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2015 SANAP CALL FOR PROPOSALS

3

rd

SANAP SYMPOSIUM 3-6 JUNE 2014

Tracy Klarenbeek [email protected]

(2)

2015 CALL FOR FUNDING

Envisaged call timelines

• End June 2014 call open (4-6 weeks)

• Peer review 2 months

• End September 2014 panel process

• Early October 2014 panel outcomes

Support period

• 3 year cycle of funding: 2015 – 2017

Budget

• R 15 million pa (students/ running/ equipment/

expedition member salaries)

(3)

2015 SANAP CALL FOR FUNDING

Open Call

“Interim” call (pending direction from outcomes of SO&A Research Plan and Marine, Southern Ocean and Antarctic Research Strategy process (+/- March 2015)

• Demand-driven

• No stipulated research themes

• 6 disciplinary areas – Earth Sciences

– Engineering Sciences – Life Sciences

– Oceanographic Sciences – Physical Sciences

– Social Sciences, Law and Humanities

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2015 SANAP CALL FOR FUNDING

Important Processes – Call Opens

• Notification via institutional research office and community email

• Online System – Register, update CV, don’t wait for the last minute

• Select SANAP Call, note attachments, especially the Framework Document, and call requirements (DEA forms)

• 4 important sections: Research; budget; logistics requirements; environmental impact requirements

• Online system – Office-hours helpdesk available

(5)

2015 SANAP CALL FOR FUNDING

Important Processes - Call Closes

• Deadlines system driven, auditable, final

• Kicks off NRF reviews and evaluation processes

– Applications to DEA for inputs relating to Environmental Impact Assessment requirements and Logistics

– Applications to DST for inputs relating to alignment with funding instrument

– Postal peer review (6 applicant selected; 6 NRF selected – aim for 3 usable reviews)

– Period required 6 – 8 weeks

– Parallel process of panel selection (national and international panel member selection)

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2015 SANAP CALL FOR FUNDING

Important Processes – Review Panel

• Local and international (?) academic experts (approximately 8 in total) plus representatives from NRF;

DST and DEA (Logistics and Environmental Assessments)

• All have prior access to all panel documents

• Assess value of Review Reports

• Score applications against scorecard criteria

• Advise on logistics / environmental requirements and on budget requests

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2015 SANAP CALL FOR FUNDING

Important Processes – Post-Panel

• NRF ranking of applications according to score

• Top-slice funding based on 2015 allocation (thus funding is demand-driven)

• Minimum scorecard score of 2 required to qualify for funding

• Approximately 15% over-allocation

• Prepare and submit feedback for unsuccessful applicants

• Communicate outcomes to applicants and institutional Designated Authorities

• Signed conditions of grants and other NRF administrative requirements

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2015 SANAP CALL FOR FUNDING

Criteria Sub-Criteria Details Weight

(Total = 100%)

Ethics Ethical research

If relevant, have ethical considerations been

addressed?

Hurdle

Proposal

Alignment with funding instrument

Does the proposal meet the objectives of the funding

instrument?

Hurdle

Scientific merit and feasibility

Reflect on the

scientific/scholarly objectives.

Has knowledge of relevant literature been articulated?

Are the approach and methods suitable to the research objectives? Is the

research well-planned and achievable within the stipulated timeframes?

50%

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2015 SANAP CALL FOR FUNDING

Criteria Sub-Criteria Details Weight

(Total = 100%)

Track record of applicant

Past students (graduated) M and D degrees. 6%

Past research Publications, etc. 6%

Equity and redress

Of applicant

BF; BM, young = 4 BM, not; WF, young = 3 WF, not; WM, young = 2

WM, not = 1.

5%

Of students supervised M and D degrees. 5%

Collaboration With other individuals (Do they add value?)

National and international. Are collaborator roles clearly indicated in the proposal?

2%

Within a team (Is it appropriate?)

Are team member roles clearly indicated in the

proposal?

3%

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2015 SANAP CALL FOR FUNDING

Criteria Sub-Criteria Details Weight (Total

= 100%)

Impacts

Expected research outputs Scientific products, e.g.,

publications, etc. as relevant 5%

Impact on knowledge production/field

How does the research advance discovery and understanding in the field?

10%

Human and Research Capacity Development

Are students appropriately embedded in the research

proposal?

Will the proposed research further the academic development of junior

researchers?

5%

Plans for digital data storage, usage and/or dissemination

If relevant, are the proposed

plans appropriate? 5%

100%

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2015 SANAP CALL FOR FUNDING

Proposal Grading

Score Meaning Notes

4 Excellent

Application demonstrates evidence of outstanding performance across all the stated criteria, as determined by the panel and relative

to the knowledge field under consideration

3 Above

average Above average performance

2 Average Average performance

1 Below

average Below average

Poor There are major shortcomings or flaws within and across the stated criteria, with particular emphasis on the scientific/scholarly merit Proposal grading is done with sensitivity to the context within which each application is submitted.

The score of each criterion for each application will be contextualised to accommodate variability in such things as knowledge fields, institutional capacity, etc. Should a criterion not be applicable to a specific application (e.g. plans for digital data storage; collaborations; etc.), the weighting of that specific criteria will be made to equal zero, and the overall score normalised.

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