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RESEARCH ARTICLE

W IRAWAN IMA, A LDINGTON S, G RIFFITHS RF, E LLIS CJ, L ARSEN PD.

Cardiovascular investigations of airline pilots with excessive car-diovascular disease . Aviat Space Environ Med 2013; 84:608–12.

Background: This study examined the prevalence of airline pilots who have an excessive cardiovascular disease (CVD) risk score according to the New Zealand Guideline Group (NZGG) Framingham-based Risk Chart and describes their cardiovascular risk assessment and investi-gations. Methods: A cross-sectional study was performed among 856 pilots employed in an Oceania based airline. Pilots with elevated CVD risk that had been previously evaluated at various times over the previous 19 yr were reviewed retrospectively from the airline ’ s medical records, and the subsequent cardiovascular investigations were then described. Results: There were 30 (3.5%) pilots who were found to have 5-yr CVD risk score of 10 – 15% or higher. Of the 29 pilots who had complete car-diac investigations data, 26 pilots underwent exercise electrocardiogra-phy (ECG), 2 pilots progressed directly to coronary angiograms and 1 pilot with abnormal echocardiogram was not examined further. Of the 26 pilots, 7 had positive or borderline exercise tests, all of whom subse-quently had angiograms. One patient with a negative exercise test also had a coronary angiogram. Of the 9 patients who had coronary angio-grams as a consequence of screening, 5 had signifi cant disease that re-quired treatment and 4 had either trivial disease or normal coronary arteries. Conclusion: The current approach to investigate excessive car-diovascular risk in pilots relies heavily on exercise electrocardiograms as a diagnostic test, and may not be optimal either to detect disease or to protect pilots from unnecessary invasive procedures. A more compre-hensive and accurate cardiac investigation algorithm to assess excessive CVD risk in pilots is required.

Keywords: exercise test , Framingham risk score , occupational group , stress test .

P

ERIODIC MEDICAL examinations in asymptomatic

airline pilots, including screening for cardiovascular disease (CVD), are conducted to detect those who are at increased risk of incapacitation ( 16 ). One of the methods utilized in the cardiovascular screening program is the application of a CVD risk score. This encompasses a risk prediction model to generate an absolute risk of CVD over a particular time frame ( 13 ). The most widely used risk prediction equations have been derived from the Framingham Heart Study ( 1 , 12 ). The basic Framingham Risk Score (FRS) incorporates multiple risk factors in-cluding age, gender, total cholesterol, HDL cholesterol, blood pressure, left ventricular hypertrophy on an elec-trocardiogram (ECG), diabetes, and smoking status ( 1 ). Different methods of assessment have been applied by different countries to allow application for different car-diovascular conditions ( 23 ).

The Civil Aviation Authority (CAA) of New Zealand evaluates the CVD risk of all Medical Certifi cate appli-cants who are over 35 yr of age ( 8 ), using the adjusted

Framingham based method published by the New Zea-land Guideline Group (NZGG) in 2003 and updated in 2009 ( 7 , 19 , 20 ). Some additional adjustments made by the NZGG include factors known to indicate risk eleva-tion, which were not present in the basic equation ( 12 ). These additional factors add a 5% absolute increase in risk in people who have at least one of these risk factors; family history of premature ischemic heart disease (IHD), ischemic stroke in a fi rst-degree male relative before the age of 55 yr or a fi rst-degree female relative before the age of 65 yr, ethnicity (Maori, Pacifi c, or Indian subcon-tinent), diabetes and microalbuminuria, type 2 diabetes for more than 10 yr, or an HbA1c greater than 8%. In ad-dition, the adjustments also consider isolated single risk factors, such as total cholesterol greater than 8 mmol z L 2 1 ,

total cholesterol – HDL ratio more than 8 and blood pressure consistently greater than 170/100 mmHg. Indi-viduals with any of these risk factors automatically have a CVD risk score greater than 15% per 5 yr. The NZGG method yields 5-yr risk estimations of , 2.5%, 2.5 – 5%, 5 – 10%, 10 – 15%, 15 – 20%, and . 20% ( 19 , 20 ).

