TABLE OF CONTENTS
PAGE OF APPROVAL ... Error! Bookmark not defined.
STATEMENT ... Error! Bookmark not defined.
ACKNOWLEDGMENT ... Error! Bookmark not defined.
ABSTRACT ... Error! Bookmark not defined.
TABLE OF CONTENTS ………..………... viii
CHAPTER I ...1
1.1 Background ... 1
1.2Reason for choosing the topic ... 4
1.3 Research Question ... 5
1.4The Aim of the Study ... 5
1.5Research Method ... 6
1.5.1 Design ... 6
1.5.2 Data Collection ... Error! Bookmark not defined. 1.6Research Procedures ... 8
1.7Significance of the study ... 9
1.8Clarification of the Main Terms ... 9
1.9Organization of the Study ... 10
CHAPTER II ... 12
2.1The concept of tragedy and tragic hero ... 12
2.2Narrative theory (Narratology) ... 19
2.2.1 Narrative event ... 21
CHAPTER III ... 30
3.1Research Method ... 30
3.2Data Collection ... 31
3.3Research procedures ... 32
3.4Sample of Data Presentation... 33
CHAPTER IV ... 34
4.1The structure of Events ... 34
4.2The tragic hero: the way it is emerged. ... 40
4.2.1 The pattern of the tragic hero’s emergence ... 41
4.2.2 The binary opposition and dualism in Things Fall Apart... 44
CHAPTER V ... 51
5.1 Conclusion ... 51
5.2Suggestion ... 53
BIBLIOGRAPHY ………...……… 55
CHAPTER I
INTRODUCTION
This study is entitled the emergence of a tragic hero: a narrative analysis of
Chinua Achebe’s Things Fall Apart. This chapter presents the background of the
study, the reasons for choosing the topic, the question raised in the study, the aim of
the study, research method, research procedures, significance of the study,
clarification of the key terms, and finally the organization of the paper.
1.1 Background
Tragedy is oftentimes associated with something terrifying or death. Related to
this, Adrian Poole (2005: 1) states that the word ‘tragedy’ is used to cover dignity and
value on violence, catastrophe, agony, and bereavement. Originally played in
classical Greek dramas, tragedy becomes the main topic to entertain the audience. At
that time, tragedy expresses the truth about the fall of a great man who looks good in
the beginning but end up badly (Poole, 2005: 5). For instance, the story of Oedipus
the King who falls into a tragedy after realizing that he has killed his biological father
and married his biological mother. He then gouges his eyes out and begging for an
exile from Thebes at the end of the story.
In such plays Poole (2005: 21) states that there is a room for magic or
also supported by Aristotle (as translated by Butcher, 2000: 10) who believes that
tragedy involves action of a renowned and of superior attainments figure.
Poole (2005: 6) further notifies that in the last couple of hundred years tragedy is
conveyed in various ways though it has not lost its meaning. He (2005: 15 - 17) states
that since eighteenth century tragedy had provided a familiar way of reading history,
such as those which tell the rise and fall of political leaders or the fate of ambitious
political movements, especially those aimed at radical or revolutionary change. In this
context tragedy thoroughly realistic in which tells about the things that actually
happened.
The idea of tragedy in historical context is also reflected in fiction. Among other
is Chinua Achebe’s Things Falls Apart which portrays the life of native Nigerian
tribes that struggle to defend their cultural values and beliefs upon the arrival of
Missionaries. Tragedy lies on the main character’s life as he committed suicide at the
end of the story.
However, Aristotle (as translated by Butcher, 2000: 10) states that the structure
of tragedy might be differed from that of short stories which have a historical
composition because it presents not a single action but a single period of time.
Further, Aristotle (as cited by Poole, 2005: 16) states that history simply tells what
Because of the different structure, the present study discusses tragedy in fiction
which specifically aims at analyzing the emergence of a tragic hero in Chinua
Achebe’s Things Fall Apart.
In order to achieve fuller understanding of the concept of hero’s figure in
historical fiction, it is paramount to refer to the work of Bakthin (2004) whose
theorization of hero focuses more on the one appears in historical realism.
