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Feedback Classification of Invariant Control Systems on Three-Dimensional Lie Groups

R. Biggs C.C. Remsing*

Department of Mathematics (Pure & Applied) Rhodes University, 6140 Grahamstown, South Africa

9th IFAC Symposium on Nonlinear Control Systems Toulouse, France, September 4-6, 2013

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Outline

Invariant control systems and equivalence Invariant control affine systems

Detached feedback equivalence Classification of systems

The Bianchi-Behr classification The solvable case

The semisimple case Conclusion

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Invariant control affine systems

Left-invariant control affine system (with ` inputs)

(Σ) g˙ =g(A+u1B1+· · ·+u`B`), g ∈G,u ∈R`. state space: G is a connected (matrix) Lie group

input set : U =R`

parametrization map: Ξ (1,·) :R`→g, u 7→A+u1B1+· · ·+u`B` is an injective (affine) map

trace: Γ =A+ Γ0=A+hB1, . . . ,B`i is an affine subspace of (the Lie algebra) g.

When the state space is fixed, we simply write Σ : A+u1B1+· · ·+u`B`.

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Invariant control affine systems (cont.)

A system Σ is called homogeneous: A∈Γ0 inhomogeneous : A∈/Γ0. Full-rank system

Σ hasfull rank : the trace Γ⊂g generates g.

Systems on 3D (matrix) Lie groups

Asingle-input inhomogeneous system has full rank if and only if A,B1 and [A,B1] are linearly independent.

Atwo-input homogeneous system has full rank if and only if B1,B2 and [B1,B2] are linearly independent.

Anytwo-input inhomogeneous system has full rank.

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Detached feedback equivalence

Definition

Two systems Σ and Σ0 are called (locally)detached feedback equivalent if there exist

neighbourhoods N and N0 of (the unit elements) 1 and 10, resp.

diffeomorphisms φ:N→N0 and ϕ:R` →R`

0

such that

φ(1) =10 and Tgφ·Ξ (g,u) = Ξ0(φ(g), ϕ(u)).

(Here Ξ (g,u) =gΞ (1,u).) Note

Detached feedback transformations are an appropriate specialization of the (more general) feedback transformations.

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Detached feedback equivalence (cont.)

Theorem

Two full-rank systems Σ and Σ0 are detached feedback equivalent if and only if there exists a Lie algebra isomorphism ψ:g→g0 such that

ψ·Γ = Γ0.

Note

The classification problem (of full-rank systems evolving on 3D Lie groups) reduces to the classification of the affine subspaces of each (3D) Lie algebra.

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The Bianchi-Behr classification

Classification (of real 3D Lie algebras)

There are eleven typesof algebras (in fact, nine algebras and two parametrized infinite families of algebras):

3g : R3 (I,Abelian)

g2.1⊕g1 : aff(R)⊕R (III) g3.1 : h3 (II,nilpotent) g3.2 (IV,solvable) g3.3 (V,solvable)

g03.4 : se(1,1) (VI0,solvable); ga3.4,a>0,a6= 1 (VIa) g03.5 : se(2) (VII0,solvable); ga3.5,a>0,a6= 1 (VIIa) g03.6 : sl(2,R) (VIII,simple)

g03.7 : so(3) (IX,simple)

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The solvable case : Heisenberg group

Theorem h3: [E2,E3] =E1

Let Σ be a full-rank system evolving on a solvable 3D Lie group (with Lie algebra g). If g∼=h3, then Σ is equivalent to exactly one of the following systems:

Σ(1,1) : E2+uE3

Σ(2,0) : u1E2+u2E3

Σ(2,1)1 : E1+u1E2+u2E3 E1 ∈Γ0

Σ(2,1)2 : E3+u1E1+u2E2 E1 ∈/Γ0

Σ(3,0) : u1E1+u2E2+u3E3.

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The solvable case : Heisenberg group (cont.)

Proof

The group of automorphisms Aut (h3) is given by





yw−vz x u

0 y v

0 z w

 : u,v,w,x,y,z ∈R,yw−vz 6= 0



 .

Suppose Σ is a single-input inhomogeneous system with trace Γ =aiEi+hbiEii. Then

ψ=

a2b3−a3b2 a1 b1

0 a2 b2

0 a3 b3

, ψ·Γ(1,1) =ψ·(E2+hE3i) = Γ.

Likewise, ψ·Γ(2,0)=ψ· hE2,E3i=haiEi,biEii.

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The solvable case : Heisenberg group (cont.)

Proof (cont.)

