• KHOA HOC XA H O I •
GIAO DICH TU" Ldl TRONG CONG TY VA VAN DE THAM NHUNG TRONG KHU VUC TU
B U I N G U Y E N K H A N H <*>
NGUYfiN T H A N H LY <"'
Tom tat: TiSp can d phgm vi rpng, tham nhUng khdng chl xay ra d kku vUc cdng md cbn xdy ra d cd khu vUc tii. Trin cd sd ldm ro cdc ddc diem ctf bdn cua tham nhung trong khu vUc tii, bdi viii phdn tich vegiao dich tU Iqi trong cong ty vdi tii cdch Id mpt dgng cua tham nhung trong khu vUc tii, ta do, lUn hi din vdn di kiem sodt giao dich tie Iqi trong cdng ty tlieo phdp ludt doanh nghiip vd tpi phgm tham nhung trong phdp ludt hinh sU d Viet Nam hiin nay.
Ta khda: Giao dich tU Iqi; tham nhiing; tham nhung trong ithu viic tU; tham nhung trong khu vUb cdng; tpi phgm tham nhung.
Abstract: Corruption occurs not only in the public sector but also in the private sector. Based on the clarification of corruption in the private sector, this article analyzed self-interest transaction in the company as a type of corruption behavior in the private sector. The authors also discussed the control of self-interest transaction and corruption in tke private sector in Vietnam by applying corporate law and tfie criminal code.
Keywords: Self-interest transaction, corruption, corruption in tke private sector, corruption in the public sector.
Ngdy nhdn bdi: 18/3/2017; Ngdy sda bdi: 20/4/2017; Ngdy duyit ddng hdi: 05/5/2017.
1. G i a o d i c h tU Idi t r o n g c o n g t y - lufit cua cac qude gia da d l efip dfi'n vfi'n d l m o t d a n g c u a t h a m n h u n g t r o n g k h u t h a m nhiing khong cM xay r a trong k h u vUc t u vUc edng mfi cdn xay r a d ea k h u vile tU.
1.1. Nhihig nhqn biii cdn bdn vi tham D i l n Mnh cho nhiing t h a y ddi trong t u nhUng trong khu vUc tU duy phap ly nfiy phai k l dfi'n cae v a n kifin Tham nhiing dii phfit sinh va tdn tai tiJf p h a p ly da phUcJng ve phdng ehd'ng t h a m rfi't lfiu trong qua t r i n h p h a t t r i l n cua xa n h u n g nhU: Cdng u6e Lufit M n h sU v l hpi nhUng b a n d i u khi tdi p h a m ve t h a m t h a m nhiing do Uy b a n Bp trUdng cua Hoi nhiing dUdc phfip lufit cua cac qud'c gia gM ddng chau Au thong qua ngfiy 27 t h a n g 0 1 nhfin mdi chi de cfip d i n t h a m nhiing
trong k h u vUe cdng hfin q u a n den quye^n c, ^Q^.IS, Ph6 Giam dSb Hoc vi&n Khoa hoc xa h6i.
Me nhfi nUdc (tilp efin d p h a m vi hep). Sau S ^ ^ ^ ^ ^ ^ ^ f ^®y^^°°"'"'- , ^ ,
^ *^ • *^ • •*^' '^ ThS, NCS. Khoa Luat, Hoc vien Khoa hoc xa h6i.
nay, kM md rfing p h a m vi tiep can, phfip Email: [email protected].
S0!h2D17 NHAN LUO KHOA HOC XAHdl Q
GIAO DICH TU" LCI TRONG CONG TY...
nfim 1999; Cdng udc ciia Lien Hop Qudc vl Chfing tham nhiing dupe thfing qua tai Dai hpi ddng Lifin Hifip Qudc ngfiy 31 thfing 10 nam 2003"^'; Cong udc eua Lien minh cac nUdc ehfiu PM vl Phdng, ehdng tham nhiing do cac nguyen thu qufi'c gia va ngudi dUng dau Chinh phu Lifin minh ehfiu PM thdng qua ngay 12 thfing 7 nfim 2003.
