Theme System of Systemic Functional Grammar
in Students' Narrative Texts
A THESIS
Submitted in Partial Fulfillment of the Requirements for Master’s Degree
in English Education
Zuhe Safitra
1008851
ENGLISH EDUCATION
SCHOOL OF POSTGRADUATE STUDIES
INDONESIA UNIVERSITY OF EDUCATION
Halaman Hak Cipta
===========================================================
Theme System in Systemic
Functional Grammar in
Students’ Narrative Texts
Oleh Zuhe Safitra
S.S. Universitas Pasundan, 2006
Sebuah Tesis yang diajukan untuk memenuhi salah satu syarat memperoleh gelar Magister Pendidikan (M.Pd.) pada Program Studi Pendidikan Bahasa Inggris
© Zuhe Safitra 2013 Universitas Pendidikan Indonesia
April 2013
Hak Cipta dilindungi undang-undang.
APPROVAL SHEET
Theme System of Systemic Functional Grammar
in Students' Narrative Texts
By: Zuhe Safitra
1008851
Approved by Supervisor
DECLARATION
I hereby certify that this thesis entitled "Theme System of Systemic Functional
Grammar in Students' Narrative Texts" is completely my own work. I am fully
aware that I have quoted some statements and ideas from various sources. All
quotations are properly acknowledged.
Bandung, Januari 2013
ACKNOWLEDGEMENT
First of all, I am grateful to Allah SWT that this thesis entitled "Theme
System of Systemic Functional Grammar in Students' Narrative Texts" has finally
done.
I would like to express my sincere gratitude to my supervisor, Iwa
Lukmana, M.A., Ph.D., for his expert, truthful and valuable guidance and
encouragement extended to me. I take this opportunity to record a sincere thanks
to my friends for their support and encouragement and to my beloved family for
their unceasing support during the time I carried out the research. I also place on
record, my sense gratitude to one and all who, directly or indirectly, have lent
their helping hand in this study.
Last but not least, as this study still has many limitations and far from being
perfect, therefore, any comments, suggestions and criticisms are very welcome.
Bandung,
Zuhe Safitra
ABSTRACT
This study aims to explore the realization of the Theme system in students' narrative texts in terms of types of Theme, choices of topical Theme and thematic progressions. The study also attempts to find out the implications of the Theme system on the flow of text. The study belongs to a non-experimental research design involving 15 narrative texts as the data of the study. There were three types of Theme used by the students, namely topical, textual and interpersonal Themes, in which the topical Theme was the most frequent Theme (65.12%) used. In terms of choices of topical Theme, there were ten categories realized in the texts, and of the ten, the nominal group was the most frequent category (35.57%) chosen by the students as their topical Theme. Derived from the realization of thematic progressions, there were three kinds of pattern used by the students, which are the thematic reiteration pattern, the zig-zag pattern and the multiple-Rheme Pattern. The thematic reiteration pattern was the most common pattern (60.57%) found in the texts. These findings suggest that the texts produced by the students were smoothly flowing, indicated by the frequent use of the thematic reiteration and zig-zag patterns. The use of the cohesion devices (i.e. ellipsis, reference, and conjunction) also made the flow of the text much clearer. It is recommended that Theme system be implemented in teaching English at high school level to improve students' reading and writing skills and to develop the depth of their writing.
TABLE OF CONTENTS
APPROVAL SHEET Error! Bookmark not defined.
DECLARATION Error! Bookmark not defined.
ACKNOWLEDGEMENT Error! Bookmark not defined.
ABSTRACT Error! Bookmark not defined.
TABLE OF CONTENTS v
LIST OF TABLES vii
LIST OF FIGURES viii
CHAPTER I
INTRODUCTION Error! Bookmark not defined.
1.1. Rationale Error! Bookmark not defined.
1.2. Objectives Error! Bookmark not defined.
1.3. Significances Error! Bookmark not defined.
1.4. Operational Definition Error! Bookmark not defined.
1.5. Organization of the Paper Error! Bookmark not defined.
CHAPTER II
THEORETICAL FOUNDATION Error! Bookmark not defined.
