Chapter IV: Mechanical Theory of Phase Coexistence
4.6 Appendix: Classical Density Functional Theory
In this appendix we provide a brief outline of the classical density functional theory (cDFT) which is helpful in studying static equilibrium properties of inhomogeneous systems. We first consider a system of a simple fluid with an external potential in a grand canonical ensemble at fixed chemical potential๐, volume๐, and temperature ๐. The HamiltonianH of the system with๐ particles is written in a general form as the sum of the kinetic energies, interparticle interaction potentialฮฆ, and external potential๐๐๐ฅ๐ก:
H (๐๐, ๐๐) =
๐
โ๏ธ
๐=1
๐2๐ 2๐
+ฮฆ(๐๐) +
๐
โ๏ธ
๐=1
๐๐๐ฅ๐ก(๐๐), (4.59) where ๐๐ = (๐1, . . . ,๐๐) and ๐๐ = (๐1, . . . , ๐๐) are positions and momenta of all the particles in the system. The equilibrium phase space probability density is given by
๐๐(๐๐, ๐๐) = 1
ฮexp[โ๐ฝH (๐๐, ๐๐) +๐ฝ ๐ ๐] , (4.60) where
ฮ =๐โ๐ฝ๐ =
โ
โ๏ธ
๐=0
1 ๐!๐ฃ๐
0
โซ
๐ ๐
ร
๐=1
๐๐๐exp
๏ฃฎ
๏ฃฏ
๏ฃฏ
๏ฃฏ
๏ฃฏ
๏ฃฐ
โ๐ฝฮฆ(๐๐) +
๐
โ๏ธ
๐=1
๐ฝ๐(๐๐)
๏ฃน
๏ฃบ
๏ฃบ
๏ฃบ
๏ฃบ
๏ฃป
(4.61)
is the grand canonical partition function, ๐ฝ = (๐๐ต๐)โ1, ๐ is the grand potential, ๐(๐) = ๐โ๐๐๐ฅ๐ก(๐) is the intrinsicchemical potential, ๐ฃ0is a volume scale which is the cube of the thermal de Broglie wavelength ๐๐ = โ/โ
2๐๐ ๐๐ต๐, and โ is the Planck constant. Here, the probability density (4.60) is normalized
โ
โ๏ธ
๐=0
1 โ3๐๐!
โซ
๐ ๐
ร
๐=1
๐๐๐๐๐๐๐๐(๐๐, ๐๐) =1, (4.62)
and the ensemble average is computed by
โจยท ยท ยท โฉ=
โ
โ๏ธ
๐=0
1 โ3๐๐!
โซ
๐ ๐
ร
๐=1
๐๐๐๐๐๐(ยท ยท ยท )๐๐(๐๐, ๐๐) . (4.63) Noticing that the total intrinsic chemical potential in the system can be expressed with the microscopic density ห๐(๐) =ร๐
๐=1๐ฟ(๐โ๐๐) asร๐
๐=1๐ฝ๐(๐๐) = โซ
๐ ๐ห(๐)๐(๐) ๐๐, the average macroscopic density๐of the system is obtained as a functional derivative of the grand potential:
๐(๐) = โจ๐ห(๐)โฉ =โ ๐ฟ๐
๐ฟ๐(๐). (4.64)
We note that eq. (4.64) implies that the microscopic density ห๐ and the intrinsic chemical potential ๐ are thermodynamic conjugates and thus the operations for usual thermodynamic conjugate pairs can be applied in the same way with the calculus of variations. For example, the functional derivative of the average density with respect to the intrinsic chemical potential gives thevarianceor fluctuation of the microscopic density:
๐ฟ ๐(๐)
๐ฟ๐(๐โฒ) =โ ๐ฟ2๐
๐ฟ๐(๐โฒ)๐ฟ๐(๐) =๐ฝโจ(๐ห(๐) โ๐(๐)) (๐ห(๐โฒ) โ๐(๐โฒ)โฉ. (4.65) The variance of the microscopic density โจ(๐ห(๐) โ ๐(๐)) (๐ห(๐โฒ) โ ๐(๐โฒ)โฉ is called the density-density correlation function and its Fourier transform is directly related to the static structure factor of the system.
Equations (4.64) and (4.65) clearly show that the average density is a functional of the intrinsic chemical potential in the grand canonical formulation. For the density functional theory, however, the perspective should be reversed so that thermody- namic variables are treated as functionals of the average density โ the density functionalsas suggested by the name of the theory.
