Administrative
Decision
UNIVERSITAS INDONESIA FACULTY OF LAW DEPARTMENT OF ADMINISTRATIVE LAW
Translated into English by Bono Budi P
Decision
• Beschikking, as a study object in
administrative law, was introduced by WF Prins.
• van Wijk and Konijnenbelt argued that
decisions pertain to matters that are
concrete and individual i.e. not addressed to public, and has been the main jural
instrument of governance throughout history.
• Stroink and Steenbeek argued that decision
Elements of Decision
•
Unilateral statement of will
•
Issued by administrative organs
•
Based on legal authority of public
nature
•
Aimed at specifc matters or
concrete and individual events
•
With the purpose of creating
legal consequence in
administration
Elements of Decision
Donner
Decision is ofcial act of
government
• Ofce
• Authority
Unilateral statement of will
Pertaining to certain matters
Decision Algemeene Wet Bestuursrecht (AWB) Art. 2
Written statement of will
Issued based on constitutional or
administrative obligation or authority
Unilateral
Exception/ Waiver to decision of general nature Purposes
Stipulation, Annulment, or
Termination of existing legal relation, or Creating new legal relation,
Rejection that leads to:
stipulation, amendment, annulment, or establishment
By government organs
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Decision Law 5/86 Art. 1 Nr. 3
•
Written statement
•
Issued by administrative
ofcial/agency
•
Based on prevailing regulations
•
of
concrete, individual, and fnal
nature
•
Having legal consequence
•
Addressed to
person
or
legal
NEGATIVE
Stat. about being unauthorized (onbevoeg verklaring)
Stat. about unacceptability (niet ontvankelijk verklaring) Stat. about overall rejection (een algehele afwijzing)
Rationae materiae
Rationae locus
Rationae temporis
POSITIVE
Creating new legal situation in general (slapende regeling)
Creating new legal situation to a certain object
Establishing or dissolving legal entity
Imposing burden to citizen
Beneftting individual citizen or private entity
Dispensation
Permit
License
Concession
Prof. Dr. Prajudi Atmosudirdjo
TYPES OF DECISION
Decision Types
Positive and Negative
Declaratory and Constitutive
Temporary and permanent (Blijvend)
Prins
Dispensation, Permit, License and Concession
Onbevoeg
Niet ontvankelijk
Afwijzing
modifying (old text in stipulation)
revocation/annulment of old decision negative
Implementation statement
Positive Decision
Decision that creates rights and
obligations on addressat’s part.
In general, creating new legal situation. In general, creating new legal situation
for a certain object.
Causing a legal entity to be established
or dissolved.
Imposing new obligation (order) to
individual(s).
Granting new right to individual(s).
Negative Decision
•
Does not alter/ modify existing
legal situation
–
unauthorized
–
unacceptable
–
rejected
•
Does not alter/ modify existing
legal consequence.
Declaratory Decision
•
Does not alter/ modify
existing rights and
obligations.
•
Corroborates existing rights
and obligations.
•
Confrming validity of a legal
relation.
Constitutive Decision
• Imposing obligation to do sth., to not do sth., or to allow sth.
• Granting status to person, institution, or
company, thereby may stipulates legal rules.
• Granting incentive or beneft to government act e.g. subsidies and grants
• Allowing sth. that previously was not allowed. • Allowing or cancelling the applicability of a
decision from subordinate organs i.e. endorsement or revocation.
11/23/2018 TIM HAN ©hn 2013 13 • Dispensation statement from
authorized administrative ofcial that certain regulatory stipulation is not
applicable to a case as submitted by an applicant.
• Permit Exemption to prohibitions
• License Exemption from prohibitions
due to certain qualifcations
• Concession A complex of
dispensations, permits and licenses granted for certain period in a certain place/ area.
One-of
and
Permanent
Decision
•
One-of
valid for a short period
of time e.g. IMB, mass gathering
permit.
•
Permanent
valid for a relatively
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Conditions to Make Decision
• Substantive
• Authorized
• No legal flaws
• Dwaling (misleading)
• Bedrog (cheating)
• Dwang (coercion)
• Omkoping (bribery)
• Based on certain situation
• Can be implemented without violating other regulatory stipulations.
• Substance and purpose must match to the substance and purpose of superordinate stipulations.
•
Procedural
• Preparation and making must be in
accordance with prevailing terms and conditions.
• Form must be in accordance with regulatory
stipulation serving as legal basis.