2.1. Systemic Functional Linguistics Error! Bookmark not defined.
2.2. Systemic Functional Grammar Error! Bookmark not defined.
2.3. Theme System Error! Bookmark not defined.
2.4. Narrative Error! Bookmark not defined.
2.5. Conclusion Error! Bookmark not defined.
CHAPTER III
RESEARCH METHODOLOGY Error! Bookmark not defined.
3.1. Research Questions Error! Bookmark not defined.
3.3. Data Collection Error! Bookmark not defined.
3.4. Data Analysis Error! Bookmark not defined.
3.5. Conclusion Error! Bookmark not defined.
CHAPTER IV
FINDINGS AND DISCUSSIONS Error! Bookmark not defined.
4.1. The Realization of the Theme System in Students' Narrative Text Error! Bookmark not defined.
4.2. Implication of the Theme System on the Flow of the Texts Error! Bookmark not defined.
CHAPTER V
CONCLUSIONS AND RECOMMENDATIONS Error! Bookmark not defined.
5.1. Conclusions Error! Bookmark not defined.
5.2. Recommendation Error! Bookmark not defined.
BIBLIOGRAPHY Error! Bookmark not defined.
LIST OF TABLES
Table 2.1. Examples of Marked and Unmarked Theme in Declarative
Clause
16
Table 2.2. Modal Adjunct 21
Table 2.3. Conjunctive Adjuncts 26
Table 2.4. Conjunctions 27
Table 2.5. Relatives 28
Table 2.6. Example of Narrative Text 36
Table 4.1. Trends in the Use of Themes in Students' Narrative Texts 54
Table 4.2. Trends in the Choice of Topical Theme in Students' Narrative
texts
56
LIST OF FIGURES
Figure 2.1. The Boundary of Theme 13
Figure 2.2. The Reiteration Pattern of Thematic Development 30
Figure 2.3. The Zig-Zag Pattern of Thematic Development 31
Figure 2.4. The Multiple-Rheme Pattern of Thematic Development 32
Figure 2.5. Solidarity Across Levels of Theme 34
Figure 4.1. Illustration of Thematic Reiteration 66
Figure 4.2. Realization of Thematic Reiteration 67
Figure 4.3. Illustration of Zig-Zag Pattern 69
Figure 4.4. The Realization of Zig-Zag Pattern 70
Figure 4.5. Illustration of Multiple-Rheme Pattern 72
1
CHAPTER I
INTRODUCTION
This chapter covers the rationale of the study which motivated the
researcher to conduct this study. This chapter also presents the objectives of the
study, significances, an operational definition of terms and the organization of the
paper.
1.1. Rationale
Teaching English commonly focuses on enhancing the four language
skills: speaking, listening, reading and writing. As one of the language skills,
writing plays a significant role in students' education period and it can be a great
asset during their lives (Collerson, 1989: 1). Since writing plays a very crucial
role in students’ education, "writing has always been formed as part of the syllabus (curriculum) in the teaching of English" (Harmer, 2004: 31), a fact which
is also found in the language curriculum and syllabus in Indonesia (Ministry of
National Education Regulation No. 23 Year 2006 on Graduate Competence
Standard).
Hence, writing is one of the important skills to be acquired by students.
Nevertheless, Emilia (2005) found that most students considered writing a
difficult subject. It might be because they find difficulties in communicating their
ideas using the written language. To write a good composition, students should
2
on the Theme will be very useful in helping students to communicate their ideas
successfully (Wang, 2007: 171). Theme helps the speaker/writer "to specify the
place in the listener/reader network of meaning where the meaning is to be
incorporated as relevant" (Halliday & Matthiessen, 2004: 19). Moreover, Theme
is the element of clause structure which serves as "the point of departure of the
message; it is with which the clause is concerned" (Halliday, 1994: 37). The
Theme then becomes important because it provides the environment for the
remainder of the message, which is known as the Rheme, in the Theme-Rheme
organization (Halliday, 1994).