For the purpose of the CAA medical standards, a 5-yr CVD risk of 10% (approximate 10-yr CVD risk of 20%) or higher is considered as being “ excessive ” ( 7 ). Pilots exceeding this threshold are required to demonstrate normal myocardial perfusion by undergoing further in-vestigation, commonly through an exercise stress test. In some cases, a more demanding functional test, such as a stress echocardiography or stress nucleotide scan, might be recommended. If the functional test shows either an ambiguous or a positive result, the pilot will be consid-ered for further investigation and coronary angiography may be required ( 7 , 8 ). The concern about the require-ment to demonstrate normal coronary perfusion is that all of the functional tests have limited diagnostic accu-racy in asymptomatic patients ( 5 ), however, coronary

From the Occupational and Aviation Medicine Unit, Department of Medicine, University of Otago Wellington, New Zealand.

This manuscript was received for review in June 2012 . It was accepted for publication in November 2012 .

Address reprint requests and correspondence to: Ady Wirawan, M.D., Occupational and Aviation Medicine Unit, Department of Medi-cine, University of Otago, 23A Mein Street, Newtown, Wellington 6021, New Zealand; ady.wirawan@otago.ac.nz .

Reprint & Copyright © by the Aerospace Medical Association, Alexandria, VA.

DOI: 10.3357/ASEM.3465.2013

Cardiovascular Investigations of Airline Pilots with

Excessive Cardiovascular Risk

I. Made Ady Wirawan , Sarah Aldington ,

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angiography is an invasive procedure with some associ-ated harms raising the possibility that pilots are sub-jected to unnecessary risks ( 10 , 15 ).

The investigations of airline pilots with an excessive CVD risk score is not well described in the literature. There is a lack of information on medical investigations undertaken as a result of an excessive CVD risk score and the extent of cardiovascular disease that this approach uncovers. This study examined the prevalence of airline pilots who have an excessive CVD risk score according to

NZGG ’ s Framingham-based risk chart, and describes

their CVD risk assessment and investigations.

METHODS

The study population consisted of 856 pilots em-ployed in an Oceania-based airline in 2010. A cross-sectional study was performed in May 2011 to measure the prevalence of airline pilots with an excessive CVD risk score. An excessive 5-yr cardiovascular risk score was defi ned as having a CVD risk score of 10 – 15% or higher for the fi rst time before the occurrence of a cardiovascu-lar event. Pilots ’ medical records at the airline ’ s medical unit were reviewed retrospectively to identify pilots that had been previously evaluated for the increased risk, and assess the cardiovascular investigations un-dertaken once an excessive CVD risk score had been defi ned.

We compared pilots with excessive risk scores with the airline pilots ’ data whose 5-yr CVD risk score was lower than 10%. The comparison data were derived from pilots who conducted their medical certifi cate re-newal between November 1, 2009 and October 31, 2010 at the airline ’ s medical unit. Because all members of the excessive risk group were male, only male pilot ’ s data were included in the comparative group, resulting in 595 pilots in the comparison group.

The continuous data were summarized as mean and standard deviation (SD) or median and interquartile range (IQR) as appropriate. The categorical data were presented as frequency and proportion (%) within col-umn. Differences between groups were analyzed de-scriptively. PASW 18 software (IBM, NY) was used to perform the descriptive analyses.

The cardiovascular investigation data of the pilots with excessive risk score are presented descriptively. This study was part of an observational study to explore pilot ’ s morbidity and was approved by the Northern X Regional Ethics Committee of New Zealand.

RESULTS

There were 30 pilots who were found to have a 5-yr cardiovascular risk score of 10 – 15% or higher, as calcu-lated using the NZGG risk method. Of these, 25 pilots had 5-yr CVD risk score of 10 – 15%, and 5 pilots had 5-yr CVD risk score of 15 – 20%. The cardiovascular investiga-tions of these pilots were done at various times between 1992 and 2011.