Bakhtin (2004: 10) draws a concept of time – space and the image of man in a
novel of historical emergence. According to Bakhtin (2004: 24) the hero emerges
along with the world and he reflects the historical emergence of the world. Thus, the
depictions of the image of man and the depictions of time and place become
explicitly coordinated to the historical context.
In addition, Bakhtin (2004: 25) proposes that to see the connection of the man’s
emergence and the historical time, a specified method that is completed once and for
all is the event. Rimmon – Kenan (1983: 2-3) defines events as something that
happens and can be summed up by a verb or a name of action. Metz (1974: 17 as
cited by Chandler, 2002: 90) argues that there are no ‘events’ in the world. It is
narrative form which creates events. The basic form of event is a chain that
corresponds to the beginning, middle and ending of the story. Thereby, to find the
emergence of tragic hero in a historical context, the structure of events provides a
Choosing Achebe’s novel entitled Things Falls Apart as the context of the
research and utilizing Bakhtin (2004) theorization of historical hero’s emergence, this
present study discusses tragedy in fiction which specifically aims at analyzing the
way a tragic hero is emerged in the novel.
1.2 Reason for choosing the topic
Tragedy is a common theme in literary works and mostly appeared in drama. As
stated by Poole (2005: 15 - 17) that tragedy had provided a familiar way of reading
history, such as those which tell the rise and fall of political leaders or the fate of
ambitious political movements. Such topic is discussed by Dov Waxman (2001) on
his journal which portrayed the tragic fate happened to Israel’s former Prime
Minister, Ehud Barak. He has suffered from a string of humiliating rejections, first
from Palestinian leader Yasser Arafat, then from Israeli’s electorate and finally from
his own political party. Chinua Achebe’s novel entitled Things Fall Apart (1958)
presents tragedy in a fiction which set in a historical setting.
Many scholars have conducted studies on Things Fall Apart regarding on the
issues raised in the novel. Among others is Jerica Linn Watts (2010) whose article
discussed about the critical discourse surrounding narrative and linguistic strategies in
Achebe’s text. She read Achebe’s novel as a work that repeatedly hints at modern
society as one disrupted and transformed by contact with the Europian colonizer.
Apart which investigated the way in which the Igbo people are oppressed and types
of resistance that come from the oppressed.
Different from Waxman’s journal (2001) which portrayed tragic hero in reality,
the present study investigates the way the main character as a tragic hero in fiction.
While Watts (2010) discussed narrative and linguistic strategies used by the author to
deliver the story, the present study analyzes the structure of events that happened to
the tragic hero in order to identify the way he is emerged. Guided by Bakhtin’s
theorization and utilizing textual analysis method, the study focus on the emergence
of a tragic hero in a historical novel.
1.3 Research Question
Based on the background of the study, the research is conducted to answer:
1. How does tragic hero emerge in the novel as seen from Bakhtin’s theorization
of hero emergence in a historical novel?
1.4 The Aim of the Study
Based on the research questions above, the aims of the research is:
1. To investigate the way the main character as a tragic hero is emerged in the
1.5 Research Method
1.5.1 Design
This study observed and analyzed a novel. It focuses on analyzing the way a
tragic hero in Things Fall Apart is emerged as seen from Bakhtin’s theorization of
man emergence in a historical novel. The research method followed the qualitative
approach in collecting, classifying, discussing and interpreting the subject.
Qualitative approach is the analysis of research that tends to use the forms of words
rather than numbers (Miles and Huberman, 1984: 21). In addition, Berg (2001: 3)
mentions that textual analysis as one of the popular methods of observation in
qualitative research. Related to this, Lockyer (as cited in Sage Encyclopedia of
Qualitative Research Method, 2008: 865) states that textual analysis is a method of
data analysis that closely examines either the content and meaning of texts or the
structure and discourse. Research on textual structure and discourse employs different
methodologies; among others is the narrative analysis.