Recent research into Theme system analysis has been conducted by several
researchers. It is shown in studies conducted by McCabe (1999) Forey (2002),
Thompson (2005), Yang, Ramirez, & Harman (2007), Mustaffa (2007), Wang
(2007), Wulandari (2009), Sofyan (2009)Li (2009), Jalilifar (2010), Rachmawati
(2010) and Sugijarto (2011). Those studies are generally related to Systemic
Functional Linguistics developed by Halliday (1994). They mostly investigated
various texts seen from their thematic progressions. The study conducted by
Sugijarto (2011), for instance, investigated the thematic progression in students'
explanatory texts. In his study, Sugijarto found that students commonly apply
Constant and Simple Linear Thematic Progression indicating students' texts
consistency. Another study investigating thematic progression is the study
conducted by Mustaffa (2007) which investigated texts written by undergraduate
LEP (Limited English Proficiency) students. In her study, she found that the LEP
3
also conducted the study on Theme and Rheme organization. This study was
concerned with its implication for teaching academic writing in tertiary education.
The study on Theme-Rheme analysis is also established in the field of
Translation as performed by Wulandari (2009) and Rachmawati (2010). They
investigated thematic progression in translations of popular texts, and found that
several thematic progressions are employed in the texts, giving an indication of
the readers’ comprehension of the text. These studies set out and described why and how certain thematic progressions occurred in the texts.
Research into Theme system was not only focused on the thematic
progression, as described earlier, but several researchers also investigated the
function of Theme in comparing two different languages as conducted by McCabe
(1999) and Sofyan (2009). McCabe (1999) conducted a comparative study on
Spanish and English history texts. This study explored whether or not thematic
and rhematic choices can be linked to the context of situation and culture within
which the texts were written, and thus give a clear reflection of the field, mode
and tenor of the texts. In this study, she used historical texts as the source of the
research. Sofyan (2009) also investigated comparison between two languages,
using the Theme system of Systemic Functional Grammar. The topical Theme
shift in factual English – Indonesian translation was explored, where the author found a topical Theme dominates the entire text being investigated.
It is found that the study of Theme analysis on students' narrative texts,
particularly the texts written by senior high school students, has not been
4
Theme system analysis on students' narrative texts. In this study, the Theme
system of Systemic Functional Grammar is used as the instrument to analyze the
texts written by senior high school students. This study investigates thematic
elements of the texts written by the students through examining several aspects as
suggested by Eggins (1994, 2004), namely choices of types of Themes, choices of
topical Themes, and choices of thematic patterns.
There are several reasons why the Theme system is investigated in this
study. First, the Theme system focuses on the first element of the clause
describing what the text is about (Gerot and Wignell, 1994; Eggins, 2004;
Thompson, 2004). This means that when students' texts are difficult to understand,
"the problem often originates in the choice of Themes and the expression of
Rhemes" (Butt et al., 2000: 151). Second, the Theme system has a crucial role in
the readability and in the appearance of a text and, in general, plays a central role
in our every day communication. It sets up an environment in which the message
can be interpreted and understood clearly (Matthiessen & Halliday, 1997: 19 as
cited in Jallilifar, 2010: 8). A discussion of textual meaning always includes a
consideration of how text is organized and how the information is developed.
Since text has a significant position in educational contexts, it is therefore
very interesting to study one of the genres of the texts. Concerning the genre of
the texts, a narrative is examined in this study because of several reasons. Firstly,
narrative is often considered as "the macro genre" (Knapp and Watkins, 2005:
221). It means that this genre can easily accommodate other genres and still
5
story in an English program (Christie and Derewianka, 2008, 31-32). Thirdly,
because of its social purpose –that a narrative is to entertain and amuse the readers- (Anderson and Anderson, 1997: 3; Gerot and Wignell, 1997: 204), high
school students are particularly fond of this. The final reason is because the
narrative text has been taught in the secondary high school since the
implementation of KTSP (Kurikulum Tingkat Satuan Pendidikan, or
School-based Curriculum) in 2006 (Susanti, et al., 2011: 1), therefore, it is a very
interesting topic for investiagtion.
1.2. Objectives
Based on the rationale above, by analyzing the Theme system in students'
narrative texts, this study aims to:
1. explore the application of the Theme system in students' narrative texts in
terms of types of Theme, choices of topical Theme and thematic progressions.
2. find out the implication of the Theme system on the flow of texts.
1.3. Significances
Theoretically, this study is expected to provide a reference to understand
the thematic analysis of students' narrative texts, and it will also provide input for
other researchers to conduct research in the same field with a different focus.