These pilot ’ s age ranged from 44 to 64 yr old, with a mean (SD) of 55.8 (5.4) years, and a median (IQR) of 57

( 8 ) years. All were men, with a median (IQR) fl ight time of 18,050 (5625) hours.

The cardiovascular risk factors of pilots with excessive risk scores and pilots with low risk scores is presented in

Table I . Risk factors assessed during cardiovascular risk assessment, included age, smoking history, diabetes sta-tus, history of hypertension, systolic blood pressure, di-astolic blood pressure, history of hyperlipidemia, HDL cholesterol, triglyceride, and total cholesterol-HDL ratio.

Among those with 5-yr risk of 10% or higher, nine (30%) pilots received the NZGG additional factor 5% in-crease; eight pilots had a family history of premature ischemic heart disease; and one pilot had type 2 diabetes with an HbA1c greater than 8%. Additionally, two pilots automatically had a 5-yr risk score greater than 15% due to having isolated elevated single risk factors; one pilot had a total cholesterol greater than 8 mmol z L 2 1 ; and

one pilot had a total cholesterol-HDL ratio greater than 8. Of the 30 pilots with an excessive risk score, 29 pilots ’ cardiovascular investigation data were available. One pilot ’ s cardiovascular examination report was unavail-able as he had his medical assessment elsewhere. An al-gorithm illustrating the cardiac investigations of these pilots is presented in Fig. 1 .

There were nine abnormal resting ECG results found among the high risk pilot group. These included T wave abnormalities in one pilot, sinus bradycardia in two pi-lots, borderline fi rst degree heart block in two pipi-lots, left ventricular hypertrophy by voltage criteria in one pilot, and partial right bundle branch block in three pilots.

Three pilots did not have exercise stress electrocardio-grams. In two cases, this was due to symptoms consis-tent with ischemic heart disease, including recurrent and intermittent chest discomfort and both these pa-tients were referred directly for a coronary angiography.

TABLE I. CARDIOVASCULAR RISK FACTORS OF PILOTS WITH EXCESSIVE RISK SCORES AND PILOTS WITH LOW RISK SCORES ACCORDING TO NEW ZEALAND ’ S FRAMINGHAM-BASED

RISK CHART. *

5-yr Risk Score

10% , 10%

Cardiovascular risk factor ( N 5 30) ( N 5 595)

Age (yr) 57 6 8 46 6 12

Body Mass Index (kg z m 2 2 ) 27 6 4 26.5 6 4

Current cigarette smoker, n (%) 8 (26.7) 13 (2.2)

Alcohol consumption (units/week) 7 6 8 5 6 6

Diabetes, n (%) 3 (10.0) 3 (0.5)

History of hypertension, n (%) 11 (36.7) 36 (6.1)

Systolic blood pressure (mmHg) 137 6 20 128 6 15

Diastolic blood pressure (mmHg) 82 6 10 78 6 10

History of hyperlipidemia, n (%) 12 (40.0) 62 (10.4)

Total Cholesterol (mmol z L 2 1 ) 5.4 6 1.7 5.3 6 1.1 HDL Cholesterol (mmol z L 2 1 ) 1.1 6 0.3 1.3 6 0.5 Triglycerides (mmol z L 2 1 ) 1.6 6 1.2 1.1 6 0.8

Total Cholesterol-HDL ratio 5.0 6 1.6 3.9 6 1.4

A ‘ one off ’ 5% increase, n (%) 9 (30.0) NA

Isolated elevated single risk factors 2 (6.7) NA

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One pilot had signifi cant lesions, and the other had mild disease. One pilot was referred for an echocardiography, following the fi nding of a systolic murmur, which indi-cated moderate aortic valve sclerosis with moderate aortic regurgitation.

There were 26 pilots who underwent exercise stress ECGs. These tests were negative in 19 patients, and 18 of these patients did not undergo any further testing. How-ever, one patient who had an abnormal resting ECG but a normal exercise test was referred for stress echocar-diography. The stress echocardiogram was normal, but the patient was then referred for a coronary angiogram which showed a severe distal left anterior descending (LAD) atheroma (stenosis was within a 1 mm artery) with no signifi cant proximal stenosis. This was man-aged medically.

