Y, Θ ! ffiffiffiffiffiffiffiffi
3. A simple method to derive and solve Marchenko equation for DNLS equation
3.4 A multi-soliton solution of the DNLS equation based upon pure Marchenko formalism
When there are N simple polesλ1,λ2,⋯,λNin the first quadrant of the complex plane ofλ, the Marchenko equation will give a N-solition solution to the DNLS equation with VBC in the reflectionless case. We can assume that
f xð þyÞ ¼F21ðxþyÞ ¼XN
n¼1
gnðx, tÞhnð Þ �y G x, tð ÞH yð ÞT (146)
where gnðx, tÞ �Cnð Þet iλ2nx, hnð Þ �y eiλ2ny, n¼1, 2,⋯, N, and G x, tð Þ ��g1ðx, tÞ, g2ðx, tÞ,⋯, gNðx, tÞ�
; H yð ÞT�ðh1ð Þy, h2ð Þy,⋯, hNð ÞyÞT (147) Here and hereafter the superscript T represents transposing of a matrix. On the other hand, we assume that
N11ðx, yÞ ¼N11ð ÞH yx ð ÞT, N12ðx, yÞ ¼N12ð ÞH yx ð ÞT (148)
owing to the symmetry properties of Noðx, yÞand Ndðx, yÞ, the function f xð þyÞin (128) and (129) can only has off-diagonal elements, we write
F xð þyÞ ¼ 0 �f xð þyÞ f xð þyÞ 0
!
; G zð þyÞ ¼ 0 �h zð þyÞ h zð þyÞ 0
!
¼iσ3F0ðzþyÞ (144) Considering the dependence of the Jost solutions on the squared spectral parameterλ2, in the reflectionless case, we choose
f xð þyÞ ¼XN
n¼1
Cnð Þt eiλ2nðxþyÞ (145)
where Cnð Þt contains a time-dependent factor ei4λ4nt, which can be introduced by a standard procedure [29], due to a fact of the Lax operator M! �i2λ4σ3 as x! �∞.
As is well known, Lax equations are linear equation so that a constant factor can be introduced in its solution, that is, Cn¼eβnþiαnei4λ4nt. It means thatβnis related to the center of soliton andαnexpresses the initial phase up to a constant factor. Thus, the time-independent part of Cnis inessential and can be absorbed or normalized only by redefinition of the soliton center and initial phase. On the other hand, notice the terms generated by partial integral in (133)–(142), in order to ensure the convergence of the partial integral, we must let limx!∞eiλ2nx¼0, so we only consider the N zero points of að Þλ in the first quadrant of complex plane ofλ(also in the upper half part of the complex plane ofλ2), that is, the discrete spectrum forλ1, λ2,
⋯⋯λN, although�λn, nð ¼12,⋯, NÞin the third quadrant of the complex plane of λare also the zero points of að Þλ due to symmetry of Lax operator and transition matrix. Then Eq. (145) corresponds to the N-soliton solution in the reflectionless case, and we have completed the derivation and manifestation of Marchenko equa- tion (128) and (129), (144), and (145) for DNLSE with VBC.
3.4 A multi-soliton solution of the DNLS equation based upon pure Marchenko formalism
When there are N simple polesλ1,λ2,⋯,λNin the first quadrant of the complex plane ofλ, the Marchenko equation will give a N-solition solution to the DNLS equation with VBC in the reflectionless case. We can assume that
f xð þyÞ ¼F21ðxþyÞ ¼XN
n¼1
gnðx, tÞhnð Þ �y G x, tð ÞH yð ÞT (146)
where gnðx, tÞ �Cnð Þet iλ2nx, hnð Þ �y eiλ2ny, n¼1, 2,⋯, N, and G x, tð Þ ��g1ðx, tÞ, g2ðx, tÞ,⋯, gNðx, tÞ�
; H yð ÞT�ðh1ð Þy , h2ð Þy,⋯, hNð Þy ÞT (147) Here and hereafter the superscript T represents transposing of a matrix. On the other hand, we assume that
N11ðx, yÞ ¼N11ð ÞH yx ð ÞT, N12ðx, yÞ ¼N12ð ÞH yx ð ÞT (148)
Then
F12ðxþyÞ ¼ �F12ðxþyÞ ¼ �G xð ÞH yð ÞT; F012ðxþyÞ ¼iλ2nCne�iλ2nðxþyÞ
¼ �G0ð ÞH yx ð ÞT (149)
Substituting (146)–(149) into the Marchenko equation (128) and (129), we have N11ð ÞH yx ð ÞTþN12ð ÞxÐ∞
xdzH zð ÞTG zð ÞH yð ÞT¼0 N12ð ÞH yx ð ÞT�G xð ÞH yð ÞT�iN11ð ÞxÐ∞
xdzH zð ÞTG0ð ÞH yz ð ÞT¼0 (
(150)
or
N11ð Þ þx N12ð ÞΔx 1ð Þ ¼x 0, (151) N12ð Þ �x iN11ð ÞΔx 2ð Þ ¼x G xð Þ (152) here
Δ1ð Þ ¼x ð∞
xH zð ÞTG zð Þdz,Δ2ð Þ ¼x ð∞
xH zð ÞTG0ð Þdzz (153) Both of them are N�N matrices and their matrix element are, respectively, expressed as
Δ1ð Þx mn¼ ð∞
xe�iλ2mzCneiλ2nzdz¼hmð Þx �i
λ2m�λ2ngnð Þx (154) Δ2ð Þx mn¼
ð∞
xe�iλ2mzCn��iλ2n�
e�iλ2nzdz¼hmð Þx λ2n
λ2m�λ2ngnð Þx (155) From (151) and (152), we immediately get
N11ð Þ ¼ �G xx ð Þ½1þiΔ1ð ÞΔx 2ð Þx��1Δ1ð Þx (156) N12ð Þ ¼x G xð Þ½1þiΔ1ð ÞΔx 2ð Þx ��1 (157) from (148), (156), and (157), we have
N11ðx, yÞ ¼ �G xð Þ½IþiΔ1ð ÞΔx 2ð Þx ��1Δ1ð ÞH yx ð ÞT (158) N12ðx, yÞ ¼G xð Þ½IþiΔ1ð ÞΔx 2ð Þx ��1H yð ÞT (159) then
N11ðx, xÞ ¼iTr iΔn 1ð ÞH xx ð ÞTG xð Þ½IþiΔ1ð ÞΔx 2ð Þx ��1o
¼i det Ih þiΔ1ð ÞΔx 2ð Þ þx iΔ1ð ÞH xx ð ÞTG xð Þi det I½ þiΔ1ð ÞΔx 2ð Þx � �1 8<
:
9=
; (160)
and
N12ðx, xÞ ¼Tr H xn ð ÞTG xð Þ½IþiΔ1ð ÞΔx 2ð Þx��1o
¼det Ih þiΔ1ð ÞΔx 2ð Þ þx HTð ÞG xx ð Þi det I½ þiΔ1ð ÞΔx 2ð Þx� �1
(161)
Substituting (160) and (161) into Eq. (124), we thus attain the N-soliton solution as follows in a pure Marchenko formalism.
uNðx, tÞ ¼ �2det I� þiΔiΔ2þHTG�
�det Ið þiΔ1Δ2Þ
det I� �iΔ1Δ2�iΔ1HTG� �det I� �iΔ1Δ2�
det Ið þiΔ1Δ2Þ¼ �2CD=D2 (162) where
D�det Ið þiΔ1Δ2Þ, C�det I� þiΔ1Δ2þHTG�
�det Ið þiΔ1Δ2Þ, (163) and we will prove that in (136)
det I� �iΔ1Δ2�iΔ1HTG�
¼det Ið þiΔ1Δ2Þ �D (164) By means of some linear algebraic techniques, especially the Binet-Cauchy for- mula for some special matrices (see the Appendices 2–3 in Part2), the determinant D and C can be expanded explicitly as a summation of all possible principal minors.
Firstly, we can prove identity (164) by means of Binet-Cauchy formula.
det I� �iΔ1Δ2�iΔ1HTG�
¼det Iþ �iΔ� 1�
Δ2þHTG
� �
h i
≔det Ið þM1M2Þ (165) where
Μ1
ð Þnm� �iΔ� 1�
mn¼hn 1
λ2n�λ2mgm, Mð 2Þmn��Δ2þHTG�
mn¼hm λ2m λ2m�λ2ngn
(166) The complex constant factor cn0can be absorbed into the soliton center and initial phase by redefining
gnðx, tÞhnð Þ ¼x Cnð Þet i2λ2nx¼cnoei4λ4ntei2λ2nx�e�θneiφn (167) hereλn¼μnþivn, and
θn�4μnvn x�xn0þ4�μ2n�v2n�
� t�
¼4κnðx�xn0�υntÞ;κn¼4μnνn;υn
¼ �4�μ2n�v2n�
; φn�2�μ2n�v2n�
xþ 4�μ2n�v2n�2
�16μ2nv2n
h i
•tþαno; cn0
�e4κnxnoeiαno; n¼1, 2,⋯, N (168)
det I� �iΔ1Δ2�iΔ1HTG�
¼1þXN
r¼1
X
1≤n1<n2<⋯<nr≤N
X
1≤m1<m2<⋯<mr≤N
M1ðn1, n2,⋯, nr; m1, m2,⋯mrÞM2ðm1, m2,⋯, mr, n1, n2,⋯, nrÞ
(169) where M1ðn1, n2,⋯, nr; m1, m2,⋯mrÞdenotes a minor, which is the determinant of a submatrix of M1, consisting of elements belonging to not only (n1, n2, … , nr) rows but also columns (m1, m2, … , mr).