In practice, this study is expected to provide insight into teaching the
narrative genre, especially in applying choices of Theme types, choices of topical
Theme and thematic progressions in the development of paragraphs. The results
6
Professionally, this study will contribute to the teaching and learning
practices involved in writing a narrative text. It is expected that this study will be
beneficial for English teachers to evaluate their strategies in teaching narrative
texts. Therefore, it might offer a new insight into teaching narrative texts in
secondary school.
1.4. Operational Definition
1. Systemic functional grammar is one of the linguistics approaches that
considers language as a social semiotic system (Halliday, 1994).
2. Theme is the element which serves as the starting point for the message: it is
what the clause is going to be about (Halliday and Mathiessen, 2004).
3. Rheme is the part of the clause in which the theme is developed (Eggins,
2004).
4. Topical Theme is the first element in the clause that expresses some kind of
'representational' meaning (Butt et al., 2006; Halliday and Matthiessen, 2004).
5. Interpersonal Theme is identified when a constituent to which it is assigned a
Mood label and occurs at the beginning of a clause (Eggins, 2004).
6. Textual Themes almost always constitute the first part of the Theme (Martin,
Matthiessen and Painter, 1997).
7. Thematic progression is the way in which the Theme of a clause may pick up,
or repeat, a meaning from a preceding Theme or Rheme (Paltridge, 2000).
8. Narrative is a text that tells a story and, in doing so, entertains the audience
7
1.5. Organization of the Paper
This paper consists of five chapters. The first chapter presents the rationale
of the study i.e. the reasons motivating the researcher to conduct the study. This
chapter also discusses the objectives of the study, significances, operational
definitions and the organization of the paper. The second chapter presents the
theoretical foundation of the study. It discusses theories relating to the study. The
third chapter explores the methodology used in the study: research questions, the
design, data collection and data analysis. The fourth chapter presents the findings
of the study and its discussion. The fifth chapter provides conclusions and
recommendations. The conclusions section concludes the study and provides the
answers for research questions. The recommendations section provides some
recommendations for the readers of the paper and for English teachers in
38
CHAPTER III
RESEARCH METHODOLOGY
This chapter presents the research questions, the design of the study, the
data collection and data analysis. The research questions section presents the
problems that are being investigated. The research design section elaborates on
the paradigms and the design used in the study. The research design chosen
enables the researcher to carry out the study effectively by describing the Theme
system used in students' narrative texts. The data collection discusses the setting:
where the study is being conducted and, the subjects of the study are and why they
were chosen. It also outlines the procedures (techniques and types) of collecting
the data. The part on data analysis describes the tools used to analyze the narrative
texts in this study and presents the methods of analyzing the data.
1.1. Research Questions
This study aims to answer the research questions as formulated below.
1. How do the students apply the Theme system in their narrative texts?
a. What kinds of Themes are used in students' narrative texts?
b. What kinds of elements do students choose as their topical Theme in
their narrative texts?
c. What kinds of thematic progressions are applied in students' narrative
39
2. What is the implication of the Theme system used in students' narrative texts
for the flow of the texts?
1.2. Research Design
The research design of this study is classified as non-experimental. This
study only examined the texts written by the students, and did not test a teaching
methodology. As stated by Marczyk et al. (2005: 147), non-experimental designs
cannot rule out extraneous variables as the cause of what is being observed
because they do not have control over the variables and the environments that they
study. This study can also be categorized as qualitative research design because
the study was carried out in a natural setting (Frankel & Wallen, 1990; McMillan,
1992; Cresswell, 1994; Adanza, 1995; Silverman, 2005; Alwasilah, 2008). This
design was appropriate because the study focused on one particular instance of
educational experience or practice (Freebody, 2003; in Emilia 2005: 74), and it
used text analysis which is a powerful analytical tool and constitutes one of a
variety of linguistic approaches that have been well developed in the area of
education (Freebody, 2003 in Emilia 2005: 75).
1.3. Data Collection
3.3.1. Setting
The setting of the study was a state senior high school in Bandung. The
site was chosen for its appropriateness and accessibility. The selected school has a
reputation for being one of the high-ranking schools in Bandung. Furthermore,
the school is also certified as a national standard school. With that in mind, the
40
The other reason for selecting this school was for its accessibility. Having known
the English teacher at this school, the researcher expected to gain access much
more easily. Therefore, this advantage may "increase the feasibility of the study"
(Emilia, 2005: 75).