In three cases, the exercise stress ECG was judged to be borderline; two pilots had mild ST segment depres-sion and one pilot developed borderline (0.5mm) ST de-pression at the end of the test (12 min).Two of these patients were referred for stress echocardiography, which were normal. Both then underwent coronary angiogra-phy; one had severe disease, the other had normal coro-nary arteries. One of the three patients with borderline ECG results was referred for a stress nucleotide scan, which showed an abnormality (minor reversible apical defect) and on coronary angiography this patient was found to have signifi cant disease.

In four cases, the exercise stress ECG was judged to be positive. In three patients, the ECG showed 1mm to 2.5mm ST segment depression, and these patients were referred for a coronary angiography. One pilot was found to have severe disease, one pilot had trivial disease and one pilot had normal coronary arteries. One of the four pilots with positive ECG results showed less than 1mm ST segment depression but was referred for a stress nu-cleotide scan on the recommendation of the NZCAA, which was normal. This patient was not then referred for coronary angiography.

A cross-tabulation of those who underwent stress electrocardiography followed by coronary angiography indicated that four pilots with severe disease on coronary angiograms were preceded with one positive, two bor-derline and one negative stress ECG. Moreover, among the six pilots with a positive or borderline stress ECG, three of them revealed severe disease, one showed a triv-ial disease and two had normal coronary arteries on their coronary angiograms.

Three patients underwent stress echocardiography because of borderline results from their exercise ECG (in two pilots) and a negative exercise ECG but an ab-normal resting ECG (in one pilot), all of which were normal. Despite these normal results, all three pilots sub-sequent ly had coronary angiograms; two were found to have severe disease and the third had normal coronary arteries.

Two patients had a stress nucleotide scan. One case was due to borderline stress ECG result, and found to have a small/minor reversible apical defect. This was followed by a coronary angiography which showed a severe disease. Another pilot was referred to this exami-nation due to a positive stress ECG and the result of the stress nucleotide scan was normal and he underwent no further investigations.

From the above cardiac investigations, it can be seen that there were nine patients who underwent a coronary angiography. In two cases this was because of symp-toms, in three cases due to a positive exercise ECG test, and in two cases because of a normal stress echocardiog-raphy test following a borderline exercise ECG test. In the latter, one case was due to an abnormal nuclear per-fusion scan following a borderline stress ECG test and one case because of a normal stress echocardiography test following a normal exercise stress ECG with an ab-normal resting ECG. Two pilots (one who had a positive stress ECG test and another who had a normal stress echocardiogram following a borderline stress ECG test) were found to have normal coronary arteries. Two pa-tients had trivial coronary artery atheroma, character-ized by mild three vessel disease.

Five patients had lesions that were considered signifi -cant, characterized by more than a 70% stenosis or an occlusion in one or more arteries. The fi rst patient un-derwent successful percutaneous coronary intervention (PCI), the second patient underwent PCI which was unsuccessful and hence followed by coronary artery bypass graft (CABG) 3 wk later. The third patient under-went CABG. The other two pilots were treated medically

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as there were no large vessel fl ow limiting stenosis and no evidence of symptomatic reversible ischemia.

In addition, one pilot was admitted to a hospital with transient right hemiparesis and was found to have mul-tiple acute infarcts on Magnetic Resonance Angiogra-phy. A Holter monitor was performed in one pilot with a history of paroxysmal atrial fi brillation. The result was normal sinus rhythm. Another pilot in this high risk group underwent a 24 h ambulatory blood pressure due to a high clinic blood pressure, and was found to have moderate-severe daytime and nocturnal hypertension.