In addition, narrative analysis refers to a family of analytic methods for
interpreting text that have in common a storied form (Riessman, as cited in Sage
Encyclopedia of Qualitative Research Method, 2008: 539). Further Riessman (2008:
539) states that the term narrative is illusive, it carries many meanings and used in a
variety of ways by different scholars, often used synonymously with story. In the
familiar everyday form, speaker/narrator connects events to a sequence that is
away from the story. Events are perceived as important, selected, organized,
connected, and evaluated as meaningful for a particular listener/reader. Since novel
has a storied form, a narrative analysis can be applied to the research.
1.5.2 Data Collection
The present study analyzes a novel entitled Things Fall Apart written by Chinua
Achebe. It becomes the primary data of the research. The original version of the
novel written in African language, later it is translated into English. The novel is
published by Pinguin Group first in 1958. It contains of three parts and 197 pages.
Taking place in Nigeria, this story portrays the life of native Nigerian tribes that
struggle to defend their cultural values and beliefs upon the arrival of Missionaries.
Okonkwo is the main character of the story that is presented as a wealthy, respected,
and stands out as a great leader of the tribe. Unfortunately things began to change as
Missionaries came to the village, creating conflicts and tensions among the people in
the tribe. Okonkwo was drawn in despair as he could not protect his tribe from losing
their cultural values and beliefs. Tragedy appears at the end of the story where
Okonkwo committed suicide.
Achebe's Things Fall Apart introduced serious social and psychological analysis
into Nigerian literature. It is set in the early days of colonization and tells the tragedy
of a warrior hero who rigidly identifies with the values of traditional Ibo society. This
Biyi Bandele. The production was put together in 1997 by the Performance Studio
Workshop of Nigeria and was presented as part of the Kennedy Center's African
Odyssey series in 1999.
Over the years, Achebe has received dozens of honorary doctorates and several
international literary awards. He is an honorary member of the American Academy
and Institute of Arts and Letters, and his work has been translated into more than 40
languages. In 1994, he fled to Europe from the repressive Nigerian regime, which
threatened to jail him. However, he later returned to Nigeria to serve as president of
the town union of his native village of Ogidi, honored as such because of his
dedication to his ancestors' myths and legends. In early 1999, he was appointed as a
goodwill ambassador for the U.N. Population Fund (UNFPA), which works for
family planning and reproductive health around the world. (cited from:
www.bookRags.com)
1.6 Research Procedures
In this study, the data are collected from the novel Things Fall Apart written by
Chinua Achebe. The study is conducted through the following steps. The research is
started by observing the source text; it is Chinua Achebe’s Things Fall Apart that is,
reading it thoroughly. The events that show the main character’s emergence in the
between historical time and space and the hero’s emergence. Every speeches,
activities, or utterances of the character will be taken for a further analysis.
1.7 Significance of the study
The study aims to investigate the way the main character as a tragic hero is
emerged in Things Fall Apart. The study utilizes Bakhtin’s concept of hero and
narrative theory to answer the research question. It is highly expected to enrich
literary studies on narrative analysis of historical fiction especially for students of
English Education Department of Indonesia University of Education.
1.8 Clarification of the Main Terms
Tragedy: An imitation of an action that excites the emotion of pity and fear. The
action is constructed in plot presenting reversal of fortune and recognition that
happened to the character (Aristotle as translated by Butcher, 2000: 10). Tragedy
expresses the truth about the fall of great men who look good in the beginning but
end up badly (Poole, 2005: 5).
Tragic Hero: A protagonist character who presents a good quality, that particular
character presents as the one who is not ordinary but possesses an outstanding quality
and greatness. Further, a tragic hero has generic conventions, in which the greatness
is usually a kind of manly valor, imitate a real person, and be consistent. (Aristotle as
Narrative Theory: A study of how narratives make meaning (Barry, 2002: 222),
the term ‘narration’ suggests a communication process in which the narrative as
message is transmitted by addresser to addressee and the verbal nature of the medium
used to transmit the message (Rimmon – Kenan, 1983: 2).