Substituting (160) and (161) into Eq. (124), we thus attain the N-soliton solution as follows in a pure Marchenko formalism.
uNðx, tÞ ¼ �2det I� þiΔiΔ2þHTG�
�det Ið þiΔ1Δ2Þ
det I� �iΔ1Δ2�iΔ1HTG� �det I� �iΔ1Δ2�
det Ið þiΔ1Δ2Þ¼ �2CD=D2 (162) where
D�det Ið þiΔ1Δ2Þ, C�det I� þiΔ1Δ2þHTG�
�det Ið þiΔ1Δ2Þ, (163) and we will prove that in (136)
det I� �iΔ1Δ2�iΔ1HTG�
¼det Ið þiΔ1Δ2Þ �D (164) By means of some linear algebraic techniques, especially the Binet-Cauchy for- mula for some special matrices (see the Appendices 2–3 in Part2), the determinant D and C can be expanded explicitly as a summation of all possible principal minors.
Firstly, we can prove identity (164) by means of Binet-Cauchy formula.
det I� �iΔ1Δ2�iΔ1HTG�
¼det Iþ �iΔ� 1�
Δ2þHTG
� �
h i
≔det Ið þM1M2Þ (165) where
Μ1
ð Þnm� �iΔ� 1�
mn¼hn 1
λ2n�λ2mgm, Mð 2Þmn��Δ2þHTG�
mn¼hm λ2m λ2m�λ2ngn
(166) The complex constant factor cn0can be absorbed into the soliton center and initial phase by redefining
gnðx, tÞhnð Þ ¼x Cnð Þet i2λ2nx¼cnoei4λ4ntei2λ2nx�e�θneiφn (167) hereλn¼μnþivn, and
θn�4μnvn x�xn0þ4�μ2n�v2n�
� t�
¼4κnðx�xn0�υntÞ;κn¼4μnνn;υn
¼ �4�μ2n�v2n�
; φn�2�μ2n�v2n�
xþ 4�μ2n�v2n�2
�16μ2nv2n
h i
•tþαno; cn0
�e4κnxnoeiαno; n¼1, 2,⋯, N (168)
det I� �iΔ1Δ2�iΔ1HTG�
¼1þXN
r¼1
X
1≤n1<n2<⋯<nr≤N
X
1≤m1<m2<⋯<mr≤N
M1ðn1, n2,⋯, nr; m1, m2,⋯mrÞM2ðm1, m2,⋯, mr, n1, n2,⋯, nrÞ
(169) where M1ðn1, n2,⋯, nr; m1, m2,⋯mrÞdenotes a minor, which is the determinant of a submatrix of M1, consisting of elements belonging to not only (n1, n2, … , nr) rows but also columns (m1, m2, … , mr).