In about 19-yr retrospective observation, from Novem-ber 1992 to May 2011, among the 30 pilots with excessive risk score, 8 (27%) pilots experienced a cardiovascular event. The cardiovascular events consisted of 3 non-ST segment elevation myocardial infarctions (NSTEMI), 1 ST segment elevation myocardial infarction (STEMI), 1 unsta-ble angina, 1 ischemic stroke, and 2 asymptomatic cases which were found to have severe diseases on their coro-nary angiograms. The length of time from identifi ed as having an excessive risk score until the occurrence of a car-diovascular event in these 8 pilots ranged from 1 to 72 mo, with a median (IQR) of 48 (56) mo. All of those pilots re-turned to fl ight, 5 pilots after 6 mo, 3 pilots after 1 yr, and all were still fl ying at the time of the study.

DISCUSSION

A comparison of the prevalence of “ excessive ” CVD risk in different countries is limited by the many different CVD risk algorithm. Even the Framingham equations dif-fer in risk factors and endpoints; some countries use car-diovascular disease risk, and some use coronary heart disease risk. The prevalence of airline pilot with exces-sive CVD risk scores in this study (3.5%) is similar to that found in other pilot populations. The application of the Framingham method in 614 pilots certifi ed by the Colombian Civil Aeronautic Society indicated that the prevalence of those in the high risk group (20% or higher 10 yr risk) was 8%, of which 3.7% were found in class 1 certifi cate holders and 13.5% in class 2 certifi cate holders ( 2 ). Application of a nonlaboratory Framingham risk model among commercial pilots, who represented 56% of all Joint Aviation Authority Class 1 certifi cate holders in the UK, showed that 9.2% of all pilots had 10-yr absolute CVD risk greater than 20% ( 13 ). The difference in the prevalence from our study might be due to the differ-ence in the risk factors incorporated in the risk assess-ment tool. However, the prevalence of high CVD risk in this study is lower than that in the general popula-tion. Assessment of CVD risk using the unadjusted Framingham risk chart indicated that 32.5% of patients aged between 35-64 yr attending primary care provider in New Zealand had 5-yr CVD risk of 10 – 15% risk or above; where the NZGG method adjustments increases the number of people classifi ed as high risk by 48% ( 24 ). The higher prevalence in those studies, related to differ-ent characteristics and selection of the study population. The comparison of CVD risk factor characteristics showed that all risk factors incorporated in the NZGG risk chart, including age, systolic blood pressure, total

cholesterol – HDL ratio, diabetes status and smoking history, in high risk group were found higher than those in lower risk group. This fi nding emphasizes the impor-tance of preventive measures focusing on those risk fac-tors involved in the calculation of CVD risk score. In addition, almost one third of the high risk pilots received an adjustment, mainly due to having a family history of premature IHD. A population based study in New Zea-land found that the adjustment increased the proportion of patients classifi ed as 10 – 15% risk per 5 yr by 48% ( 24 ). Given the fact that a family history of premature IHD was associated with increased risk of a CVD event ( 6 ), this adjustment seemed to be effective in detecting those at high risk group. Different risk prediction models pro-duce different CVD risk, but none of them may be very accurate ( 14 ). This study indicates that the NZGG model was able to increase the screening ability of CVD in airline pilot population from the basic Framingham method.

A study determining the usefulness of exercise ECG among asymptomatic men concluded that this test pro-vided additional prognostic information in Framingham risk score models, especially among those with CVD risk of 20% per 10 yr or higher ( 3 ). A recent systematic review reported that abnormalities on exercise ECG in asymptomatic subjects, adjusted for traditional risk factors, were associated with an increased risk for subse-quent cardiovascular events, although the clinical impli-cations of the fi ndings were unclear ( 5 ). However, the sensitivity and specifi city of the exercise ECG in detect-ing severe diseases on coronary angiography were only 68% and 77%, respectively ( 4 ). In our study, half of pilots with a positive or borderline stress ECG revealed a nor-mal result or trivial disease on their coronary angio-grams and because 18 of the 19 pilots with a normal stress ECG did not undergo further investigations we cannot be sure how much true disease was missed by this approach.

In addition, although stress echocardiography is re-garded as having high negative predictive value for pri-mary and secondary cardiac events ( 17 ), in our study two of three high risk pilots with normal stress echocardio-grams had severe disease on their coronary angioechocardio-grams. Further, despite all three pilots having normal echocar-diograms, they all subsequently had coronary angiograms. This indicates that in this group, the clinicians managing the patients did not have high confi dence in the ability of this test to exclude signifi cant disease.