Narrative Analysis: An analytical method for interpreting text which has in
common a storied form. Narrative analysts interrogate intention and language—how
and why events are storied, not simply the content to which language refers.
(Riessman as cited in Sage Encyclopedia of Qualitative Research Method, 2008:
539).
1.9 Organization of the Study
The paper of the research will be organized into five chapters as follows:
1. Chapter I: Introduction
This chapter contains the background of the study, research questions, aims of
the study, significance of the study, scope of the study, the object of the study,
research methodology, clarification of the key terms, and also the organization of the
paper.
2. Chapter II: Theoretical Framework
This chapter contains literature review which provides information to investigate
research problems.
This chapter contains the research method of the research, including the data
collection and data presentation.
4. Chapter IV: Findings and Discussion
This chapter provides the analysis of the data using theoretical framework.
5. Chapter V: Conclusions and Suggestions
This chapter contains the researcher interpretation of the research finding in a
CHAPTER III
RESEARCH METHODOLOGY
The previous chapter described the theoretical framework of the study. To find
the way a tragic hero is emerged in the novel Things Fall Apart, the analysis uses
Bakhtin’s concepts of formulating hero figure in historical novel of emergence
through applying narrative analysis focusing on events. This chapter presents
information relating to the research methodology, the research procedure in collecting
the data and also a sample of data presentation.
3.1 Research Method
This study observed and analyzed a novel. It focuses on analyzing the way a
tragic hero Things Fall Apart is emerged. The research followed the qualitative
approach and textual analysis method in collecting, classifying, discussing and
interpreting the data. Qualitative approach is the analysis of research that tends to use
the forms of words rather than numbers (Miles and Huberman, 1994: 8).
In addition, Berg (2001: 3) mentions that textual analysis as one of the popular
methods of observation in qualitative research. According to Lockyer (as cited in
Sage Encyclopedia of Qualitative Research Method, 2008: 865) textual analysis is a
or the structure and discourse. Research on textual structure and discourse employs
different methodologies; among others is the narrative analysis.
Narrative analysis itself, refer to a family of analytic methods for interpreting text
that have in common a storied form (Riessman, as cited in Sage Encyclopedia of
Qualitative Research Method, 2008: 539). Further Riessman (2008: 539) states that
the term narrative is illusive, it carries many meanings and used in a variety of ways
by different scholars, often used synonymously with story. In the familiar everyday
form, speaker/narrator connects events to a sequence that is consequential for later
action and for the meanings listener/reader is supposed to take away from the story.
Events are perceived as important, selected, organized, connected, and evaluated as
meaningful for a particular listener/reader. Since novel has a storied form, a narrative
analysis can be applied to the research.
To sum up, utilizing a qualitative approach and textual analysis method, the study
is expected to uncover the way a tragic hero in Things Fall Apart is emerged.
3.2 Data Collection
The present study examines a novel entitled Things Fall Apart written by Chinua
Achebe. It becomes the primary data of the research. The original version of the
novel written in African language, later it is translated into English. The novel was
firstly published in 1958 by William Heinemann Ltd, but for this study the writer
The novel is written in English and consists of 3 main parts, 25 chapters and 179
pages. Things Fall Apart is a story about life of primitive Nigerian people that
struggle to defend their cultural values and believes from the coming of the
missionaries.
Achebe's Things Fall Apart introduced serious social and psychological analysis
into Nigerian literature. It is set in the early days of colonization and tells the tragedy
of a warrior hero who rigidly identifies with the values of traditional Ibo society. This
novel won immediate international recognition. It also became the basis for a play by
Biyi Bandele. The production was put together in 1997 by the Performance Studio
Workshop of Nigeria and was presented as part of the Kennedy Center's African
Odyssey series in 1999.
3.3 Research procedures
In this study, the data are collected from the novel Things Fall Apart in a form of
words, phrases and sentences. The focus in gathering the data is on finding the textual
evidence related to the main character’s changes and development in his life. In
gathering the data, the study follows several steps. First step is to conduct a close
reading in order to get more comprehension to the issue presented in the novel. The
close reading process is also used to highlight events that show the main character’s
changes and development in the story. The data is presented in a form of table. After
on the theoretical framework stated on the previous chapter in order to answer the
research question. Finally, the study is ended by drawing conclusion of the study and
suggestion for further research.