The participants of the study were the 11th grade students in senior high school. The students were chosen as respondents because they have learned about
this genre, and were thus expected to be able to write in the genre well.
Additionally, they were deliberately chosen because they had particular features
or characteristics which enabled detailed exploration and understanding of the
topic that the researcher wished to explore (Ritchie and Lewis, 2003:78). The
participants of the study were divided into three groups: high achievers, middle
achievers, and low achievers. The classification of the students into three
categories was derived from their writing scores provided by the English teacher.
3.3.2. Data Collection Procedures
The data of the study were students' narrative texts. Narrative was chosen
because it is often considered to be "the macro genre" (Knapp and Watkins, 2005:
221) which means that this genre can easily accommodate other types of genres
and still remain dominant. In this study, 15 narrative texts were chosen as the data
of the study. They were chosen because they met the criteria of a narrative text as
suggested by Derewianka (2004).
In collecting the data, the researcher took the following steps:
1. The eleventh grade students of a senior high school were purposively chosen
41
2. The students were then asked to write a narrative text of their own interest.
3. Next, they submitted the texts to the teacher to show that the study was
carried out in a natural setting as suggested in the features of qualitative
research (McMillan, 1992; Cresswell, 1994; Silverman, 2005).
1.4. Data Analysis
The data obtained were analyzed using Systemic Functional Grammar
proposed by Halliday (1994) which provides a powerful analytical tool and
constitutes one of a variety of linguistic approaches that have been well developed
in the area of education (Freebody, 2003: 185, as cited in Emilia, 2005: 75). SFG
was used to show how meanings were conveyed through the clause system. The
focus of the analysis is on the textual metafunction represented by the Theme
system. This study aims to reveal how the students apply the Theme system in
their narrative texts in terms of kinds of Themes, the choice of topical Theme and
kinds of thematic progression applied in the texts (see Eggins, 1994; 2004).
After collecting the data from the teacher, the researcher conducted the
following steps in analyzing the data.
1. Every text was broken down into clauses because the analysis of Theme
system is based on clause analysis.
2. Every clause was analyzed and constructed in Theme-Rheme relation. The
Theme and Rheme were then placed in Theme-Rheme columns respectively.
3. Each Theme was then identified based on its type: topical, textual, or
42
4. Subsequently, the topical Theme was identified for its markedness since only
the unmarked topical Theme could be used to identify the thematic
progression applied in the text.
5. After being analyzed, all the Themes that occurred were calculated for their
frequency of occurrence presented as a percentage.
6. The next step was analyzing the choices of topical Theme. The identified
topical Themes were then examined for their categories. The categories
chosen were calculated for their frequency and presented in a table.
7. The step after this involved analyzing the thematic progressions. They were
determined based on the relationship between the unmarked topical Theme
and the previous Themes or Rhemes. Each thematic progression identified
was labeled based on its type. The thematic progression in this study refers to
the method of development as suggested by Eggins (1994; 2004). The
frequency of occurrence then was presented in a table.
8. The final step was drawing out the flow of text by interpreting the identified
Themes, choices of topical Themes and realization of thematic progressions.
1.5. Conclusion
This chapter has discussed the methodology used in the study. The
discussion covers the research questions, research design, data collection and data
analysis. This chapter provides the guidelines for analyzing the data as presented
in chapter IV.
82
CHAPTER V
CONCLUSIONS AND RECOMMENDATIONS
This chapter presents the conclusions and recommendations of the study.
The conclusions section wraps up the study and summarizes the final findings.
The recommendations section presents the recommendations proposed regarding
the teaching of the narrative genre in secondary school as well as suggestions to
other researchers who are interested in thematic analysis.
1.1. Conclusions
The study aims at answering the research questions as stated in the third
chapter. The first research question concerned the realization of the Theme system
of Systemic Functional Grammar in terms of choice of type, choice of topical
Theme and choice of thematic progression in narrative texts composed by high
school students.
Based on the findings, several conclusions can be drawn from the study.