M1ðn1, n2,⋯, nr; m1, m2,⋯mrÞ ¼Y
n, m
hngm λ2n�λ2m
Y
n<n0, m<m0
λ2n�λ2n0
� �
λ2m0�λ2m
� �
(170) M2ðm1, m2,⋯, mr; n1, n2,⋯nrÞ ¼Y
n, m
hmgnλ2m λ2m�λ2n
Y
n<n0, m<m0
λ2m�λ2m0
� �
λ2n0�λ2n
� �
(171)
where n, n0∈fn1, n2,⋯, nrg, m, m0∈fm1, m2,⋯, mrg, then M1ðn1, n2,⋯, nr; m1, m2,⋯mrÞM2ðm1, m2,⋯, mr; n1, n2,⋯nrÞ
¼ �1ð ÞrY
n, m
e�θneiφne�θme�iφmλ2m λ2n�λ2m
� �2 Y
n<n0, m<m0
λ2m�λ2m0
� �2
λ2n�λ2n0
� �2
(172)
If we define matrices Q1¼iΔ1and Q2¼Δ2, then we can similarly attain D¼det Ið þiΔ1Δ2Þ ¼det Ið þQ1Q2Þ ¼1þXN
r¼1
X
1≤n1<n2<⋯<nr≤N
X
1≤m1<m2<⋯<mr≤N
Q1ðn1, n2,⋯, nr; m1, m2,⋯mrÞQ2ðm1, m2,⋯, mr; n1, n2,⋯, nrÞ
(173) and
Q1ðn1, n2,⋯, nr; m1, m2,⋯mrÞQ2ðm1, m2,⋯, mr; n1, n2,⋯, nrÞ
¼ �1ð ÞrY
n, m
e�θmeiφme�θne�iφnλ2n λ2m�λ2n
� �2 Y
n<n0, m<m0
λ2m�λ2m0
� �2�λ2n�λ2n0�2 (174)
where n, n0∈fn1, n2,⋯, nrg, m, m0∈fm1, m2,⋯, mrg. Comparing (172) and (174), we find the following permutation symmetry between them
M1ðn1, n2,⋯, nr; m1, m2,⋯mrÞM2ðm1, m2,⋯, mr; n1, n2,⋯, nrÞ
¼Q1ðm1, m2,⋯, mr; n1, n2,⋯nrÞQ2ðn1, n2,⋯, nr; m1, m2,⋯, mrÞ Using above identity, comparing (169), (172), (173), and (174), we find that identity (164) holds and complete the computation of D.
Secondly, we compute the most complicate determinant C in (163). In order to calculate det I� þiΔ1Δ2þHTG�
, we introduce an N�ðNþ1ÞmatrixΩ1and an Nþ1
ð Þ �N matrixΩ2
Ω1
ð Þnm¼ðiΔ1Þnm,ð ÞΩ1 n0¼hn¼ hnλ2n
λ2n�02;ð ÞΩ2 mn¼ð ÞΔ2 mn, Ω2
ð Þ0n¼gn¼ �λ2ngn 02�λ2n
(175)
with n, m = 1, 2, … , N. We thus have
det Ið þΩ1Ω2Þ ¼1þXN
r¼1
X
1≤n1≤n2<⋯<nr≤N
X
0≤m1<m2<⋯<mr≤N
Ω1ðn1, n2,⋯, nr; m1, m2,⋯mrÞΩ2ðm1, m2,⋯, mr; n1, n2,⋯, nrÞ
(176)
The above summation obviously can be decomposed into two parts: one is extended to m1= 0 and the other extended to m1≥1. Subtracted from (176), the part that is extended to m1≥1, the remaining parts of (176) is just C in Eq. (163) (with m1¼0, m2≥1). Due to (175), we have
C¼det Ið þΩ1Ω2Þ �det Ið þiΔ1Δ2Þ
¼XN
r¼1
X
1≤n1<n2<⋯<nr≤N
X
1≤m2<m3<⋯<mr≤N
Ω1ðn1, n2,⋯, nr; 0, m2,⋯, mrÞΩ2ð0, m2,⋯, mr; n1, n2,⋯, nrÞ (177) Ω1ðn1, n2,⋯, nr; 0, m2,⋯mrÞ ¼Y
n hn
Y
m gm Y
n<n0, m<m0
λ2n�λ2n0
� �
λ2m0�λ2m
� �Y
n, m
1 λ2n�λ2m
(178) Ω2ð0, m2,⋯, mr; n1, n2,⋯nrÞ ¼Y
n gnY
m hm
Y
n<n0, m<m0
λ2n�λ2n0
� �
λ2m0�λ2m
� �Y
n, m
1 λ2m�λ2n
� �1ð Þrþ1Y
m
λ2m,
(179) which leads to
Ω1ðn1, n2,⋯, nr; 0, m2,⋯mrÞΩ2ð0, m2,⋯, mr; n1, n2,⋯, nrÞ
¼ �1ð Þrþ1Y
n e�θne�iφnY
me�θmeiφm Y
n<n0, m<m0
λ2n�λ2n0
� �2
λ2m0�λ2m
� �2Y
n, m
1 λ2m�λ2n
� �2
Y
m
λ2m, (180) here n, n0∈ðn1, n2,⋯, nrÞ, m, m0∈ðm2,⋯, mrÞin (178)–(180). Finally, substitut- ing (174) into (173), (180) into (177), and (173 and 177) into (162), we thus attain the explicit N-soliton solution to the DNLS equation with VBC under the reflectionless case, based on a pure Marchenko formalism and in no need of the concrete spectrum expression of að Þ. Obviously, the N-soliton solution permits uncertain complexλ constants cn0ðn¼1, 2,⋯, NÞas well as an arbitrary global constant phase factor.