So vdi tham nhiing trong khu vUe cong tM tham nhung trong khu vUc tU ed nhiing khae bifit ed ban vl: (1) Chu thi thuc hiin hdnh vi tham nhung, ngudi thUe Men hfinh vi tham nhung trong khu vUe tu ed the la bfi't cU ngUdi nao, cdn ngudi thUc Men hanh vi tham nhiing trong khu vUc cong hen quan trUc tilp dfi'n can bfi nha nUdc - nhiing ngUdi dai difin thuc Mfin quyin Mc nhfi nude; (2) Phqm vi tham nhung, trong khu vUe tu hfin quan din tai san vfi lpi ieh cua tu nhan, trong kM dd tham nhung trong khu vUc cfing lai lfim anh hudng trUe tilp dfin tai san vfi ldi ieh cua Nha nude; (3) Vi hdnh vi tham nhdng, ngudi cd hfinh vi tham nhiing trong khu vUc cdng la dl lam hofie khong lfim mpt vific trong pham vi ehiic nfing cua mMh, trong kM, ngUdi dUdc eoi lfi tham nhiing trong khu vUe tu ed hfinh vi lam hofic khdng lfim mdt viec dong thdi vi pham nhifim vu cua ngUdi dd trong cac hdp ddng, cam klt...*^*
Hien nay vin chUa cd mdt dinh ngMa nfio mang tinh tdng hdp va dUdc chfi'p nhfin tren pham vi toan cdu ve tham nhung bao gdm ca tham nhiing trong khu vUe cong hay tham nhung trong khu vUc tu. Mac dii vfiy, bfin eanh mfit so" khae bifit
nhu da kfi trfin, tham nhung trong khu vUc tu vfi tham nhiing trong khu vile cfing diu ed chung mpt sd dfic dilm nhU: (1) Chu the thUc Mfin hfinh vi tham nhung diu Ifi ngudi ed chUe vu, quyen ban hoae dUde giao phd mpt cdng vific nhfi't dinh; (2) Khi thUe Mfin hanh vi tham nhung, nhiing ngudi nay da ldi dung chUc vu, quyin ban va cdng viec dUde giao eua minh de lam trfii phap lufit, trai vdi nhiing hdp ddng, cam kit nhfim mUu ldi rifing; (3) Dpng cd eua ngUdi cd hanh vi tham nhiing lfi vi vu Idi'^', hp dfi lpi dung chUe vu, quyin ban va vi the cua minh de mUu eau ldi ieh rifing, true ldi tU Nha nUdc boac to chUc tU nhfin;
(4) Hfinh vi tham nhiing de dpa gay ra hofie gay ra nhiing tMet hai ve mat tfii san, ldi ich cua Nha nUde hofie t l ehUe.
1.2. Giao dich tU Iqi trong cdng ty Id mpt dqng diin hinh cho tham nhiing trong khu vUc tu
Tham nhung trong khu vUe tU dii da dang nhUng thudng biiu Mfin d hai hfinh vi la hdi 16 vfi biln thu tfii san''" tfip tnmg
"' Khoan 1, Di^u 14, C6ng udc cua Ingn Hop Quoc v l Choi^ tham nhimg quy dinh: Tren cd sd phd hflp v6i c^c nguyen tac cd ban cua phap lufit ntfdc minh, moi quoc gia thfinh vi&n se tien hlmh cac Men phap de phdng ng£(a tham nhung Uen quan d€n khu v\fc tif, tfing ci(c(ng cac tigu chu&i kg'to&n vfi kilm toan trong khu vUc t u va, khi thich h(jp, ban hfinh nhfing ch^ tfii dan sU, hfinh chinh ho$c Mnh si^ M^u q u i tUdng x(Sng va c6 tfnh ran de doi v6i nhfing hlinh vi khong tuan thu cac bifn philp nfiy.
'^' PGS.TSKH. Phan Xuan Sdn, ThS. Ph?m Th^ Lyc (Dong chu bign, 2008), Nhdn diin tham nhiing vd cdc gidi phdp plibng, ciidng tfiam nhiing d Viet Nam fiiin nay, Nxb, Chinh tri qucfc gia, tr.22.
'^' Xem them: Bo Giao due va Dfio tao (2014), Tdi lieu gidng day ve phbng chdhg tham nhiing dtmg cho cdc trudng Bai hoc, Cao ddng fifidng chuyin vi ludt, Ph§
duyet k ^ theo Quylt dinh so 3468/^-BGDDT ngfiy 06 thang 9 nfim 2014 cua Bo trUclng Bo Gifio due vfi Dfiot90,tr.l2.
Q NHAN LUC KHOA HOC XA Hfii 505-2017