Derived from the types of Theme, it is found that there are three types of Theme
employed by the students in their narrative texts, namely the topical, interpersonal
and textual Themes. Among the three, the topical Theme is the most frequent
Theme used by the students in composing their narrative text. It occurs 65.12%
indicating students' attention to the first element of the clause (Butt et al., 2000:
152). It also shows their awareness of what element should be put in the first
83
comes from and where it leads to. This means students must learn to use the
topical Theme, and through this, learn to use “the topic sentence of a paragraph to
anchor the paragraph to the introduction of the text” (Butt et al., 2000: 151). The
second type of Theme found in the text is the Textual Theme. The textual Theme
occurs 33.88% and consists of two elements, continuity and conjunctive adjunct.
The least common type of Theme found is the interpersonal Theme. It occurs only
0.99% indicating students infrequently use modulation and modulization.
Derived from the choice of topical Theme, there are 10 categories employed
by the students as their topical Theme. They are the nominal group, personal
pronoun, adverbial group, ellipsis, referential item, relative pronoun, prepositional
phrase, existential, verb group and WH-Question. The nominal group and
personal pronoun are the most common categories used by students as their
topical Theme. This probably the case because the nature of narrative text is that it
often involves a specific individual participant with a defined identity
(Derewianka, 2004: 42). The frequently used adverbial group also shows the
students' ability to fulfill one of the characteristics of narrative text, in that it is
often marked by linking words to do with time (Derewianka, 2004: 42).
Based on the thematic progressions applied by the students, it can be
concluded that there are three types of pattern used by the students in their
narrative texts: the thematic reiteration pattern, the zig-zag pattern and the
multiple-Theme pattern. The frequent use of thematic reiteration indicates the
students' ability to keep the text focused by restating the Theme in subsequent
84
applying the zig-zag pattern. The students are also able to combine the thematic
reiteration pattern with the zig-zag pattern which results in a multiple-Theme
pattern. This pattern is the underlying organizing principle for a text, with both
zig-zag and theme reiteration strategies being used for elaborating on each of the
main thematic points (Eggins, 2004: 326).
The study shows that students usually emphasize a thematic point by
employing the thematic reiteration and the zig-zag pattern. These patterns are the
most frequent patterns found in the texts. Students can thus apply this pattern to
their own writing to improve its flow. Therefore, English teachers need to teach
their students to write a narrative text using the thematic pattern to develop the
text’s cohesion, because the quality of writing can be dramatically improved if
attention is paid to thematic progression (Butt et al., 2000: 152).
The second research question is about the implications of the use of the
Theme system on the flow of the text. Based on the findings, it can be concluded
that the texts produced by the students flow smoothly, improving reader
comprehension. This is indicated from the frequent use of the thematic reiteration
and the zig-zag pattern. Through these patterns the students construct a
cumulative sense of text development and keep their narrative focused.
Furthermore, by applying the cohesion devices such as ellipsis, reference,
conjunction and lexical organization, it improves the clarity and the flow of the
text.
To sum up, when students successfully explore the Theme system of
85
coherent text. It implicates in their information flow of text which is going
smoothly. The Theme system students enable to organize their own writing
effectively, and it may prove a useful tool when students need to write longer texts
such as essays and reports. Students should be conscious that if they want to
convey information effectively and successfully and write a cohesive
composition, they ought to focus on the Theme system because it is crucial, and
has an immediate impact on writing (Ebrahimi and Khedri, 2012).
1.2. Recommendation
There are several proposed recommendations concerning the teaching of
narrative texts in secondary school and research into the field of thematic analysis.
In teaching narrative texts we have found that the Theme system can be used as a
tool to improve students’ writing skills. The teacher can apply the topical Theme
to draw students’ attention to the first element in the clause, and the use of the
textual Theme should be considered as it is a device that can consolidate cohesion.
Furthermore, by applying various thematic progressions, writing depth can also be
improved. Thematic progression is an effective way to bring the issues being
discussed into focus, and develop the flow of the text.
It is also recommended that teachers should be trained to write a text using
the SFG's principles. If teachers acquire the SFG techniques, they can teach their
students to write an effective and communicative text using SFG.
For those who are interested in Theme system analysis, it is recommended
that other researchers analyze different genres of text, such as the argumentative
86
would also be interesting because the decision to make a marked element Theme
commonly relates to Mood analysis. More in-depth analysis on the choice of
topical Theme will provide further value since this kind of research is still
infrequent. Finally, it is expected that this study can offer another perspective on
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