria items.

(No submission required)

1. List of product offerings, which asset classes and instruments are supported

2. Differentiated product offerings: such as negotiated deals through FIX, fixed income trading, derivatives trading and any other value add service that is unique

3. Total values traded and assessment of execution vs vwap for each of the supported asset classes and instruments.

4. Execution channels (electronic FIX, sms, online, phone, …etc) 5. Downtime in connectivity during 2022

6. Negotiated deals executed during 2022 7. Number of clients served

8. Number of CMA fines/violations, along with classification to assess severity 9. Value of CMA violations

10. Provide maturity assessment reports, and audit reports 11. Assessment of compliance to market regulations 12. Any other red flags/concerns

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Thank you

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