• Implementation requirements must be
fulflled.
• Grace period between announcement of
decision and event that causes the decision to be made.
16
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Invalid Decision
Against the Law
Substance
Unauthorized
Format flaw or procedural mistake
Rational Materiae
Rational Locus
Rational Temporis
Against higher stipulation
Arbitrary or exceeding authority
Not based on proper or rational consideration from impacted parties point of view
Consequences of Invalid Decision
Null and void
Contestability of application
Appeal
Annulment by ofce due violation of laws Revocation by authorized ofce making
the decision
Endorsement not granted, where
endoresement from superordinate ofce is required.
Assigned diferent purpose from the original
Administrative Law and Private Law
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• As a representative of public legal
entity, government may conduct legal acts in private law realms.
• Also known as two-sided adm. legal
acts
• Purely acts of private nature e.g. sell
and buy, contracts, rents.
• Acts (Decisions) that merge into private
acts e.g. decision to validate/ deny a private legal relation between
Decision that merges into private act
• Decision whose extent endorse or deny private
acts e.g. decision to sell ofcial houses to
public servants, decision by PT Telkom to reject phone connection.
• Decision that causes the fulfllment or
unfulfllment of requirements for a private act to be conducted validly e.g. endorsement of tender winner and issuance of work order.
• Decision that is an implementation of a private
act e.g. decision to allow occupation of houses built under an agreement between regional
•
The
purpose
of such decisions is
to regulate and validate private
act, whose
elements
are:
• Endorsement or denial
• Fulfllment of requirements
• Implementation
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• In its implementation, such decisions
may constitute unlawful act.
onrechtmatige overheidsdaad
• Legal protection to citizens against
government’s unlawful act in its
capacity as representative of public legal entity is provided by general courts.
Administrative Law and
Criminal Law
• Government’s unlawful act means it violates
legal regulations, (wettelijkstarftbepaling) i.e. in a procedural sense. (MK Decision Nr. 003/2006)
• Theoretically...
• In line with legality principle in Penal Code Art. 1.1
• Criminal stipulations may only be in UU and Perda
• Philosophically, Kelsen argued that criminal
sanction falls into the category of coercive acts that may constitute confscation of
proprietary rights e.g. right to life, health, freedom or property.
•
An Ofcial...
•
acts unlawfully
in a procedural
sense
if such act is conducted in
her capacity as an administrative
ofcial whilst pertains to
government norms.
•
acts unlawfully
in a substantive
sense
if she performs
maladministration, whose
Abuse of Authority
• Detournement de pouvoir
• Authority (bevoegheid) is the whole
rights and obligations granted and imposed explicitly by law to public legal subject.
• bevoegheid contains task (taak), rights
(rechten), obligations (plichten), liabilities (verantwoordelijkheid)
• Competence to conduct certain legal
acts.
• Authority vested to a legal subject
with predetermined specifc
purpose.
• Deviation from such purpose may
constitute an abuse of authority.
• Specifcation of purpose is defned/
delineated in legal regulation that stipulates the authority.
• Hadjon argues that elements of an
abuse of authority are as follows.
• Implementation for other purposes • Does not constitute negligence
• Conducted in full awareness/
intentionally
• Vested with own and/or other people’s
interests.
• Can only happen to attribution and
delegation. Mandataris cannot
abuse authority because it stays with the Mandans.
Detournement de Pouvoir
vs Ultra Vires
• Wade argues that ultra vires happens
where power and authority are given for a specifc purpose.
• Relevant Adm. Law principle is Validity
i.e. Doing the right thing in the right way.
• Ultra vires is diferentiated into
substantive ultra vires and procedural
ultra vires.
• Substantive ultra vires = doing the
wrong thing
• Procedural ultra vires = doing the
right thing in the wrong way.
• Public Corruption = doing the wrong
thing in the wrong way, containing
elements of maladministration, causing loss to public fnance.
Beyond Authority
• Beyond authority = unauthorized
(onbevoegd)
• Pertains to legality principle.
• Unauthorized act = null and void (neitig
van rechtwege)
• Unauthorized can be in these regards
• Area • Time
• Subject matter
• Criminally liable if elements are fulflled.
Arbitrariness
(
Willekeur
)
• Pertains to discretionary power
• D.J.Galigan: pertains to reasons to
use discretionary power, does not constitute reasonable act.
• Rationality or properness as
essential parameter.
• Arbitrariness = irrationality
• May be held criminally liable.