Let Σ be a two-input inhomogeneous system with trace Γ =A+ Γ0 Suppose E1∈/ Γ0 and let Γ =aiEi+hbiEi,ciEii. Then

ψ=

v1 v2 v3

0 1 0

0 0 v1

, h

v1 v2 v3 i

a1 b1 c1 a2 b2 c2 a3 b3 c3

= h

1 0 0 i

defines ψ∈Aut (h3) such that ψ·Γ = Γ(2,1)1 =E1+u1E2+u2E3. Suppose E1∈Γ0. Then Γ =a2E2+a3E3+hE1,b2E2+b3E3i and

ψ=

b2a3−a2b3 0 0

0 b2 a2

0 b3 a3

, ψ·Γ(2,1)2 =ψ·(E3+hE1,E2i) = Γ.

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The solvable case : Euclidean group

Theorem se(2) : [E2,E3] =E1, [E3,E1] =E2

Let Σ be a full-rank system evolving on a solvable 3D Lie group (with Lie algebra g). If g∼=se(2), then Σ is equivalent to exactly one of the following systems :

Σ(1,1)1 : E2+uE3 E30)6={0}

Σ(1,1)2,α : αE3+uE2 E30) ={0}, E3(A) =±α Σ(2,0) : u1E2+u2E3

Σ(2,1)1 : E1+u1E2+u2E3 E30)6={0}

Σ(2,1)2,α : αE3+u1E1+u2E2 E30) ={0}, E3(A) =±α Σ(3,0) : u1E1+u2E2+u3E3

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The solvable case : Euclidean group (cont.)

Proof (distinct classes)

The group of automorphisms Aut (se(2)) is given by





x y u

∓y ±x v

0 0 ±1

 : x,y,u,v ∈R,x2+y2 6= 0



 .

hE1,E2i is an invariant subspace for any automorphism.

Suppose ψ·(A+ Γ0) =A0+ψ·Γ0.

If E30) ={0}, then E3(ψ·Γ0) ={0}.

Moreover, if E30) ={0} and E3(A) =α, then E3(A0) =±α.

These invariants (together with dimension and homogeneity of trace) allow us to distinguish between equivalence classes.

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The semisimple case

Theorem sl(2,R) : [E2,E3] =E1, [E3,E1] =E2, [E1,E2] =−E3

Let Σ be a full-rank system evolving on a semisimple 3D Lie group (with Lie algebra g). If g∼=sl(2,R), then Σ is equivalent to exactly one of the following systems :

Σ(1,1)1 : E3+u(E2+E3) Σ(1,1)2,α : αE2+uE3

Σ(1,1)3,α : αE1+uE2

Σ(1,1)4,α : αE3+uE2

Σ(2,0)1 : u1E1+u2E2

Σ(2,0)2 : u1E2+u2E3

Σ(2,1)1 : E3+u1E1+u2(E2+E3) Σ(2,1)2,α : αE1+u1E2+u2E3 Σ(2,1)3,α : αE3+u1E1+u2E2

Σ(3,0) : u1E1+u2E2+u3E3.

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The semisimple case : orthogonal group

Theorem so(3) : [E2,E3] =E1, [E3,E1] =E2, [E1,E2] =E3 Let Σ be a full-rank system evolving on a semisimple 3D Lie group (with Lie algebra g). If g∼=so(3), then Σ is equivalent to exactly one of the following systems :

Σ(1,1)α : αE2+uE3 C(Γ)•C(Γ) =α2

Σ(2,0) : u1E2+u2E3

Σ(2,1)α : αE1+u1E2+u2E3 C(Γ)•C(Γ) =α2 Σ(3,0) : u1E1+u2E2+u3E3.

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The semisimple case : orthogonal group (cont.)

Proof

The group of automorphisms Aut (so(3)) is given by g ∈R3×3 : gg>=1, detg = 1 . The dot product • on so(3) is given by

aiEi•biEi =a1b1+a2b2+a3b3. The level sets

Sα={A∈so(3) : A•A=α}

are spheres of radius √ α.

Aut (so(3)) acts transitively on each sphere Sα.

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The semisimple case : orthogonal group (cont.)

Proof (cont.)

The critical point C(Γ) at which A+hBi or A+hB1,B2i is tangent to a sphere Sα is (unique and is) given by

C(Γ) =A− A•B B•BB C(Γ) =A−h

B1 B2 i

"

B1•B1 B1•B2

B1•B2 B2•B2

#−1"

A•B1

A•B2

# . Moreover, ψ·C(Γ) =C(ψ·Γ) for any automorphism ψ.

Equivalence classes (for inhomogeneous systems) are characterized by what sphere Sα their trace is tangent to.

Indeed, by transitivity all (2D) tangent spaces to Sα are equivalent.

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Conclusion

Complete classification of invariant systems on 3D Lie groups has been obtained.

There is another natural equivalence relation : state space equivalence(much stronger; of limited use).

Detached feedback equivalence has a natural extension to invariant optimal control problems : cost equivalence.

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