Around 27% pilots with excessive CVD risk in our study experienced a CVD event. This may be compared to the general population where, 43.7% men aged 35-74 yr with 10% 5-yr CVD risk or above experienced a CVD event in the subsequent 5-yr period ( 18 ). The diffi culty of accurately detecting cardiovascular risk in this population is further demonstrated by our previous observation that 47% of those with cardiovascular events never achieve a 10% 5 yr risk level using the current risk model ( 25 ).

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“ silent ” cardiovascular disease. It is possible that the ad-dition of laboratory markers or the use of noninvasive imaging such as carotid-intima media thickness, calcium scoring or CT coronary angiography would enhance the ability to accurately detect in this population, while at the same time reducing the number of pilots who are ex-posed to the risks of coronary angiography. For instance, a study in New Zealand found that approximately 10 – 27% of patients with a low CVD risk score as assessed by the NZGG risk chart have a markedly increased calcium score and hence are actually at a high cardiovascular risk ( 9 ). Further investigation of the potential benefi ts of these tools in pilot population is warranted.

The small number of observations in this study might affect how well these results can be generalized. The outcomes of this study may not be representative of all pilots with elevated risk scores at this airline. In particu-lar, the pilots we studied are apparently the survivors, since they were still fl ying up to 19 yr after an elevated risk score was fi rst identifi ed. We did not have any infor-mation about the pilots over that same period of time who may have had elevated risk scores and subse-quently died or been disqualifi ed from fl ying because of cardiovascular disease. In addition, the analysis of this study was based on coronary angiography fi ndings as the main outcome. Although severity of stenosis related to the risk of acute myocardial infarction ( 11 ), some re-searchers have suggested that vulnerability of coronary plaque may be playing a more important role than the degree of stenosis in coronary arteries ( 21 , 22 ). In this study, due to the small number of events, cardiovascular disease as the important patient ’ s outcomes could not be fully investigated, although some of the events have been presented descriptively.

This descriptive report adds valuable data on the ex-tent of high CVD risk problems among airline pilot pop-ulation. The results found in this study highlight the importance of primary prevention focusing on risk fac-tors included in the risk assessment to reduce the risk of in-fl ight incapacitation from a cardiovascular event. In addition, this study indicates the need for a more com-prehensive and accurate cardiac investigation algorithm for pilots with excessive CVD risk.

ACKNOWLEDGMENTS

Authors and affi liations: I. M. A. Wirawan, M.D., M.P.H., Sarah Aldington, M. Av. Med., Ph.D., Robin F. Griffi ths, M.B., Ch.B., and Peter D. Larsen, Occupational and Aviation Medicine Unit, Department of Medicine, University of Otago Wellington, New Zealand; I. M. A. Wirawan, M.D., M.P.H., Occupational Health Department, School of Public Health, Faculty of Medicine, Udayana University, Bali, Indonesia; and Chris J. Ellis, B.M., Green Lane CVS Service, Cardiology Department, Auckland City Hospital, Auckland, New Zealand.

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13. Houston S, Mitchell S, Evans S . Application of a cardiovascular disease risk prediction model among commercial pilots . Aviat Space Environ Med 2010 ; 81 : 768 – 73 . KE . The prognostic value of normal exercise myocardial per-fusion imaging and exercise echocardiography: a meta-analysis . J Am Coll Cardiol 2007 ; 49 : 227 – 37 .

18. Milne R, Gamble G, Whitlock G, Jackson R . Framingham Heart Study risk equation predicts fi rst cardiovascular event rates in New Zealanders at the population level . N Z Med J 2003 ; 116 ( 1185 ): U662 .

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Gambar

Fig.    1. vascular risk. IHD    Cardiovascular investigations of pilots with excessive cardio-5 Ischemic Heart Disease; No exam  5 did not un-dergo any further cardiovascular testing

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