3.4 Sample of Data Presentation
To accomplish data analysis, the presentation of the data is formulated in a form
of table, it is made as follow:
CHAPTER V
CONCLUSION AND SUGGESTION
This chapter collects the results of the research and interprets them in the form of
conclusion. This chapter also provides suggestions for further analysis.
1.1 Conclusion
This study attempts to investigate the way tragic hero is emerged in the novel
Things Fall Apart. After conducting the study and analyzing the data, the answer of
the research question is found. It is revealed through the structure of events that
construct the process of tragedy happened to the hero’s life in which reflects the
historical time and place. Based on the data analysis result, some points can be
concluded.
First, the analysis of events has showed the chronological sequences of the tragic
hero from the beginning to the end of the story. The structure of events suggests two
processes of deterioration happen to the hero in which the hero is failed against some
challenges. The hero is a black, male, Nigerian and role as a leader of Igbo tribes, and
lives under the cultural values. He faces challenges in his life, and his goal is to
preserve the people way of life. The hero encounters difficulties to reach his goal and
is threaten by his opponent. The Missionaries or the white men would be his
is more powerful and the people show a reaction that they do not willing to war.
Because he was failed to fight the opponent, the hero decides to commit suicide.
The journey of the tragic hero is not emerged as his personal matter. It is more
likely in line with Bakhtin’s (2004: 23) description of historical novel of emergence,
where the hero is emerged not only within an epoch, but on the border between two
epochs (Bakhtin, 2004: 24). The first epoch would be the hero’s personal test. The
second epoch related to the time before and after the Missionaries arrival that has
changed the life of the Igbo people.
Therefore, the tragic hero is emerged by following Bakhtin’s concept of the
historical novel of emergence where the hero’s life changes are connected to the
historical time. Thus, it can be concluded that the tragic hero’s emergence in Things
Fall Apart suggests Bakhtin’s (2004: 24) ideas of novel of historical emergence.
Second, from the analysis of the tragic hero’s emergence, the hero’s tragic life is
influenced by many factors and the coming of the Missionaries seems to have a
greater impact to the hero’s tragic fate. Within this context, the tragic hero’s
emergence in the novel leads the discussion to the concept of binary opposition and
dualism lies in the story. It is showed through the relationship of the tragic hero as
opposed to his opponent that is the White man.
The tragic hero is presented as the primitive tribes of a Nigerian as oppose to his
enemies try to civilize the tribes. Thus, the concept of dualism may lies on the
western civilization as oppose to the wilderness of the tribes (Hourihan, 1997: 21).
Since the hero is primitive Nigerian tribes and the enemies are modern western
people, the concept of dualism also lies on reason and irrationality (Hourihan, 1997:
28). The hero is depicted as primitive tribes who still believe in ancestral spirit, he
worshipped wooden symbols of ancestral spirit and celebrating certain occasion to
honor the goddess in which it refers to superstitious. It is opposed to the white men
who have a rational understanding of reality.
Thus, the investigation leads to a conclusion that the emergence a tragic hero in a
historical time that is Things Fall Apart, has brought a meaning of tragedy to a
concept of dualism that lies between the primitive Nigerian tribes as oppose to the
western civilization.
1.2 Suggestion
Realizing that this research needs more elaboration, the writer suggests the
further research could elaborate more interesting topic on narrative analysis. Since all
texts that have a storied form is a narrative both in a form of written or oral text, this
theory could be used to analyze for instance; newspaper reports, history books,
novels, films, comic strips, pantomime, even for dance and gossip. This would be
interesting because the subject of the research may be varied. It is not only reverted
The writer may suggest that the further research could elaborate the topic about
narrative of historical fiction. It could be the work of deconstructive mode of reading
tragic hero stories, specifically looking at the ideological assumption hidden in the
text. For example, the study is questioned about the ideological assumption can be
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