This reverse perspective is achieved by ideas from the seminal works by Hohenberg, Kohn, and Mermin [51, 52], which forms the basis of the electronic density func- tional theory. Applying their ideas to classical systems, Evans [53] has shown that at fixed temperature and volume there exists a one-to-one correspondence between the equilibrium average density ๐ and the intrinsic potential ๐. The one-to-one correspondence allows a unique inverse mapping by which๐ now can be seen as a functional of๐ โ there exists a unique intrinsic chemical potential field associated to given average density distribution, ๐, and๐. Consequently, the grand canoni- cal partition function and potential, which are functionals of ๐, can be treated as functionals of ๐.
Now we formulate a variational problem in terms of the average density. In the grand canonical framework, the intrinsic Helmholtz free energy excluding the external potential is written as
F =
* H โ
๐
โ๏ธ
๐=1
๐๐๐ฅ ๐ก(๐๐)
!
+๐๐ต๐ln๐๐ +
=
* ๐
โ๏ธ
๐=1
๐2๐ 2๐
+ฮฆ+๐๐ต๐ln๐๐ +
, (4.66) where โจโ๐๐ต๐ln๐๐โฉis the Gibbs entropy. Here, we treat ๐๐ andF as functionals of the average number density ๐ only. In other words, eq. (4.66) computes the intrinsic Helmholtz free energy for an arbitrary number density profile automatically considering the unique associated intrinsic chemical potential that would result in the given number density profile at equilibrium. Then, we consider
๐๐ =F โ
โซ
๐
๐(๐)๐(๐) ๐๐, (4.67)
which is also a functional of ๐. When ๐ is taken as the density ๐๐ that would be resulted by the intrinsic chemical potential ๐, ๐๐ clearly becomes the grand potential of the system with the intrinsic chemical potential๐, i.e.
๐๐ ๐=๐๐
= ๐|๐ . (4.68)
Indeed,๐๐is the global minimizer of๐๐ and satisfies the Euler-Lagrange equation:
๐ฟ๐๐ ๐ฟ ๐(๐)
๐=๐
๐
= ๐ฟF ๐ฟ ๐(๐)
๐=๐
๐
โ๐(๐) =0 (4.69)
which confirms that the grand potential is a (functional) Legendre transform of the intrinsic Helmholtz free energy. Equation (4.69) can be interpreted as the minimization of the total Helmholtz free energy of a system (including the effect of the external potential) in a canonical ensemble. In this perspective the chemical potential๐is a Lagrangian multiplier from the constraintโซ
๐
๐(๐) ๐๐ =๐. We note that even in the canonical-ensemble interpretation, the total Helmholtz free energy should be still the one obtained from the grand canonical ensemble as defined in eq (4.66).
Equations (4.68) and (4.69) are the main equations of the cDFT. From eqs. (4.68) and (4.69), one can compute the equilibrium density profile and grand potential from which equilibrium static properties can be obtained [32]. While the formulation of the cDFT is exact, the required intrinsic Helmholtz free energy F (as a functional of the density) is difficult to obtain. In most problems a free energy functional is
modeled with some approximations (e.g. using the finite measure theory [54] for hard spheres) and the accuracy of the results depends on that of the model. For this reason, one can usually adopt the canonical-ensemble perspective without concern- ing the subtlety in using the grand-canonical form of the free energy functional โ the functional is anyhow modeled approximately.
Indeed, the ideal gas and one-dimensional hard-rods (the Tonk gas) [55] are the only systems for which the exact form of F is known. For ideal-gas (ฮฆ = 0), it can be easily shown that the grand potential ๐๐ ๐ = โ๐๐ต๐
โซ
๐exp[๐ฝ๐]/๐ฃ0 ๐๐ and from eq. (4.64) the average density ๐๐ ๐(๐) = exp[๐ฝ๐]/๐ฃ0. Then the intrin- sic Helmholtz free energy (4.66) can be parameterized by the average density as F๐ ๐ = โซ
๐
๐๐ต๐ ๐๐ ๐(๐) (ln[๐๐ ๐(๐)๐ฃ0] โ1) ๐๐. It is notable that the local intrinsic Helmholtz free energy density is the same with that of a homogeneous ideal gas with the local density since the local state of ideal gas is not affected by the states of neighboring regions due to the lack of interactions. It is customary to separate the ideal contribution from the the intrinsic free energy and writeF = F๐ ๐ + F๐๐ฅ, where the deviation from the ideal caseF๐๐ฅis called the excess intrinsic Helmholtz free energy.
4.7 Appendix: Orientational Moment Equations of Interacting Active Brow-